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S.H.N. Financial reports 9.99% stake in Farmmi (FAMI) via shares and warrants

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
SCHEDULE 13G

Rhea-AI Filing Summary

S.H.N. Financial Investments Ltd. reports 9.99% ownership in Farmmi, Inc. The filing states the reporting person beneficially owns 4,154,720 Class A Ordinary Shares (comprised of 3,700,000 Class A shares and 454,720 Pre-Funded Warrants) subject to a 9.99% beneficial ownership limitation.

Shares outstanding were 37,434,077 as of June 30, 2026, per the issuer's prospectus cited in the filing. Nir Shamir is identified as CEO of the reporting entity; the signature is dated 07/06/2026.

Positive

  • None.

Negative

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Insights

Holdings equal a 9.99% beneficial stake per filing.

The filing lists 4,154,720 shares beneficially owned by S.H.N. Financial Investments Ltd., composed of 3,700,000 Class A shares and 454,720 Pre-Funded Warrants. The report ties the percentage to June 30, 2026 outstanding shares.

The filing notes a 9.99% beneficial ownership limitation and excludes an additional 1,845,280 Pre-Funded Warrants from the ownership total. Subsequent disclosures would be needed to show any transactions that alter this stake.

Filing clarifies voting and dispositive powers are sole and specified.

The report states sole voting power and sole dispositive power over 4,154,720 shares. It attributes potential beneficial ownership reference to Nir Shamir as CEO of the reporting entity, with a disclaimer about individual beneficial ownership.

Because the filing is an ownership disclosure under Schedule 13G, it is routine; material changes would appear in later filings if shares are acquired or disposed.

Reported beneficial ownership 4,154,720 shares Schedule 13G filing dated 07/06/2026
Percent of class 9.99% Based on 37,434,077 shares outstanding as of June 30, 2026
Class A shares 3,700,000 shares Part of the 4,154,720 total reported
Pre-Funded Warrants included 454,720 warrants Included in the 4,154,720 total
Pre-Funded Warrants excluded 1,845,280 warrants Not included in reported beneficial ownership
Shares outstanding reference 37,434,077 shares Issuer's prospectus under Rule 424(b)(5), June 30, 2026
Pre-Funded Warrants financial
"The amounts in Row (5), (7) and (9) represent 3,700,000 Class A Ordinary Shares and 454,720 Pre-Funded Warrants"
Pre-funded warrants are financial instruments that give investors the right to purchase a company's stock at a set price, but with most or all of the purchase price paid upfront. They function like a coupon or gift card for stock, allowing investors to buy shares later at a fixed price, which can be beneficial if they want to avoid future price increases. This makes them important for investors seeking flexibility and certainty in their investment plans.
Schedule 13G regulatory
"Item 1. (a) Name of issuer: Farmmi, Inc."
A Schedule 13G is a formal document that investors file with the government when they acquire a large ownership stake in a company, usually for investment purposes rather than control. It helps keep the public informed about who owns significant parts of a company's shares, which can influence how the company is managed and how investors make decisions. Filing this schedule is important for transparency and understanding the ownership landscape of publicly traded companies.
Beneficial ownership limitation regulatory
"subject to a 9.99% beneficial ownership limitation"
A beneficial ownership limitation is a rule that caps the percentage of a company’s shares an investor can be treated as owning or controlling for voting, regulatory or tax purposes. It matters to investors because it can restrict how many shares a person or group can buy or vote, affect takeover chances, and influence share liquidity and value — like a speed limit that prevents any single driver from taking over the whole road.
Rule 13d-3 regulatory
"may be deemed to beneficially own (as that term is defined in Rule 13d-3 ) the securities described herein"
Rule 13d-3 defines who is treated as the beneficial owner of a company’s shares for U.S. securities disclosure rules — essentially anyone who has the power to vote or direct how shares are voted, or the power to buy or sell them, even if they don’t hold the certificates. For investors this matters because crossing certain ownership thresholds triggers public filing and disclosure obligations and signals potential control or influence, much like having the keys to a car implies you can drive it even if it’s registered to someone else.
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FAQ

What stake does S.H.N. Financial Investments hold in Farmmi (FAMI)?

S.H.N. Financial Investments reports beneficial ownership of 4,154,720 shares, equal to 9.99% of the class. The filing ties the percentage to 37,434,077 shares outstanding as of June 30, 2026.

How is the 4,154,720 share total composed in the filing?

The filing states the total comprises 3,700,000 Class A Ordinary Shares and 454,720 Pre-Funded Warrants. An additional 1,845,280 Pre-Funded Warrants are noted but are excluded from the reported beneficial total.

Does the filing indicate voting or dispositive control over the shares?

Yes. The report lists sole voting power of 4,154,720 and sole dispositive power of 4,154,720 for the reporting person, with no shared voting or dispositive power reported in the filing.

Who signed the Schedule 13G and when was it filed?

The Schedule 13G is signed by Nir Shamir, Chief Executive Officer of the reporting entity and is dated 07/06/2026, per the signature block provided in the filing.





G33277149

(CUSIP Number)
06/30/2026

(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)




schemaVersion:


SCHEDULE 13G





SCHEDULE 13G



S.H.N. Financial Investments Ltd.
Signature:/s/ Nir Shamir
Name/Title:Nir Shamir, Chief Executive Officer
Date:07/06/2026