AZIO AI President Yu Simon Files Initial Form 3

AZIO AI HOLDINGS, INC. officer Yu Simon, who serves as President, has submitted an initial Form 3 identifying him as a reporting person for the company’s equity securities.

Accepted by SEC EDGAR 07/16/2026 - 04:49 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

AZIO AI HOLDINGS, INC. officer Yu Simon, who serves as President, has submitted an initial Form 3 identifying him as a reporting person for the company’s equity securities. The available structured data show no reportable transactions, non-derivative holdings, or derivative positions as of this initial statement.

Key Figures

Buy transactions reported: 0 Sell transactions reported: 0 Derivative positions reported: 0 +1 more

4 metrics

Buy transactions reported 0 transactionSummary buyCount for this Form 3

Sell transactions reported 0 transactionSummary sellCount for this Form 3

Derivative positions reported 0 number of entries in derivativeSummary

Net shares bought or sold 0 transactionSummary netBuySellShares

Key Terms

Form 3, reportingPersons, derivativeSummary

3 terms

Form 3 regulatory

"INSIDER FILING DATA (Form 3) for AZIO AI HOLDINGS, INC."

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

reportingPersons regulatory

""reportingPersons": [{"name": "Yu Simon", "is_officer": 1}]"

derivativeSummary financial

""derivativeSummary": [] shows derivative-related section with no entries"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

Who is the reporting person in AZIO AI HOLDINGS, INC.’s Form 3 and what is his role at AZIO?

The reporting person is Yu Simon, who is disclosed as an officer of AZIO AI HOLDINGS, INC. with the title President. This Form 3 identifies him as an insider whose future transactions in the company’s equity must be reported.

Does Yu Simon’s Form 3 report any buy or sell transactions in AZIO AI HOLDINGS, INC. stock for investors tracking EVTV?

No transactions are reported; the transaction summary shows buyCount 0 and sellCount 0. This means the Form 3 functions solely as an initial ownership statement, without any accompanying purchase or sale activity disclosed in the data.

What does a Form 3 filing signify for AZIO AI HOLDINGS, INC. (AZIO) and its insiders?

A Form 3 is an insider’s initial statement of beneficial ownership when becoming a reporting person. For AZIO AI HOLDINGS, INC., it marks the start of ongoing disclosure obligations for Yu Simon regarding his future holdings and transactions in the company’s securities.

Are any derivative securities or options reported for Yu Simon in this Form 3 for AZIO AI HOLDINGS, INC.?

No derivative holdings are shown; the derivativeSummary field is empty, indicating 0 derivative entries. Based on the structured data provided, there are no options or other derivative securities reported for Yu Simon in this initial statement.

How many total transactions does the Form 3 for AZIO AI HOLDINGS, INC. show for President Yu Simon?

The structured data indicate 0 transactions, with buy, sell, and other transaction counts all at zero. This confirms the Form 3 serves only to register his insider status, without reflecting any concurrent trading activity in the issuer’s securities.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Yu Simon

(Last) (First) (Middle)

7510 ARDMORE STREET

(Street)

HOUSTON TEXAS 77054

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
07/02/2026

3. Issuer Name and Ticker or Trading Symbol
AZIO AI HOLDINGS, INC. [ AZIO ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	Simon Yu	07/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)