Charles Schwab Corp (EWBC): Douglas Krause plans Rule 144 sale of 10,000 shares

Rhea-AI Filing Summary

Charles Schwab Corp received a Rule 144 notice from Douglas P. Krause covering a proposed sale of 10,000 shares of common stock, with an indicated aggregate value of $1,323,800.00. The shares derive from multiple vested stock grants awarded as equity compensation between 2021 and 2025. The filing also notes a prior sale of 10,000 shares of common stock on 05/27/2026 for $1,235,001.00.

Key Figures

Proposed shares to be sold: 10,000 shares Aggregate value of proposed sale: $1,323,800.00 Shares sold in past 3 months: 10,000 shares +3 more

6 metrics

Proposed shares to be sold 10,000 shares Maximum Charles Schwab common shares covered by the Rule 144 notice

Aggregate value of proposed sale $1,323,800.00 Indicated value for 10,000 Charles Schwab common shares in the Rule 144 notice

Shares sold in past 3 months 10,000 shares Charles Schwab common shares sold on 05/27/2026

Proceeds from 05/27/2026 sale $1,235,001.00 Aggregate amount reported for 10,000 shares sold on 05/27/2026

Equity grant 03/08/2021 4,611 shares Vested stock grant designated as equity compensation on 03/08/2021

Equity grant 03/06/2022 5,269 shares Vested stock grant designated as equity compensation on 03/06/2022

Key Terms

Rule 144, Vested Stock Grants, Equity Compensation, Common

4 terms

Rule 144 regulatory

"144: Securities To Be Sold"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Vested Stock Grants financial

"Common | 03/08/2021 | Vested Stock Grants | Issuer"

Equity Compensation financial

"03/08/2021 | Equity Compensation Common | 02/04/2022"

Equity compensation is pay given to employees, executives or contractors in the form of company ownership—such as stock, stock options or restricted shares—rather than just cash. It matters to investors because it can align workers' incentives with shareholders (like paying someone in slices of the same pie they help grow), but it also increases the number of shares outstanding and company expenses, affecting ownership percentages and earnings per share.

Common financial

"Common | Charles Schwab Corp 3000 Schwab Way"

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Available on EDGAR 08/06/2026 - 03:52 PM Accepted by SEC EDGAR 08/06/2026 - 03:52 PM Learn about SEC filing dates

FAQ

What does the Form 144 filing related to EWBC and Charles Schwab disclose?

The filing discloses that Douglas P. Krause filed a Rule 144 notice for a proposed sale of 10,000 Charles Schwab common shares, with an indicated aggregate value of $1,323,800.00, originating from vested equity compensation grants.

How many Charles Schwab shares are covered by Douglas Krause’s Form 144?

Douglas Krause’s Form 144 covers a proposed sale of 10,000 shares of Charles Schwab common stock. These shares come from multiple vested stock grants received as equity compensation between 2021 and 2025.

What is the approximate value of the shares in the Charles Schwab Form 144 notice?

The Form 144 notice indicates an aggregate value of about $1,323,800.00 for the 10,000 shares of Charles Schwab common stock that Douglas Krause may sell under Rule 144, based on the figures reported.

What prior stock sale is noted in this Form 144 related to EWBC’s context?

The filing notes that 10,000 shares of Charles Schwab common stock were previously sold on 05/27/2026 for $1,235,001.00. This historical transaction is reported in the section for securities sold during the past three months.

How were the Charles Schwab shares in Douglas Krause’s Form 144 originally acquired?

The shares were acquired through vested stock grants designated as equity compensation. Grant dates listed include 03/08/2021, 02/04/2022, 03/06/2022, and 03/04/2025, each contributing to the total shares now subject to potential sale.

Does the Form 144 guarantee that Douglas Krause will sell all 10,000 Charles Schwab shares?

No. A Form 144 is a notice of a proposed sale, not a guarantee of execution. It sets a maximum amount—here, 10,000 shares—that may be sold under Rule 144, depending on market conditions and the filer’s decisions.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab Corp 3000 Schwab Way Westlake TX 76262	10000	1323800.00	136996262	08/06/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/08/2021	Vested Stock Grants	Issuer			4611	03/08/2021	Equity Compensation
Common	02/04/2022	Vested Stock Grants	Issuer			23	02/04/2022	Equity Compensation
Common	03/06/2022	Vested Stock Grants	Issuer			5269	03/06/2022	Equity Compensation
Common	03/04/2025	Vested Stock Grants	Issuer			97	03/04/2025	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Douglas P. Krause 135 North Los Robles Ave. Pasadena CA 91101	Common	05/27/2026	10000	1235001.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)