Evaxion (EVAX) director Roberto Prego discloses shares and long-dated warrants
Rhea-AI Filing Summary
Evaxion A/S director Roberto Prego has updated his Form 3/A to detail his equity interests. As of March 18, 2026, he holds 494,410 Ordinary Shares directly and 676,620 Ordinary Shares indirectly through Prego Fidaco Investment, an entity controlled by his father.
He also holds a range of warrants on Ordinary Shares with different exercise prices and long-dated expirations, including positions exercisable at 0.7400, 0.0590, and 0.1000 per share, among others. Some warrants stem from a private placement that closed on December 21, 2023 and a public offering that closed on January 31, 2025, with vesting described as 1/12 per month over 12 months from the initial exercise date.
Positive
- None.
Negative
- None.
Insider Trade Summary
16 transactions reported
Mixed
16 txns
Insider
Prego Roberto
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Ordinary Shares | -- | -- | -- |
| holding | Ordinary Shares | -- | -- | -- |
Holdings After Transaction:
Warrants — 231,759 shares (Direct);
Warrants — 119,448 shares (Indirect, Prego Fidaco Investment);
Ordinary Shares — 494,410 shares (Direct);
Ordinary Shares — 676,620 shares (Indirect, Prego Fidaco Investment)
Footnotes (4)
- F1. Mr. Prego's father is a control person of this entity.
- F2. Warrants pursuant to private placement that closed 12/21/2023.
- F3. Warrants pursuant to public offering that closed 1/31/2025.
- F4. Vesting is 1/12 per month over 12 months from the initial exercise date indicated.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What did Evaxion A/S (EVAX) director Roberto Prego report in this Form 3/A?
Roberto Prego reported his equity holdings in Evaxion A/S, including substantial Ordinary Share positions held both directly and through Prego Fidaco Investment, plus multiple warrant positions on Ordinary Shares with varying exercise prices and long-term expirations, clarifying his overall exposure to the company’s stock.
What offerings are linked to Roberto Prego’s Evaxion (EVAX) warrants?
Some warrants are tied to a private placement that closed on December 21, 2023, and others to a public offering that closed on January 31, 2025. This connects portions of his derivative exposure directly to specific Evaxion capital-raising transactions over recent years.
How do Roberto Prego’s Evaxion (EVAX) warrants vest over time?
For certain warrant grants, vesting occurs at 1/12 per month over 12 months from the initial exercise date. This schedule gradually makes portions of the warrants exercisable, spreading potential share conversions over a one‑year period rather than all at once.