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Farmer Brothers (FARM) CEO uses 7,464 shares for tax withholding

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Farmer Brothers President and CEO John E. Moore III reported a tax-related share transaction. On 02/12/2026, 7,464 shares of common stock were disposed of at $1.60 per share as a tax-withholding disposition, typically to cover tax obligations on equity awards.

After this transaction, Moore directly beneficially owned 599,344 shares of common stock and indirectly owned 1,477.443 shares held in the company’s 401(k) plan.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
MOORE JOHN E. III

(Last) (First) (Middle)
14501 NORTH FREEWAY

(Street)
FORT WORTH TX 76177

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
FARMER BROTHERS CO [ FARM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
02/12/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/12/2026 F 7,464 D $1.6 599,344 D
Common Stock 1,477.443 I Held in the Company's 401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
/s/ Jared Vitemb, Attorney-in-fact for John E. Moore III 02/13/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did FARM President and CEO John E. Moore III report?

John E. Moore III reported a tax-withholding disposition of 7,464 shares of Farmer Brothers common stock. The shares were used to cover tax obligations at a reported price of $1.60 per share, rather than being sold in a traditional open-market transaction.

How many FARM shares does the CEO own after the reported Form 4 transaction?

After the transaction, John E. Moore III directly beneficially owned 599,344 shares of Farmer Brothers common stock. He also indirectly owned 1,477.443 additional shares through the company’s 401(k) plan, reflecting his combined post-transaction economic exposure to the company’s equity.

What does transaction code F mean in the FARM Form 4 filing?

Transaction code F indicates payment of an exercise price or tax liability by delivering already-owned securities. For Farmer Brothers, the 7,464-share transaction by John E. Moore III represents a tax-withholding disposition, not a standard open-market purchase or sale of common stock.

Was the FARM CEO’s Form 4 transaction an open-market sale of shares?

No, the Form 4 describes a tax-withholding disposition using code F, not an open-market sale. The 7,464 shares of Farmer Brothers common stock were applied to cover tax obligations, a common mechanism associated with vesting equity awards or option exercises.

How is indirect ownership reported for FARM’s CEO in this filing?

Indirect ownership is reported as 1,477.443 shares of Farmer Brothers common stock held in the company’s 401(k) plan. These shares are classified as indirectly owned, reflecting Moore’s economic interest through the retirement plan rather than direct share registration in his own name.

What is the significance of this FARM Form 4 for ordinary shareholders?

The filing records a routine tax-withholding disposition by the President and CEO, using 7,464 shares to satisfy tax liabilities. Such transactions are administrative in nature and typically do not signal a discretionary decision to buy or sell shares in the open market.
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