Welcome to our dedicated page for Evaxion AS SEC filings (Ticker: EVAX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Evaxion A/S filings document a foreign private issuer that furnishes Form 6-K reports for business updates, financial results, clinical and preclinical vaccine-program disclosures, and governance actions. Recent reports describe AI-Immunology™-powered vaccine development, EVX-01 personalized cancer vaccine data in advanced melanoma, platform work in glioblastoma, and infectious disease vaccine design concepts.
The filing record also includes annual general meeting results, approval of the audited annual report, board and auditor elections, leadership-role disclosures, and incorporation of Form 6-K reports by reference into Form S-8, Form F-1, and Form F-3 registration statements. These documents frame Evaxion’s capital-market disclosures around pipeline development, corporate governance, securities registrations, and recurring operating updates.
Evaxion A/S, a clinical-stage TechBio company developing AI-Immunology™-powered vaccines, reported the results of its Annual General Meeting held at its offices in Denmark. The 2025 Annual Report was approved and all proposals from the Board of Directors were passed.
Shareholders re-elected Marianne Søgaard, Lars Holtug, Lars Aage Staal Wegner and Roberto Prego Pineda to the Board of Directors, and elected Jens Bitsch Nørhave as a new Board member. The company noted that minutes from the meeting are available on its website and reiterated its focus on AI-driven vaccine candidates in oncology and infectious diseases.
Evaxion A/S CAIO Andreas Holm Mattsson filed an amended Form 3 to detail his ownership of ordinary shares and warrants. He holds 1,382,395 ordinary shares directly and 4,142,521 ordinary shares indirectly through Mattsson Holding af 2008 ApS, where he is described as a control person.
The filing also lists several series of warrants over ordinary shares. These include warrants over 55,147 shares with a 0.7400 exercise price expiring on December 21, 2026, and warrants over 645,700 shares at 0.0590 per share expiring on January 31, 2030. Additional warrant positions cover 35,000 shares at 2.2300, 6,250 shares at 0.7500, 25,000 shares at 0.4000, and 125,000 shares at 0.0700, each expiring on December 31, 2031. Footnotes explain that some warrants arise from a private placement that closed on December 21, 2023 and a public offering that closed on January 31, 2025, with certain awards vesting monthly over 36 months from their initial exercise dates.
Evaxion A/S reports that the one-year extension of its phase 2 trial of personalized cancer vaccine EVX-01 in advanced melanoma has been completed, with the last patient visit now finished. Three-year clinical efficacy data are expected to be presented in the second half of 2026.
Earlier phase 2 results showed an Objective Response Rate of 75%, with 12 of 16 patients responding and four achieving complete responses. At two-year follow-up, 92% of patients were still responding with no relapses, tumor reduction was seen in 15 of 16 patients, and 81% of targeted neoantigens triggered potent T-cell responses. EVX-01 was reported as well tolerated.
Evaxion A/S director Marianne Soegaard has filed an amended Form 3 detailing her ownership of ordinary shares and warrants. She reports direct holdings of 3,361,687 ordinary shares, plus additional ordinary shares held indirectly through Soegaard & Jansen ApS and family members. The filing also lists multiple warrant positions over Evaxion ordinary shares with exercise prices ranging from $0.0590 to $5.3800 per share and expiration dates extending to 2036-12-31.
Evaxion A/S director Wegner Lars Aage Staal has reported his equity holdings in the company in an amended Form 3. The filing shows direct ownership of 129,139 Ordinary Shares and multiple series of Warrants over additional Ordinary Shares with different exercise prices and expiration dates.
The holdings include Warrants over 46,100 Ordinary Shares at an exercise price of $0.0590 per share expiring on January 31, 2030, and Warrants over 479,604 Ordinary Shares at $0.1000 per share expiring on December 31, 2036. Other reported Warrants cover 21,396 Ordinary Shares at $5.3800 per share and 36,765 Ordinary Shares at $0.7400 per share, with various vesting schedules and expiration dates noted in the disclosure.
Evaxion A/S Chief Executive Officer Helen Tayton-Martin filed an amended Form 3 reporting her equity interests in the company. She holds warrants directly over 2,500,000 underlying ordinary shares at an exercise price of $0.1200 per share, expiring on December 31, 2031, vesting monthly over 36 months from the initial exercise date. She also reports indirect ownership of 2,286,150 ordinary shares held by her spouse, James Noble.
Evaxion A/S, a clinical-stage TechBio company using its AI-Immunology™ platform to develop vaccines, is highlighting new research at the World Vaccine Congress in Washington D.C. from March 31 to April 2, 2026.
In collaboration with the Gates Foundation, Evaxion has created novel design concepts for polio vaccines, including hybrid capsid designs and de novo designed B-cell antigen approaches, aiming to combine strengths of existing inactivated and attenuated vaccines. The company will also present data from EVX‑V1, its next-generation multi-component cytomegalovirus vaccine program built from AI-discovered and AI-optimized antigens.
Evaxion A/S Chief Scientific Officer Birgitte Rono filed an amended Form 3 to update her equity holdings. The filing lists multiple warrant positions over Evaxion ordinary shares, including warrants exercisable at prices ranging from 0.07 to 5.38 with expirations extending to 2036-12-31. One warrant series relates to a private placement that closed on 2023-12-21, and certain awards vest monthly over 36 months from their initial exercise dates. The amendment also shows direct ownership of 36,765 ordinary shares, giving investors a clearer picture of her current stake.
Evaxion A/S Chief Financial Officer Thomas Frederik Schmidt has amended his initial statement of beneficial ownership to update his equity holdings. The filing shows direct ownership of 645,750 ordinary shares and warrants that are exercisable into 322,850 ordinary shares at an exercise price of $0.0590 per share.
The warrants relate to a public offering that closed on January 31, 2025 and expire on January 31, 2030. The Form 3/A records these positions as holdings rather than new purchases or sales, giving a snapshot of his current direct stake in Evaxion.
Evaxion A/S director Roberto Prego has updated his Form 3/A to detail his equity interests. As of March 18, 2026, he holds 494,410 Ordinary Shares directly and 676,620 Ordinary Shares indirectly through Prego Fidaco Investment, an entity controlled by his father.
He also holds a range of warrants on Ordinary Shares with different exercise prices and long-dated expirations, including positions exercisable at 0.7400, 0.0590, and 0.1000 per share, among others. Some warrants stem from a private placement that closed on December 21, 2023 and a public offering that closed on January 31, 2025, with vesting described as 1/12 per month over 12 months from the initial exercise date.