Factorial Energy director reports initial holdings
Factorial Energy Inc. director Zetsche Dieter filed an initial ownership report showing indirect holdings through memang GmbH.
Rhea-AI Filing Summary
Factorial Energy Inc. director Zetsche Dieter filed an initial ownership report showing indirect holdings through memang GmbH. The entity holds 230,427 shares of Series A Common Stock and two fully vested stock option positions, each with a $0.8800 exercise price, covering 442,428 and 460,854 underlying Series A shares that expire on April 9, 2032 and June 20, 2031, respectively. Zetsche, as general manager of memang GmbH, disclaims beneficial ownership of these securities except for any pecuniary interest.
Positive
- None.
Negative
- None.
Insider Trade Summary
3 transactions reported
Mixed
3 txns
Insider
Zetsche Dieter
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Series A Common Stock | -- | -- | -- |
Holdings After Transaction:
Stock Option (Right to Buy) — 903,282 contracts (Indirect, By memang GmbH);
Series A Common Stock — 230,427 shares (Indirect, By memang GmbH)
Footnotes (2)
- F1. The Reporting Person is general manager of memang GmbH and disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.
- F2. The shares underlying this option are fully vested and exercisable.
Key Figures
Indirect Series A shares: 230,427 shares
Option block 1: 442,428 shares at $0.8800
Option block 2: 460,854 shares at $0.8800
+1 more
4 metrics
Indirect Series A shares
230,427 shares
Series A Common Stock held indirectly via memang GmbH
Option block 1
442,428 shares at $0.8800
Underlying Series A Common Stock; option fully vested, expires April 9, 2032
Option block 2
460,854 shares at $0.8800
Underlying Series A Common Stock; option fully vested, expires June 20, 2031
Unknown transaction entries
3 entries
All coded as holdings with unknown transaction code; no buys or sells
Key Terms
Series A Common Stock, Stock Option (Right to Buy), beneficial ownership, pecuniary interest, +1 more
5 terms
Series A Common Stock financial
"230,427 shares of Series A Common Stock and two fully vested stock option positions"
Series A common stock is a specific class of a company’s ordinary shares issued during an early formal funding round, carrying the ownership rights and voting power tied to that class. For investors it signals an early-stage equity claim with potential upside if the business grows, but also greater risk and typically less liquidity than shares in mature, publicly traded firms—imagine buying a seat on a startup’s team before the company has proven itself.
Stock Option (Right to Buy) financial
"The filing discloses two indirect stock option positions to buy Series A Common Stock."
beneficial ownership regulatory
"He disclaims beneficial ownership of the securities held by memang GmbH, except to the extent of any pecuniary interest."
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
pecuniary interest financial
"disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein"
fully vested and exercisable financial
"The shares underlying this option are fully vested and exercisable."
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What does Zetsche Dieter’s Form 3 filing for Factorial Energy (FAC) report?
The Form 3 reports Zetsche Dieter’s initial indirect holdings in Factorial Energy Inc. through memang GmbH, including Series A Common Stock and stock options. It establishes his baseline ownership for ongoing Section 16 reporting as a company director.
When do the reported Factorial Energy (FAC) stock options held via memang GmbH expire?
The reported stock options tied to Factorial Energy’s Series A Common Stock expire on June 20, 2031 and April 9, 2032. Both series are fully vested and exercisable, providing long-dated potential equity exposure through indirect ownership.
How does Zetsche Dieter characterize his beneficial ownership in the Factorial Energy (FAC) securities?
He disclaims beneficial ownership of the securities held by memang GmbH, except to the extent of any pecuniary interest. The filing states it should not be deemed an admission that he beneficially owns these shares for Section 16 or other purposes.
Does the Form 3 for Factorial Energy (FAC) show any recent insider buying or selling?
No recent buying or selling is indicated in this Form 3. It lists holdings only, establishing initial indirect positions in common stock and options as of the reported date, without recording open-market purchases, sales, or option exercises.
AI-generated analysis. How Rhea-AI works. Not financial advice.
