Evaxion A/S (EVAX) director reports shares and warrant holdings
Rhea-AI Filing Summary
Evaxion A/S director Wegner Lars Aage Staal has reported his equity holdings in the company in an amended Form 3. The filing shows direct ownership of 129,139 Ordinary Shares and multiple series of Warrants over additional Ordinary Shares with different exercise prices and expiration dates.
The holdings include Warrants over 46,100 Ordinary Shares at an exercise price of $0.0590 per share expiring on January 31, 2030, and Warrants over 479,604 Ordinary Shares at $0.1000 per share expiring on December 31, 2036. Other reported Warrants cover 21,396 Ordinary Shares at $5.3800 per share and 36,765 Ordinary Shares at $0.7400 per share, with various vesting schedules and expiration dates noted in the disclosure.
Positive
- None.
Negative
- None.
Insider Trade Summary
9 transactions reported
Mixed
9 txns
Insider
Wegner Lars Aage Staal
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Ordinary Shares | -- | -- | -- |
Holdings After Transaction:
Warrants — 36,765 shares (Direct);
Ordinary Shares — 129,139 shares (Direct)
Footnotes (1)
- Warrants pursuant to private placement that closed 12/21/2023. Warrants pursuant to public offering that closed 1/31/2025. Vesting is 1/12 per month over 21 months from the initial exercise date indicated.
Key Figures
Ordinary Shares held: 129,139 shares
Warrants at $0.0590: 46,100 underlying shares
Warrants at $0.1000 (2017 grant): 479,604 underlying shares
+4 more
7 metrics
Ordinary Shares held
129,139 shares
Total Ordinary Shares directly owned following the reported holdings
Warrants at $0.0590
46,100 underlying shares
Warrants exercisable at $0.0590 per share expiring January 31, 2030
Warrants at $0.1000 (2017 grant)
479,604 underlying shares
Warrants exercisable at $0.1000 per share expiring December 31, 2036
Additional Warrants at $0.1000
98,188 underlying shares
Separate Warrant position at $0.1000 per share expiring December 31, 2036
Warrants at $5.3800
21,396 underlying shares
Warrants exercisable at $5.3800 per share expiring December 31, 2031
Warrants at $0.7400
36,765 underlying shares
Warrants from private placement exercisable at $0.7400 per share expiring December 21, 2026
Monthly vesting rate
1/12 per month
Certain Warrants vest 1/12 per month over 21 months from initial exercise date
Key Terms
Form 3/A, Warrants, Ordinary Shares, private placement, +2 more
6 terms
Form 3/A regulatory
"INSIDER FILING DATA (Form 3/A):"
An amended Form 3 (Form 3/A) is a corrected or updated disclosure filed with regulators that revises an insider’s initial report of their ownership in a public company — typically for officers, directors or large shareholders. Investors use it like a corrected inventory list: it clarifies who owns how many shares and whether earlier reports had errors, helping assess insider confidence, possible conflicts and the accuracy of ownership records that can affect stock valuation and trust.
Warrants financial
""security_title": "Warrants""
Warrants are special documents that give you the right to buy a company's stock at a set price before a certain date. They are often used as a way for companies to attract investors or raise money, and their value can increase if the company's stock price goes up.
private placement financial
"Warrants pursuant to private placement that closed 12/21/2023."
A private placement is a sale of securities directly to a selected group of investors, typically institutions or accredited investors, instead of through a public offering. It lets a company raise money faster and with fewer regulatory steps; for existing shareholders it matters because the newly issued shares, often sold at a discount, increase the share count and can dilute their ownership.
public offering financial
"Warrants pursuant to public offering that closed 1/31/2025."
A public offering is when a company sells shares to the general public through the stock market, either by issuing new shares to raise cash or by letting existing owners sell their stakes. Think of it like a business opening its doors to many new owners at once: it can bring in money for growth but also increases the number of shares available, which can change the stock price and dilute existing ownership — key factors investors watch closely.
vesting financial
"Vesting is 1/12 per month over 21 months"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What does Evaxion A/S (EVAX) director Wegner report in this Form 3/A?
The amended Form 3 shows that director Wegner Lars Aage Staal holds 129,139 Evaxion A/S Ordinary Shares and several series of Warrants over additional Ordinary Shares, each with specified exercise prices, vesting terms, and long-dated expiration dates disclosed in the filing.
What key Evaxion A/S Warrants are disclosed for Wegner in this Form 3/A?
The disclosure lists Warrants over 46,100 Ordinary Shares at $0.0590 per share, 479,604 Ordinary Shares at $0.1000 per share, and 21,396 Ordinary Shares at $5.3800 per share, each with specific expiration dates extending to 2030 and 2036.
Are any Evaxion A/S Warrants tied to private or public offerings?
Yes. Footnotes state that certain Warrants were issued pursuant to a private placement that closed on December 21, 2023, while others were issued pursuant to a public offering that closed on January 31, 2025, clarifying the origins of those specific instruments.
How do the vesting terms work for some of Wegner’s Evaxion A/S Warrants?
One footnote explains that vesting occurs at a rate of one-twelfth per month over 21 months from the initial exercise date indicated. This means the related Warrants become exercisable gradually, rather than all at once, over the stated vesting period.
What are the expiration dates of Wegner’s main Evaxion A/S Warrants?
Key Warrants reported expire on January 31, 2030, December 31, 2031, December 31, 2036, and December 21, 2026, depending on the series. Each Warrant series combines its own exercise price, underlying Ordinary Share amount, and specific expiration date.