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Factorial Energy (FAC) investor WAVE Equity details major shareholdings

(Neutral)
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Form Type
3

Rhea-AI Filing Summary

Factorial Energy Inc. reports that WAVE Equity GP LP and managing directors Mark Robinson, Praveen Sahay and Haskell Crocker are ten percent owners through several investment funds holding its Class A common stock.

The funds hold 10,584,189 Class A shares via WAVE Equity Fund, L.P., 634,715 shares via WAVE Factorial Energy I, LLC, and 255,548 shares via WAVE AAC/LIO Co-Invest III, LLC as of June 5, 2026. Voting and investment power over the general partners of these funds is shared equally among the three managing directors, and each reporting person disclaims beneficial ownership beyond his or its pecuniary interest.

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Insider WAVE Equity GP LP, Robinson Mark Ivers, Sahay Praveen Kant, Crocker Uriel Haskell II
Role 10% Owner | 10% Owner | 10% Owner | 10% Owner
Type Security Shares Price Value
holding CLASS A COMMON STOCK -- -- --
holding CLASS A COMMON STOCK -- -- --
holding CLASS A COMMON STOCK -- -- --
Holdings After Transaction: CLASS A COMMON STOCK — 10,584,189 shares (Indirect, By WAVE Equity Fund, L.P.)
Footnotes (1)
  1. This statement is filed jointly by WAVE Equity GP LP and by the three managing directors, Mark Robinson, Praveen Sahay and Haskell Crocker (the "Managing Directors"). The securities are held of record by WAVE Equity Fund, L.P., WAVE Factorial Energy I, LLC and WAVE AAC/LIO Co-Invest III, LLC (the "Funds"). Voting and investment power over WAVE Equity GP LP and WAVE Equity LLC (the general partners of the Funds) is shared equally among the three Managing Directors, each holding a one-third vote, such that any voting or disposition of the securities requires the concurrence of at least two of the three Managing Directors and no Managing Director may act unilaterally. Accordingly, each Managing Director may be deemed to share beneficial ownership of all of the securities held by the Funds. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. WAVE Equity GP LP is the general partner of WAVE Equity Fund, L.P. and WAVE AAC/LIO Co-Invest III, LLC and may be deemed to share voting and dispositive power over, and beneficial ownership of, the shares held by those two entities. WAVE Equity GP LP does not have voting or dispositive power over, and disclaims beneficial ownership of, the shares held by WAVE Factorial Energy I, LLC. WAVE Equity LLC is the general partner of WAVE Factorial Energy I, LLC and may be deemed to share voting and dispositive power over the shares held by that entity. WAVE Equity LLC beneficially owns 634,715 shares (less than 10% of the outstanding Class A common stock) and is therefore not a reporting person on this statement; it is identified solely to explain the beneficial ownership chain.
Indirect Class A shares via WAVE Equity Fund, L.P. 10584189 shares Indirect holdings of Factorial Energy Class A common stock as of June 5, 2026
Indirect Class A shares via WAVE Factorial Energy I, LLC 634715 shares Indirect holdings of Factorial Energy Class A common stock as of June 5, 2026
Indirect Class A shares via WAVE AAC/LIO Co-Invest III, LLC 255548 shares Indirect holdings of Factorial Energy Class A common stock as of June 5, 2026
Managing directors sharing control 3 Three managing directors each hold a one-third vote over the general partners of the funds
beneficial ownership financial
"may be deemed to share beneficial ownership of all of the securities"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
voting and investment power financial
"Voting and investment power over WAVE Equity GP LP and WAVE Equity LLC"
dispositive power financial
"may be deemed to share voting and dispositive power over"
Dispositive power is the authority to decide the final outcome of an asset, legal claim, contract, or corporate action — in effect the power to dispose of or resolve something. For investors it matters because whoever holds that authority can determine who gets paid, who controls an asset or vote, and how risks and returns are allocated; think of it like holding the key that lets you lock in the winner or loser in a deal.
pecuniary interest financial
"disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest"

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FAQ

Who are the reporting persons for Factorial Energy (FAC) in this ownership disclosure?

The reporting persons are WAVE Equity GP LP and managing directors Mark Robinson, Praveen Sahay and Haskell Crocker, each identified as a ten percent owner through their shared control of investment funds holding Factorial Energy Class A common stock.

How is voting and investment power over Factorial Energy (FAC) shares structured?

