EyePoint CEO exercises 16,667 stock units

EyePoint, Inc. President and CEO Jay S. Duker exercised 16,667 restricted stock units into common stock on July 10, 2026.

Rhea-AI Filing Summary

EyePoint, Inc. President and CEO Jay S. Duker exercised 16,667 restricted stock units into common stock on July 10, 2026. No shares were sold; 8,059 shares were withheld by the issuer to satisfy tax obligations, leaving him with 9,594 shares held directly. A Family Trust for his children holds 177,431 shares, and he disclaims beneficial ownership of those trust holdings.

Insider Trade Summary

16,667 shares exercised/converted

Exercise 4 txns

Insider Duker Jay S.

Role President and CEO

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units F3	16,667	$0.00	$0.00
Exercise	Common Stock	16,667	$0.00	$0.00
Tax Withholding	Common Stock F1	8,059	$14.72	$119K
holding	Common Stock F2	--	--	--

Holdings After Transaction: Restricted Stock Units — 0 contracts (Direct); Common Stock — 9,594 shares (Direct); Common Stock — 177,431 shares (Indirect, By Family Trust)

Footnotes (3)

1. F1. No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the Reporting Person's exercise of his withholding right following the vesting of the restricted stock units
2. F2. These securities are held in a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the Family Trust. The reporting person disclaims beneficial ownership of these securities and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
3. F3. The restricted stock units vested in three ratable annual installments beginning July 10, 2024.

Key Figures

RSUs exercised: 16,667 shares Shares withheld for taxes: 8,059 shares Direct common shares after transaction: 17,653 shares +2 more

5 metrics

RSUs exercised 16,667 shares Restricted stock units converted into common stock on July 10, 2026

Shares withheld for taxes 8,059 shares Shares withheld by issuer to satisfy tax withholding obligations

Direct common shares after transaction 17,653 shares Shares of EyePoint, Inc. common stock held directly by Jay S. Duker

Family Trust holdings 177,431 shares Common shares held in a trust for the reporting person’s children; beneficial ownership disclaimed

Tax-withholding reference price $14.7200 per share Price per share used for the 8,059-share tax-withholding disposition

Key Terms

Restricted Stock Units, tax withholding requirements, Family Trust, beneficial ownership

4 terms

Restricted Stock Units financial

"The restricted stock units vested in three ratable annual installments"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax withholding requirements financial

"shares were withheld by the issuer to satisfy tax withholding requirements"

Family Trust financial

"These securities are held in a trust for the benefit of the reporting person's children"

beneficial ownership financial

"The reporting person disclaims beneficial ownership of these securities"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider equity transaction did EyePoint (EYPT) report for Jay S. Duker?

EyePoint (EYPT) reported that President and CEO Jay S. Duker exercised 16,667 restricted stock units into common stock. The transaction reflects equity compensation vesting, with no open-market sales, and forms part of his ongoing ownership in the company’s shares.

How many EyePoint (EYPT) shares were withheld for taxes in Jay S. Duker’s transaction?

In connection with the vesting and exercise, 8,059 EyePoint (EYPT) shares were withheld by the issuer to satisfy tax withholding obligations. This is characterized as a tax-withholding disposition, not an open-market sale of shares by the executive.

What are Jay S. Duker’s direct common share holdings in EyePoint (EYPT) after this Form 4?

Following the reported transactions, Jay S. Duker directly holds 17,653 shares of EyePoint (EYPT) common stock. These holdings reflect his position after exercising 16,667 restricted stock units and having 8,059 of the resulting shares withheld for tax obligations.

How many EyePoint (EYPT) shares are held in the Family Trust related to Jay S. Duker?

A Family Trust for the benefit of Jay S. Duker’s children holds 177,431 EyePoint (EYPT) common shares. His spouse is the trustee, and he expressly disclaims beneficial ownership of these securities for Section 16 and other purposes.

Did Jay S. Duker sell any EyePoint (EYPT) shares in the reported Form 4 transaction?

No. The Form 4 states that no shares were sold; instead, 8,059 shares were withheld by the issuer to satisfy tax withholding requirements arising from the vesting and exercise of restricted stock units previously granted to Jay S. Duker.

What happened to the restricted stock units reported for EyePoint (EYPT) on July 10, 2026?

On July 10, 2026, 16,667 EyePoint (EYPT) restricted stock units vested and were converted into common stock. The filing notes these RSUs had begun vesting in three equal annual installments starting July 10, 2024, and the reported award is now fully settled.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/14/2026 - 04:07 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Duker Jay S.

(Last) (First) (Middle)

C/O EYEPOINT, INC.

480 PLEASANT STREET, SUITE C400

(Street)

WATERTOWN MASSACHUSETTS 02472

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
EyePoint, Inc. [ EYPT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President and CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/10/2026		M		16,667	A	$0.00	17,653	D
Common Stock	07/10/2026		F(1)		8,059	D	$14.72	9,594	D
Common Stock								177,431	I	By Family Trust(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	$0.00	07/10/2026		M			16,667	(3)	(3)	Common Stock	16,667	$0.00	0.00	D

Explanation of Responses:

1. No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the Reporting Person's exercise of his withholding right following the vesting of the restricted stock units

2. These securities are held in a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the Family Trust. The reporting person disclaims beneficial ownership of these securities and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

3. The restricted stock units vested in three ratable annual installments beginning July 10, 2024.

Remarks:

	/s/ Ron Honig, Attorney-in-Fact	07/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)