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National Vision Holdings (EYE) CEO adds RSUs and withholds shares for tax

Filing Impact
(High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

National Vision Holdings director and CEO Alexander Wilkes reported multiple equity transactions on March 6, 2026. He acquired 27,412 shares of common stock through the conversion of restricted stock units on a one-for-one basis and received a new grant of 62,725 restricted stock units. To cover tax liabilities tied to vesting, 13,994 common shares were withheld at $27.90 per share. After these moves, he directly held 51,431 shares of common stock and 282,428 restricted stock units, including 1,417 shares acquired under the 2018 Associate Stock Purchase Plan. Earlier, on March 7, 2025, he had been granted 82,237 restricted stock units that vest in three equal installments starting on the first anniversary of that grant date.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Wilkes Alexander

(Last) (First) (Middle)
C/O NATIONAL VISION HOLDINGS, INC.
2435 COMMERCE AVENUE, BLDG 2200

(Street)
DULUTH GA 30096

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
National Vision Holdings, Inc. [ EYE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/06/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/06/2026 M 27,412 A (1) 65,425(2) D
Common Stock 03/06/2026 F 13,994(3) D $27.9 51,431 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 03/06/2026 M 27,412 (4) (4) Common Stock 27,412 $0 219,703 D
Restricted Stock Units (1) 03/06/2026 A 62,725 (5) (5) Common Stock 62,725 $0 282,428 D
Explanation of Responses:
1. Each restricted stock unit coverts into common stock on a one-for-one basis.
2. Includes 1,417 shares acquired under the 2018 Associate Stock Purchase Plan.
3. Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units.
4. On March 7, 2025, the reporting person was granted 82,237 restricted stock units, vesting in three equal installments beginning on the first anniversary of the grant date.
5. One-third of these restricted stock units will vest on each anniversary of the grant date, March 6, 2026.
Remarks:
/s/ Jared Brandman, as Attorney-in-Fact 03/09/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did EYE CEO Alexander Wilkes report on March 6, 2026?

Alexander Wilkes reported exercising restricted stock units into 27,412 common shares, receiving a grant of 62,725 new restricted stock units, and having 13,994 common shares withheld to pay tax liabilities related to vesting, all as direct holdings in National Vision Holdings.

How many National Vision (EYE) shares does the CEO hold after these transactions?

After the reported transactions, Alexander Wilkes directly held 51,431 shares of National Vision common stock and 282,428 restricted stock units. These figures reflect activity on March 6, 2026, including unit conversions, new awards, and tax-withholding share dispositions.

What was the purpose of the 13,994 EYE shares disposed of at $27.90?

The 13,994 National Vision common shares at $27.90 each were withheld to pay tax liabilities arising from restricted stock unit vesting. This tax-withholding disposition did not represent an open-market sale but satisfied obligations linked directly to equity compensation.

What restricted stock unit awards has the EYE CEO received?

Alexander Wilkes received 62,725 restricted stock units on March 6, 2026, and an earlier award of 82,237 restricted stock units on March 7, 2025. The 2025 grant vests in three equal installments beginning on its first anniversary, according to the disclosed terms.

How do restricted stock units convert to National Vision common stock?

Each restricted stock unit converts into one share of National Vision common stock on a one-for-one basis. This means 27,412 vested restricted stock units produced 27,412 common shares in the March 6, 2026 transaction reported by CEO Alexander Wilkes.

What additional EYE shares are noted under the 2018 Associate Stock Purchase Plan?

The filing notes that Alexander Wilkes’ holdings include 1,417 National Vision common shares acquired under the 2018 Associate Stock Purchase Plan. These shares are part of his directly owned position following the March 6, 2026 equity transactions and related updates.
National Vision

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2.06B
77.61M
Specialty Retail
Ophthalmic Goods
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United States
DULUTH