Voting and investment power over WAVE Equity GP LP and WAVE Equity LLC, the general partners of the funds, is shared equally among the three managing directors, each holding a one-third vote. Any voting or disposition requires concurrence of at least two managing directors.

Does WAVE Equity GP LP control all Factorial Energy (FAC) shares reported?

WAVE Equity GP LP may share voting and dispositive power over shares held by WAVE Equity Fund, L.P. and WAVE AAC/LIO Co-Invest III, LLC, but it does not have voting or dispositive power over shares held by WAVE Factorial Energy I, LLC, which are overseen by WAVE Equity LLC.

Do the reporting persons fully own the Factorial Energy (FAC) shares they report?

The reporting persons may be deemed to share beneficial ownership of all securities held by the funds, but each expressly disclaims beneficial ownership of the reported shares except to the extent of his or its pecuniary interest in those securities.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
WAVE Equity GP LP

(Last)(First)(Middle)
67 BATTERYMARCH ST
SUITE 500

(Street)
BOSTON MASSACHUSETTS 02110

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
06/05/2026
3. Issuer Name and Ticker or Trading Symbol
Factorial Energy Inc. [ FAC ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
XForm filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
CLASS A COMMON STOCK10,584,189IBy WAVE Equity Fund, L.P.(1)(2)
CLASS A COMMON STOCK634,715IBy WAVE Factorial Energy I, LLC(1)(3)
CLASS A COMMON STOCK255,548IBy WAVE AAC/LIO Co-Invest III, LLC(1)(2)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
1. Name and Address of Reporting Person*
WAVE Equity GP LP

(Last)(First)(Middle)
67 BATTERYMARCH ST
SUITE 500

(Street)
BOSTON MASSACHUSETTS 02110

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
DirectorX10% Owner
Officer (give title below)Other (specify below)
1. Name and Address of Reporting Person*
Robinson Mark Ivers

(Last)(First)(Middle)
67 BATTERYMARCH ST
SUITE 500

(Street)
BOSTON MASSACHUSETTS 02110

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
DirectorX10% Owner
Officer (give title below)Other (specify below)
1. Name and Address of Reporting Person*
Sahay Praveen Kant

(Last)(First)(Middle)
67 BATTERYMARCH ST
SUITE 500

(Street)
BOSTON MASSACHUSETTS 02110

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
DirectorX10% Owner
Officer (give title below)Other (specify below)
1. Name and Address of Reporting Person*
Crocker Uriel Haskell II

(Last)(First)(Middle)
67 BATTERYMARCH ST
SUITE 500

(Street)
BOSTON MASSACHUSETTS 02110

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
DirectorX10% Owner
Officer (give title below)Other (specify below)
Explanation of Responses:
1. This statement is filed jointly by WAVE Equity GP LP and by the three managing directors, Mark Robinson, Praveen Sahay and Haskell Crocker (the "Managing Directors"). The securities are held of record by WAVE Equity Fund, L.P., WAVE Factorial Energy I, LLC and WAVE AAC/LIO Co-Invest III, LLC (the "Funds"). Voting and investment power over WAVE Equity GP LP and WAVE Equity LLC (the general partners of the Funds) is shared equally among the three Managing Directors, each holding a one-third vote, such that any voting or disposition of the securities requires the concurrence of at least two of the three Managing Directors and no Managing Director may act unilaterally. Accordingly, each Managing Director may be deemed to share beneficial ownership of all of the securities held by the Funds. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein.
2. WAVE Equity GP LP is the general partner of WAVE Equity Fund, L.P. and WAVE AAC/LIO Co-Invest III, LLC and may be deemed to share voting and dispositive power over, and beneficial ownership of, the shares held by those two entities. WAVE Equity GP LP does not have voting or dispositive power over, and disclaims beneficial ownership of, the shares held by WAVE Factorial Energy I, LLC.
3. WAVE Equity LLC is the general partner of WAVE Factorial Energy I, LLC and may be deemed to share voting and dispositive power over the shares held by that entity. WAVE Equity LLC beneficially owns 634,715 shares (less than 10% of the outstanding Class A common stock) and is therefore not a reporting person on this statement; it is identified solely to explain the beneficial ownership chain.
WAVE Equity GP LP By: /s/ Mark Robinson / Praveen Sahay / Haskell Crocker07/17/2026
/s/ Mark Robinson07/17/2026
/s/ Praveen Sahay07/17/2026
/s/ Haskell Crocker07/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)