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National Vision Holdings, Inc. (EYE) CEO vests 13,768 RSUs, covers tax withholding

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

National Vision Holdings, Inc. disclosed that CEO Alexander Wilkes had 13,768 restricted stock units convert into an equal number of common shares on July 31, 2026. The related RSU balance decreased to 268,660 units. To satisfy taxes on this vesting, 6,660 common shares were withheld at $22.04 per share. His reported direct common holdings also include 1,917 shares acquired under the 2018 Associate Stock Purchase Plan.

Positive

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Insider Wilkes Alexander
Role Chief Executive Officer
Type Security Shares Price Value
Exercise Restricted Stock Units F1, F4 13,768 $0.00 $0.00
Exercise Common Stock F1, F2 13,768 -- --
Tax Withholding Common Stock F3 6,660 $22.04 $147K
Holdings After Transaction: Restricted Stock Units — 268,660 shares (Direct); Common Stock — 23,539 shares (Direct)
Footnotes (4)
  1. F1. Restricted stock units convert into common stock on a one-for-one basis.
  2. F2. Includes 1,917 shares acquired under the 2018 Associate Stock Purchase Plan.
  3. F3. Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units.
  4. F4. On August 1, 2025, the reporting person was granted 41,306 restricted stock units, vesting in three equal installments beginning on the first anniversary of the grant date.
RSUs converted 13,768 units Restricted stock units converting to common stock on July 31, 2026
Common shares acquired via RSU conversion 13,768 shares Common stock received from RSU conversion on July 31, 2026
Shares withheld for taxes 6,660 shares Common shares withheld to pay tax liability on RSU vesting
Tax withholding price $22.04 per share Per-share value used for tax withholding on 6,660 common shares
RSUs remaining after transaction 268,660 units Restricted stock units directly held by CEO after July 31, 2026 vesting
RSU grant referenced 41,306 units RSUs granted on August 1, 2025, vesting in three equal installments
ESPP shares in holdings 1,917 shares Common shares acquired under the 2018 Associate Stock Purchase Plan
Restricted Stock Units financial
"CEO had 13,768 Restricted Stock Units convert into common shares on vesting."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax liability financial
"Shares were withheld to satisfy tax liability arising from RSU vesting."
2018 Associate Stock Purchase Plan financial
"Holdings include 1,917 shares acquired under the 2018 Associate Stock Purchase Plan."
Exercise or conversion of derivative security financial
"Transactions are coded as an exercise or conversion of derivative security."

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FAQ

What insider transaction did National Vision (EYE) CEO Alexander Wilkes report?
CEO Alexander Wilkes reported 13,768 restricted stock units converting into an equal number of common shares. The RSU vesting occurred on July 31, 2026, with part of the resulting stock withheld to cover associated tax liabilities at a stated per-share value.

How many National Vision (EYE) RSUs converted to common shares and when?
A total of 13,768 restricted stock units converted into 13,768 common shares on July 31, 2026. The filing notes these units convert to common stock on a one-for-one basis, reflecting a standard equity-vesting event rather than an open-market purchase.

How many National Vision (EYE) shares were withheld for taxes and at what price?
To cover tax obligations, 6,660 common shares were withheld at $22.04 per share. The filing specifies this withholding was incident to the vesting of restricted stock units and represents payment of tax liability rather than a discretionary market sale.

How many RSUs does the National Vision (EYE) CEO hold after this vesting?
Following the reported vesting, CEO Alexander Wilkes holds 268,660 restricted stock units. This figure reflects the remaining RSU balance after 13,768 units converted into common shares and is presented as his direct derivative equity position in the company.

Does the National Vision (EYE) CEO hold shares from the Associate Stock Purchase Plan?
Yes. The filing states his reported common stock holdings include 1,917 shares acquired under the 2018 Associate Stock Purchase Plan. This amount forms part of his direct ownership, alongside shares received through restricted stock unit vestings.

What prior RSU grant to the National Vision (EYE) CEO is referenced?
The filing references a grant of 41,306 restricted stock units made on August 1, 2025. These RSUs vest in three equal installments beginning on the first anniversary of the grant date, providing context for the July 31, 2026 vesting event.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Wilkes Alexander
(Last)(First)(Middle)
C/O NATIONAL VISION HOLDINGS, INC.
2000 NEWPOINT PARKWAY, SUITE 100
(Street)
LAWRENCEVILLE GEORGIA 30043
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
National Vision Holdings, Inc. [ EYE ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/31/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/31/2026M13,768A(1)30,199(2)D
Common Stock07/31/2026F6,660(3)D$22.0423,539D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)07/31/2026M13,768 (4) (4)Common Stock13,768$0268,660D
Explanation of Responses:
1. Restricted stock units convert into common stock on a one-for-one basis.
2. Includes 1,917 shares acquired under the 2018 Associate Stock Purchase Plan.
3. Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units.
4. On August 1, 2025, the reporting person was granted 41,306 restricted stock units, vesting in three equal installments beginning on the first anniversary of the grant date.
Remarks:
/s/ Jared Brandman, as Attorney-in-Fact08/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR