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Director at Factorial Energy (FAC) reports stock and option holdings

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Factorial Energy Inc. director Taylor Joseph Michael filed an initial ownership report showing direct holdings of 23,041 shares of Series A Common Stock. He also holds multiple stock options to buy Series A Common Stock at exercise prices including $2.6400, $0.8800, and $0.0800, with expirations between 2030 and 2035. Some option grants are already fully vested, while others vest over time in monthly installments following initial cliff vesting dates.

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Insider Taylor Joseph Michael
Role Director
Type Security Shares Price Value
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Series A Common Stock -- -- --
Holdings After Transaction: Stock Option (Right to Buy) — 414,776 shares (Direct); Series A Common Stock — 23,041 shares (Direct)
Footnotes (1)
  1. The shares underlying this option are fully vested and exercisable. 25% of the shares underlying this option vested on August 25, 2023, with the remainder vesting in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued service on each such vesting date. 25% of the shares underlying this option shall vest on September 4, 2026, with the remainder vesting in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued service on each such vesting date.
Direct common shares 23,041 shares Series A Common Stock held directly after reporting date
Option at $2.6400 183,420 underlying shares Stock Option (Right to Buy), exercise price $2.6400, expires 2035-10-07
Option at $0.8800 (largest grant) 1,778,378 underlying shares Stock Option (Right to Buy), exercise price $0.8800, expires 2032-04-09
Option at $0.8800 498,760 underlying shares Stock Option (Right to Buy), exercise price $0.8800, expires 2031-09-20
Option at $0.8800 506,948 underlying shares Stock Option (Right to Buy), exercise price $0.8800, expires 2031-06-20
Low-price option 414,776 underlying shares at $0.0800 Stock Option (Right to Buy), expires 2030-02-14
Option vesting start 25% vested on August 25, 2023 Remaining 75% vests in 36 monthly installments, subject to continued service
Future vesting cliff 25% vests on September 4, 2026 Remaining 75% vests in 36 monthly installments, subject to continued service
Series A Common Stock financial
"security_title: "Series A Common Stock" and as underlying security title"
Series A common stock is a specific class of a company’s ordinary shares issued during an early formal funding round, carrying the ownership rights and voting power tied to that class. For investors it signals an early-stage equity claim with potential upside if the business grows, but also greater risk and typically less liquidity than shares in mature, publicly traded firms—imagine buying a seat on a startup’s team before the company has proven itself.
Stock Option (Right to Buy) financial
"security_title: "Stock Option (Right to Buy)" for multiple derivative holdings"
exercise price financial
"conversion_or_exercise_price fields such as "2.6400", "0.8800", "0.0800""
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
expiration date financial
"expiration_date fields like "2035-10-07T00:00:00.000Z" and "2030-02-14T00:00:00.000Z""
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.
fully vested and exercisable financial
"footnote: "The shares underlying this option are fully vested and exercisable.""
vesting in thirty-six equal monthly installments financial
"footnotes describing remaining shares vesting in thirty-six equal monthly installments"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What does Taylor Joseph Michael report owning in Factorial Energy Inc. (FAC)?

Taylor Joseph Michael reports direct ownership of 23,041 shares of Series A Common Stock. He also holds several stock options that give him the right to buy additional Series A shares at preset prices over future years.

What stock options does Taylor Joseph Michael hold in Factorial Energy Inc. (FAC)?

He holds multiple Stock Option (Right to Buy) awards on Series A Common Stock. These include options with exercise prices of $2.6400, $0.8800, and $0.0800, each tied to specific expiration dates from 2030 to 2035.

Are Taylor Joseph Michael’s options in FAC fully vested or still vesting?

One option grant is noted as fully vested and exercisable. Other grants vest over time, with 25% vesting on specific initial dates and the remaining 75% vesting in thirty-six equal monthly installments, subject to his continued service.

Does this Factorial Energy Inc. (FAC) Form 3 show any recent insider buying or selling?

No explicit buy or sell transactions are reported. The Form 3 functions as an initial statement of beneficial ownership, listing existing common stock and stock option positions rather than documenting new trades in the company’s securities.

What are the key expiration dates for Taylor Joseph Michael’s FAC stock options?

His stock options expire on several dates, including February 14, 2030, June 20, 2031, September 20, 2031, April 9, 2032, August 24, 2032, January 23, 2035, March 12, 2035, and October 7, 2035.

What vesting schedules are disclosed for Taylor Joseph Michael’s FAC options?

Footnotes state one option is fully vested, while others vest 25% at a cliff date and the remaining 75% in thirty-six equal monthly installments, beginning after August 25, 2023 or September 4, 2026, contingent on continued service.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Taylor Joseph Michael

(Last)(First)(Middle)
C/O FACTORIAL ENERGY INC.
805 MIDDLESEX TURNPIKE

(Street)
BILLERICA MASSACHUSETTS 01821

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
06/05/2026
3. Issuer Name and Ticker or Trading Symbol
Factorial Energy Inc. [ FAC ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Series A Common Stock23,041D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy) (1)02/14/2030Series A Common Stock414,776$0.08D
Stock Option (Right to Buy) (1)01/23/2035Series A Common Stock108,471$0.88D
Stock Option (Right to Buy) (1)06/20/2031Series A Common Stock506,948$0.88D
Stock Option (Right to Buy) (1)09/20/2031Series A Common Stock498,760$0.88D
Stock Option (Right to Buy) (1)04/09/2032Series A Common Stock1,778,378$0.88D
Stock Option (Right to Buy) (2)08/24/2032Series A Common Stock412,145$0.88D
Stock Option (Right to Buy) (1)03/12/2035Series A Common Stock135,221$0.88D
Stock Option (Right to Buy) (3)10/07/2035Series A Common Stock183,420$2.64D
Explanation of Responses:
1. The shares underlying this option are fully vested and exercisable.
2. 25% of the shares underlying this option vested on August 25, 2023, with the remainder vesting in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued service on each such vesting date.
3. 25% of the shares underlying this option shall vest on September 4, 2026, with the remainder vesting in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued service on each such vesting date.
Remarks:
Exhibit 24: Power of Attorney
/s/ Richard Wei, Attorney-in-Fact06/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)