Evaxion (EVAX) CAIO details major share and warrant stakes
Filing Impact
Filing Sentiment
Form Type
3/A
Rhea-AI Filing Summary
Evaxion A/S CAIO Andreas Holm Mattsson filed an amended Form 3 to detail his ownership of ordinary shares and warrants. He holds 1,382,395 ordinary shares directly and 4,142,521 ordinary shares indirectly through Mattsson Holding af 2008 ApS, where he is described as a control person.
The filing also lists several series of warrants over ordinary shares. These include warrants over 55,147 shares with a 0.7400 exercise price expiring on December 21, 2026, and warrants over 645,700 shares at 0.0590 per share expiring on January 31, 2030. Additional warrant positions cover 35,000 shares at 2.2300, 6,250 shares at 0.7500, 25,000 shares at 0.4000, and 125,000 shares at 0.0700, each expiring on December 31, 2031. Footnotes explain that some warrants arise from a private placement that closed on December 21, 2023 and a public offering that closed on January 31, 2025, with certain awards vesting monthly over 36 months from their initial exercise dates.
Positive
- None.
Negative
- None.
Insider Trade Summary
8 transactions reported
Mixed
8 txns
Insider
Mattsson Andreas Holm
Role
CAIO Chief AI Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Ordinary Shares | -- | -- | -- |
| holding | Ordinary Shares | -- | -- | -- |
Holdings After Transaction:
Warrants — 55,147 shares (Direct);
Ordinary Shares — 1,382,395 shares (Direct);
Ordinary Shares — 4,142,521 shares (Indirect, By Mattsson Holding af 2008 ApS)
Footnotes (1)
- Mr. Mattsson is a control person of such entity. Warrants pursuant to private placement that closed 12/21/2023. Warrants pursuant to public offering that closed 1/31/2025. Vesting is 1/36 per month over 36 months from the initial exercise date indicated.
Key Figures
Direct ordinary shares: 1,382,395 shares
Indirect ordinary shares: 4,142,521 shares
Warrants @ 0.7400: 55,147 underlying shares
+4 more
7 metrics
Direct ordinary shares
1,382,395 shares
Direct ownership reported as of March 18, 2026
Indirect ordinary shares
4,142,521 shares
Held indirectly by Mattsson Holding af 2008 ApS
Warrants @ 0.7400
55,147 underlying shares
Exercise price 0.7400; expiration December 21, 2026
Warrants @ 0.0590
645,700 underlying shares
Exercise price 0.0590; expiration January 31, 2030
High-strike warrants
35,000 underlying shares
Exercise price 2.2300; expiration December 31, 2031
Additional warrants
156,250 underlying shares
0.7500, 0.4000 and 0.0700 exercise prices; expire December 31, 2031
Holding entries
8 entries
All coded as holdings in transaction summary
Key Terms
Form 3/A, Warrants, Underlying Shares, Indirect ownership, +2 more
6 terms
Form 3/A regulatory
"An amended Form 3 details the insider’s existing holdings."
An amended Form 3 (Form 3/A) is a corrected or updated disclosure filed with regulators that revises an insider’s initial report of their ownership in a public company — typically for officers, directors or large shareholders. Investors use it like a corrected inventory list: it clarifies who owns how many shares and whether earlier reports had errors, helping assess insider confidence, possible conflicts and the accuracy of ownership records that can affect stock valuation and trust.
Warrants financial
"The filing lists multiple warrant series over ordinary shares."
Warrants are special documents that give you the right to buy a company's stock at a set price before a certain date. They are often used as a way for companies to attract investors or raise money, and their value can increase if the company's stock price goes up.
Indirect ownership financial
"Indirect ownership is reported through Mattsson Holding af 2008 ApS."
Private placement financial
"Some warrants were issued pursuant to a private placement closing December 21, 2023."
A private placement is a way for companies to raise money by selling securities directly to a small group of investors instead of through a public offering. This process is often quicker and less regulated, making it similar to offering a special, exclusive investment opportunity to select individuals or institutions. For investors, it can provide access to unique investment options that are not available on public markets.
Public offering financial
"Additional warrants arose from a public offering that closed January 31, 2025."
A public offering is when a company sells shares to the general public through the stock market, either by issuing new shares to raise cash or by letting existing owners sell their stakes. Think of it like a business opening its doors to many new owners at once: it can bring in money for growth but also increases the number of shares available, which can change the stock price and dilute existing ownership — key factors investors watch closely.
FAQ
What does the Evaxion (EVAX) Form 3/A filed by Andreas Holm Mattsson show?
The Form 3/A shows Andreas Holm Mattsson’s existing holdings in Evaxion. It reports direct ownership of 1,382,395 ordinary shares, indirect ownership of 4,142,521 shares via Mattsson Holding af 2008 ApS, and multiple warrant positions over additional ordinary shares at various exercise prices and expirations.
Were the Evaxion (EVAX) warrants held by Andreas Holm Mattsson issued in placements or offerings?
Yes. Footnotes state some warrants were issued under a private placement that closed on December 21, 2023, and others under a public offering that closed on January 31, 2025, clarifying how key derivative positions were originally granted to the reporting person.
Does the Evaxion (EVAX) Form 3/A reflect new insider buying or selling activity?
The amendment reflects reported holdings rather than buy or sell transactions. All entries are coded as holdings, with transaction summaries showing no recorded buys, sells, exercises, or gifts, indicating this filing primarily updates disclosure of existing positions.
How do vesting terms affect some Evaxion (EVAX) warrants held by Andreas Holm Mattsson?
A footnote explains certain warrants vest at 1/36 per month over 36 months from each initial exercise date. This means the right to exercise those warrants builds gradually, aligning the ultimate exercisable amount with a three-year vesting schedule.