Evaxion A/S (EVAX) reports initial insider share and warrant holdings
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
Evaxion A/S filed an initial insider report listing its existing holdings in its own securities. The company reports direct ownership of 494,410 Ordinary Shares and indirect ownership of 676,620 Ordinary Shares through Prego Fidaco Investment. It also lists multiple outstanding warrant positions over Ordinary Shares with exercise prices ranging from 0.059 to 5.38 and expirations extending to 2036. These entries reflect current holdings rather than new share purchases or sales.
Positive
- None.
Negative
- None.
Insider Trade Summary
16 transactions reported
Mixed
16 txns
Insider
Evaxion A/S
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Ordinary Shares | -- | -- | -- |
| holding | Ordinary Shares | -- | -- | -- |
Holdings After Transaction:
Warrants — 91,912 shares (Direct);
Warrants — 100,260 shares (Indirect, Prego Fidaco Investment);
Ordinary Shares — 494,410 shares (Direct);
Ordinary Shares — 676,620 shares (Indirect, Prego Fidaco Investment)
Footnotes (1)
- Mr. Prego's father is a control person of this entity. Warrants pursuant to private placement that closed 12/21/2023. Warrants pursuant to public offering that closed 1/31/2025. Vesting is 1/12 per month over 12 months from the initial exercise date indicated.
FAQ
What does Evaxion A/S (EVAX) report in this Form 3 filing?
Evaxion A/S reports its existing ownership of Ordinary Shares and warrants. The filing lists both directly held shares and warrants, plus additional holdings through Prego Fidaco Investment, providing a snapshot of insider-related positions at the time of the report.
What warrant positions does Evaxion A/S (EVAX) disclose in this filing?
Evaxion A/S lists several warrant series over Ordinary Shares with different exercise prices and maturities. Examples include 91,912 underlying shares at a 0.7400 exercise price and 46,100 underlying shares at 0.0590, plus additional warrants extending in expiry out to 2036.
Are there any buy or sell transactions in this Evaxion A/S (EVAX) Form 3?
The Form 3 shows only holding entries, not new buys or sells. All transactions are coded as holdings with unknown transaction direction, indicating the filing records existing positions rather than recent market transactions or exercises.
What is Prego Fidaco Investment’s role in Evaxion A/S (EVAX) holdings?
Some Ordinary Shares and warrants are reported as indirectly owned through Prego Fidaco Investment. Footnotes state that Mr. Prego’s father is a control person of this entity, clarifying that part of Evaxion A/S’s reported position is held via this related investment vehicle.