GAMCO entities fully exit Farmer Brothers (FARM) after Royal Cup acquisition
Filing Impact
Filing Sentiment
Form Type
SCHEDULE 13D/A
Rhea-AI Filing Summary
GAMCO-affiliated reporting persons disclose they no longer own any Farmer Brothers common stock following the company’s acquisition by Royal Cup Coffee and Tea. As of May 5, 2026, each reporting entity reports beneficial ownership of 0.00 shares, or 0.0% of the outstanding common stock.
The filing lists recent trades by Gabelli-managed funds and accounts, including sales such as 936,500 shares by GAMCO Asset Management Inc. at $1.2900 per share on May 5, 2026 and other transactions in March and May 2026 around $1.24–$1.29 per share.
Positive
- None.
Negative
- None.
Key Figures
Beneficial ownership: 0.00 shares
Ownership percentage: 0.0% of class
Large share sale: 936,500 shares at $1.2900
+4 more
7 metrics
Beneficial ownership
0.00 shares
Reported by each GAMCO-affiliated reporting person after acquisition
Ownership percentage
0.0% of class
Percent of Farmer Brothers common stock after May 5, 2026
Large share sale
936,500 shares at $1.2900
Sale by GAMCO Asset Management Inc. on May 5, 2026
Gabelli Asset Fund sale
30,000 shares at $1.2900
Gabelli Funds, LLC transaction on May 5, 2026
Gabelli Equity Trust sale
45,000 shares at $1.2900
Gabelli Equity Trust transaction on May 5, 2026
Teton Mighty Mites sale
22,000 shares at $1.2900
Teton Westwood Mighty Mites Fund sale on May 5, 2026
GAMCO March purchase
30,000 shares at $1.2390
GAMCO Asset Management Inc. purchase on March 18, 2026
Key Terms
beneficial ownership, Investment Advisers Act of 1940, broker-dealer, private foundation, +1 more
5 terms
beneficial ownership financial
"The Reporting Persons ceased to be beneficial owners of 5% or more"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
Investment Advisers Act of 1940 regulatory
"GAMCO, a wholly-owned subsidiary of GBL, is an investment adviser registered under the Investment Advisers Act of 1940"
A U.S. federal law that sets rules for people and firms who give investment advice, requiring them to register with regulators, be honest about conflicts, keep records, and follow basic standards of care. It matters to investors because those rules act like licensing and consumer protections — similar to having safety standards for a mechanic — helping ensure advisers act in clients’ financial interests and reducing the risk of fraud or misuse of funds.
broker-dealer financial
"G.research, is a broker-dealer registered , as amended (1934 Act)"
A broker-dealer is a licensed firm or individual that both executes trades on behalf of clients (acting as a broker) and buys or sells securities for its own account (acting as a dealer). Investors care because broker-dealers provide the plumbing of markets — they place orders, hold or move cash and securities, offer research or advice, and their stability and fees directly affect trade execution, costs, and the safety of client funds; think of them as a combined travel agent and taxi for your investments.
private foundation financial
"The Foundation is a private foundation. Mario Gabelli is the Chairman"
rural telephone industry other
"LICT is a holding company with operating subsidiaries engaged primarily in the rural telephone industry"
FAQ
What does this Schedule 13D/A filing mean for Farmer Brothers (FARM)?
The filing shows GAMCO-affiliated reporting persons now hold 0.00 shares of Farmer Brothers common stock. Their beneficial ownership is 0.0% following the acquisition of Farmer Brothers by Royal Cup Coffee and Tea completed on May 5, 2026.
What FARM trades are reported for Gabelli Funds-managed vehicles?
Gabelli-managed funds report several sales, including 30,000 shares at $1.2900 on May 5, 2026 for Gabelli Asset Fund and 45,000 shares at $1.2900 on May 5, 2026 for Gabelli Equity Trust, along with smaller March 2026 transactions around $1.24–$1.25 per share.
When did GAMCO and affiliates stop being 5% owners of FARM stock?
The filing states the reporting persons ceased to be beneficial owners of 5% or more of Farmer Brothers’ common stock on May 5, 2026, coinciding with completion of the acquisition by Royal Cup Coffee and Tea that removed their beneficial ownership position.