Evolv Technologies director buys 32.6K shares

Evolv Technologies Holdings, Inc. (EVLV) director Richard A. Shapiro reported open-market purchases of a total of 32,600 shares of Class A Common Stock on September 4, 2026.

Rhea-AI Filing Summary

Evolv Technologies Holdings, Inc. (EVLV) director Richard A. Shapiro reported open-market purchases of a total of 32,600 shares of Class A Common Stock on September 4, 2026. He bought 13,500 shares directly at a weighted average price of $4.96 per share, increasing his direct holdings to 93,065 shares. Additional purchases were made through indirect accounts: 6,500 shares held by a trust over which he has voting and dispositive power (now 29,000 shares), 9,000 shares held by his spouse (now 39,000 shares), and 3,600 shares held in his spouse’s retirement plan (now 20,000 shares). No Rule 10b5-1 trading plan is reported.

Insider Trade Summary

Net Buyer: 32,600 shares

Net Buy 4 txns

Insider Shapiro Richard A

Role Director

Bought 32,600 shs ($162K)

Type	Security	Shares	Price	Value
Purchase	Class A Common Stock F1	13,500	$4.96	$67K
Purchase	Class A Common Stock F2	6,500	$4.95	$32K
Purchase	Class A Common Stock	9,000	$4.98	$45K
Purchase	Class A Common Stock	3,600	$4.94	$18K

Holdings After Transaction: Class A Common Stock — 93,065 shares (Direct); Class A Common Stock — 29,000 shares (Indirect, Held by a trust); Class A Common Stock — 39,000 shares (Indirect, Held by spouse); Class A Common Stock — 20,000 shares (Indirect, Held by spouse in a retirement plan)

Footnotes (2)

1. F1. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
2. F2. Held by a trust for which the reporting person has voting and dispositive power over the share-based assets of the trust.

Key Figures

Total shares purchased: 32,600 shares Direct purchase: 13,500 shares at $4.96 per share Trust purchase: 6,500 shares at $4.95 per share +5 more

8 metrics

Total shares purchased 32,600 shares Aggregate of reported open-market purchases on September 4, 2026

Direct purchase 13,500 shares at $4.96 per share Weighted average price for direct Class A Common Stock purchase on September 4, 2026

Trust purchase 6,500 shares at $4.95 per share Class A Common Stock purchased and held by a trust on September 4, 2026

Spouse account purchase 9,000 shares at $4.98 per share Class A Common Stock purchased and held by spouse on September 4, 2026

Spouse retirement plan purchase 3,600 shares at $4.94 per share Class A Common Stock purchased for spouse’s retirement plan on September 4, 2026

Direct holdings after transaction 93,065 shares Class A Common Stock held directly by Richard A. Shapiro after September 4, 2026 purchases

Trust holdings after transaction 29,000 shares Class A Common Stock held by the trust after September 4, 2026 purchase

Spouse and retirement plan holdings after transaction 39,000 and 20,000 shares Class A Common Stock held by spouse and spouse’s retirement plan after purchases

Key Terms

weighted average price, voting and dispositive power, indirect ownership, retirement plan

4 terms

weighted average price financial

"The price reported in Column 4 is a weighted average price."

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

voting and dispositive power financial

"the reporting person has voting and dispositive power over the share-based assets"

indirect ownership financial

"Indirect holdings include shares held by a trust and by spouse accounts"

retirement plan financial

"Held by spouse in a retirement plan"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did EVLV director Richard A. Shapiro report?

He reported four open-market purchases of EVLV Class A Common Stock on September 4, 2026, totaling 32,600 shares across his direct account, a trust, his spouse’s account, and his spouse’s retirement plan.

How many EVLV shares did Richard A. Shapiro buy directly?

He bought 13,500 shares of EVLV Class A Common Stock directly at a weighted average price of $4.96 per share, bringing his direct holdings to 93,065 shares after the transaction.

What EVLV shares are held indirectly through a trust and spouse accounts?

Indirectly, 29,000 shares are held by a trust over which he has voting and dispositive power, 39,000 shares are held by his spouse, and 20,000 shares are held in his spouse’s retirement plan, all following the September 4, 2026 purchases.

At what prices were the EVLV shares purchased by Richard A. Shapiro?

Reported prices per share were a weighted average $4.96 for 13,500 direct shares, plus purchases at $4.95, $4.98, and $4.94 per share in the various indirect accounts, all on September 4, 2026.

Were Richard A. Shapiro’s EVLV purchases under a Rule 10b5-1 plan?

No. The filing’s Rule 10b5-1 checkbox is not marked as affirmative, and there is no footnote stating that these September 4, 2026 purchases were made pursuant to a Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/09/2026 - 04:08 PM EDT Accepted by SEC EDGAR 09/09/2026 - 04:07 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Shapiro Richard A

(Last) (First) (Middle)

C/O EVOLV TECHNOLOGIES HOLDINGS, INC.

500 TOTTEN POND ROAD, 4TH FLOOR

(Street)

WALTHAM MASSACHUSETTS 02451

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Evolv Technologies Holdings, Inc. [ EVLV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/04/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	09/04/2026		P		13,500	A	$4.96(1)	93,065	D
Class A Common Stock	09/04/2026		P		6,500	A	$4.95	29,000	I	Held by a trust(2)
Class A Common Stock	09/04/2026		P		9,000	A	$4.98	39,000	I	Held by spouse
Class A Common Stock	09/04/2026		P		3,600	A	$4.94	20,000	I	Held by spouse in a retirement plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

2. Held by a trust for which the reporting person has voting and dispositive power over the share-based assets of the trust.

Remarks:

	/s/ Rachel Roy, Attorney-in-fact for Richard Shapiro	09/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)