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National Vision (NASDAQ: EYE) exec logs RSU grant, vesting and tax share withholding

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

National Vision Holdings Chief Brand & Marketing Officer Joseph VanDette reported equity award activity and related tax withholding. On March 6, 2026, 8,224 restricted stock units converted into an equal number of common shares, and he received a grant of 10,753 additional restricted stock units.

After these transactions, he directly owned 48,502 shares of common stock before tax withholding. To satisfy tax obligations tied to vesting, 2,430 common shares were withheld at a price of $27.90 per share, leaving 46,072 common shares owned directly. Following the new award, he held 30,565 restricted stock units in total.

Positive

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
VanDette Joseph

(Last) (First) (Middle)
C/O NATIONAL VISION HOLDINGS, INC.
2435 COMMERCE AVENUE, BLDG 2200

(Street)
DULUTH GA 30096

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
National Vision Holdings, Inc. [ EYE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Brand & Mktg Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/06/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/06/2026 M 8,224 A (1) 48,502 D
Common Stock 03/06/2026 F 2,430(2) D $27.9 46,072 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 03/06/2026 M 8,224 (3) (3) Common Stock 8,224 $0 19,812 D
Restricted Stock Units (1) 03/06/2026 A 10,753 (4) (4) Common Stock 10,753 $0 30,565 D
Explanation of Responses:
1. Restricted stock units convert into common stock on a one-for-one basis.
2. Reflects payment of tax liability by withholding securities incident to vesting of restricted stock.
3. On March 7, 2025, the reporting person was granted 24,672 restricted stock units, vesting in three equal installments beginning on the first anniversary of the grant date.
4. One-third of these restricted stock units will vest on each anniversary of the grant date, March 6, 2026.
Remarks:
/s/ Jared Brandman, as Attorney-in-Fact 03/09/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did National Vision (EYE) executive Joseph VanDette report in this Form 4?

Joseph VanDette reported vesting and conversion of restricted stock units into common stock, a new restricted stock unit grant, and share withholding to cover taxes. These transactions changed his direct holdings of National Vision common shares and restricted stock units on March 6, 2026.

How many restricted stock units converted to National Vision (EYE) common stock?

On March 6, 2026, 8,224 restricted stock units converted into 8,224 shares of National Vision common stock on a one-for-one basis. This exercise increased his directly owned common shares before separate withholding for taxes related to the vesting event.

What new equity award did Joseph VanDette receive from National Vision (EYE)?

He received a grant of 10,753 restricted stock units on March 6, 2026. Footnotes state one-third of certain restricted stock units vest on each anniversary of the March 6, 2026 grant date, affecting future conversion into National Vision common shares over time.

How were taxes paid on Joseph VanDette’s National Vision (EYE) vesting?

Taxes were paid by withholding 2,430 shares of National Vision common stock at $27.90 per share. This “F” code transaction reflects payment of tax liability by delivering securities incident to vesting, rather than an open-market sale into the trading market.

What are Joseph VanDette’s National Vision (EYE) holdings after these transactions?

After the March 6, 2026 transactions, he directly owned 46,072 shares of National Vision common stock. He also held 30,565 restricted stock units, representing additional potential future shares subject to the vesting schedule and the one-for-one conversion feature described.

What do the footnotes say about National Vision (EYE) restricted stock units?

Footnotes explain restricted stock units convert into common stock on a one-for-one basis and that some awards, granted March 7, 2025, vest in three equal installments beginning on the first anniversary of the grant date, with one-third vesting on each anniversary of March 6, 2026.
National Vision

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Specialty Retail
Ophthalmic Goods
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United States
DULUTH