East West Bancorp (EWBC) EVP reports RSU vesting and tax-share withholding

Rhea-AI Filing Summary

East West Bancorp Executive Vice President Lisa L. Kim reported equity compensation activity involving company common stock. On January 23, 2026, 29 shares were acquired at $0 per share upon vesting of time-based restricted stock units granted on January 23, 2023 under the Spirit of Ownership stock program. On the same date, 12 shares were withheld at $111.35 per share to cover tax liabilities tied to that vesting. After these transactions, Kim directly beneficially owned 14,866 shares of East West Bancorp common stock.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Kim Lisa L.

(Last) (First) (Middle)

C/O EAST WEST BANCORP, INC.

135 N. LOS ROBLES AVE.

(Street)

PASADENA CA 91101

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
EAST WEST BANCORP INC [ EWBC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Executive Vice President

3. Date of Earliest Transaction (Month/Day/Year)
01/23/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/23/2026		M		29	A	$0(1)	14,878	D
Common Stock	01/23/2026		F		12(2)	D	$111.35	14,866	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Time-Based Restricted Stock Units granted on January 23, 2023, with full cliff vesting in three years on January 23, 2026, pursuant to the Issuer's Spirit of Ownership stock program.

2. Shares withheld for payment of tax liability in connection with the vesting of Time-Based Restricted Stock Units pursuant to the Issuer's Spirit of Ownership stock program. The number of shares withheld was based on the closing price of the Issuer's common stock on January 23, 2026.

Remarks:

	/s/ Louisa Wang, as Attorney-in-fact	01/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

What insider transaction did EWBC Executive Vice President Lisa L. Kim report?

Lisa L. Kim reported equity compensation activity in East West Bancorp common stock, including vesting of restricted stock units and related tax-share withholding.

How many EWBC shares did Lisa L. Kim acquire in the reported Form 4?

She acquired 29 shares of East West Bancorp common stock at $0 per share upon vesting of time-based restricted stock units on January 23, 2026.

Why were some EWBC shares withheld in Lisa L. Kim’s Form 4 filing?

12 shares were withheld at $111.35 per share to pay tax liabilities arising from the vesting of time-based restricted stock units under the Spirit of Ownership stock program.

How many EWBC shares does Lisa L. Kim own after these transactions?

Following the reported transactions, Lisa L. Kim directly beneficially owned 14,866 shares of East West Bancorp common stock.

What equity plan is referenced in Lisa L. Kim’s EWBC Form 4?

The transactions relate to time-based restricted stock units granted under East West Bancorp’s Spirit of Ownership stock program.

What were the key dates in Lisa L. Kim’s EWBC restricted stock vesting?

The restricted stock units were granted on January 23, 2023 and fully cliff vested three years later on January 23, 2026.