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East West Bancorp CFO acquires 9,781 vested shares

The chief financial officer's RSUs were granted three years earlier, and each unit represents the right to one common share at settlement.

(Very High)

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Form Type
4

Rhea-AI Filing Summary

East West Bancorp Inc. (EWBC) Chief Financial Officer Christopher Del Moral-Niles acquired 9,781 common shares on October 2, 2026, as restricted stock units granted October 2, 2023, fully vested. Each unit represents the right to receive one common share at settlement. On October 2, 2026, 4,050 shares were delivered or withheld for payment of exercise price or tax liability; the reported price was $126.21 per share.

Insights

Analyzing...

Insider Del Moral-Niles Christopher
Role Chief Financial Officer
Type Security Shares Price Value
Grant/Award Common Stock F1 9,781 $0.00 $0.00
Exercise Price or Tax Liability Common Stock 4,050 $126.21 $511K
Holdings After Transaction: Common Stock — 5,731 shares (Direct)
Footnotes (1)
  1. F1. Restricted Stock Units ("RSU") granted on October 2, 2023 fully vest after three years on October 2, 2026. Each RSU represents the right to receive, at settlement, one share of common stock.
Common shares acquired 9,781 shares Acquired October 2, 2026, associated with fully vested restricted stock units
Shares delivered or withheld 4,050 shares For payment of exercise price or tax liability on October 2, 2026
Reported price per share $126.21 per share For the shares delivered or withheld on October 2, 2026
RSU vesting period Three years RSUs granted October 2, 2023, fully vested October 2, 2026
Restricted Stock Units financial
"Restricted Stock Units ("RSU") granted"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
fully vest financial
"fully vest after three years"
settlement financial
"at settlement, one share of common stock"
Settlement is the process of completing a financial transaction, like buying or selling a stock, by transferring money and ownership between parties. It ensures that both the buyer gets the asset and the seller gets paid, making the deal official. Without settlement, the transaction wouldn't be finalized or legally recognized.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many EWBC shares did the chief financial officer acquire?

Christopher Del Moral-Niles, East West Bancorp Inc.'s Chief Financial Officer, acquired 9,781 common shares on October 2, 2026, associated with restricted stock units granted October 2, 2023. Each unit represents the right to receive one common share at settlement.

How many EWBC shares were delivered or withheld for payment?

On October 2, 2026, 4,050 shares were delivered or withheld for payment of exercise price or tax liability. The reported price for that transaction was $126.21 per share.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Del Moral-Niles Christopher

(Last)(First)(Middle)
EAST WEST BANCORP, INC.
135 N. LOS ROBLES AVE. 7TH FLOOR

(Street)
PASADENA CALIFORNIA 91101

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
EAST WEST BANCORP INC [ EWBC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/02/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock10/02/2026A9,781A$0(1)9,781D
Common Stock10/02/2026F4,050D$126.215,731D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Restricted Stock Units ("RSU") granted on October 2, 2023 fully vest after three years on October 2, 2026. Each RSU represents the right to receive, at settlement, one share of common stock.
Remarks:
/s/ Louisa Wang, as Attorney-in-fact10/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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