East West Bancorp (EWBC) risk chief sells 11,211 shares, retains 85,998
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
East West Bancorp’s Chief Risk Officer Irene H. Oh reported an insider transaction involving the company’s common stock. She completed an open-market sale of 11,211 shares at a weighted average price of $129.0000 per share, and now holds 85,998 shares directly. In addition, she has an indirect interest in 2,508 shares through a 401(k) plan. This filing shows a net reduction in her position but she retains a substantial remaining stake in the company.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Seller: 11,211 shares ($1,446,219)
Net Sell
2 txns
Insider
Oh Irene H
Role
Chief Risk Officer
Sold
11,211 shs ($1.45M)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Common Stock | 11,211 | $129.00 | $1.45M |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 85,998 shares (Direct, null);
Common Stock — 2,508 shares (Indirect, 401 (k) Plan)
Footnotes (1)
- [object Object]
Key Figures
Shares sold: 11,211 shares
Sale price: $129.0000 per share
Direct holdings after sale: 85,998 shares
+1 more
4 metrics
Shares sold
11,211 shares
Open-market sale of common stock
Sale price
$129.0000 per share
Weighted average sale price
Direct holdings after sale
85,998 shares
Common stock held directly post-transaction
Indirect 401(k) holdings
2,508 shares
Common stock held via 401(k) plan
Key Terms
open-market sale, Form 4, 401 (k) Plan, Chief Risk Officer
4 terms
open-market sale financial
"Sale in open market or private transaction"
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
Form 4 regulatory
"reported on this Form 4 insider filing"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
401 (k) Plan financial
"nature_of_ownership: "401 (k) Plan""
Chief Risk Officer financial
"Irene H. Oh serves as Chief Risk Officer"
The chief risk officer is the senior executive responsible for identifying, measuring and reducing the major threats that could hurt a company’s finances or reputation, acting like a navigator who watches for storms and steers the business away from them. Investors care because effective risk oversight lowers the chance of surprise losses, legal fines or operational failures, which helps protect shareholder value and makes a company more predictable and trustworthy.
FAQ
What insider transaction did EWBC’s Irene H. Oh report on this Form 4?
Irene H. Oh reported an open-market sale of East West Bancorp common stock. She sold 11,211 shares in a single transaction, as disclosed in the Form 4 insider filing with the SEC.
What is Irene H. Oh’s role at East West Bancorp (EWBC)?
Irene H. Oh serves as Chief Risk Officer at East West Bancorp. Her position makes her a key executive responsible for overseeing risk management, which is why her equity transactions must be disclosed on Form 4 filings.
Does the Form 4 show any derivative transactions for EWBC by Irene H. Oh?
The filing reports no derivative securities transactions for Irene H. Oh. All reported activity involves common stock, with one open-market sale and a separate entry reflecting shares held indirectly in a 401(k) plan.
What indirect EWBC holdings does Irene H. Oh report on this Form 4?
She reports 2,508 shares of East West Bancorp common stock held indirectly. The filing identifies these as owned through a 401(k) plan, separate from her directly held 85,998 shares after the reported sale.