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Fortune Brands (NYSE: FBIN) executive has 260 shares withheld for taxes

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Fortune Brands Innovations EVP Chief Digital Innovation Lee John Dong Gu reported a tax-withholding disposition of 260 shares of common stock on 2026-07-31 at $49.26 per share, covering taxes due when an equity award vested and became payable, a transaction exempt under Rule 16b-3(e). After this withholding, he directly holds 57,772 shares, including 19,220 unvested restricted stock units. The transaction was reported as not made under a Rule 10b5-1 trading plan.

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Negative

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Insider Lee John Dong Gu
Role EVP Chief Digiital Innovation
Type Security Shares Price Value
Tax Withholding Common Stock, Par Value $0.01 F1, F2 260 $49.26 $13K
Holdings After Transaction: Common Stock, Par Value $0.01 — 57,772 shares (Direct)
Footnotes (2)
  1. F1. Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).
  2. F2. Includes a total of 19,220 restricted stock units that have not yet vested.
Shares withheld for taxes 260 shares Common stock withheld on 2026-07-31 to satisfy tax liability on vesting award
Withholding price per share $49.26 per share Fair market value used for tax-withholding disposition of 260 shares
Post-transaction direct holdings 57,772 shares Directly held Fortune Brands Innovations common stock after the transaction
Unvested restricted stock units 19,220 units Restricted stock units included in reported direct holdings that have not yet vested
restricted stock units financial
"Includes a total of 19,220 restricted stock units that have not yet vested"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
withholding taxes financial
"shares having a fair market value equal to the withholding taxes payable"
Withholding taxes are amounts a payer or government takes out of payments — such as wages, interest, or dividends — before the recipient gets the money, functioning like a cashier keeping part of a bill to pay taxes on your behalf. For investors this matters because it reduces the cash they actually receive, affects net returns and yield calculations, and may require additional paperwork or treaty claims to recover or offset the withheld amount against final tax bills.
Rule 16b-3(e) regulatory
"such transaction being exempt under Rule 16b-3(e)"
fair market value financial
"shares having a fair market value equal to the withholding taxes payable"
The price a willing buyer and a willing seller would agree on for an asset or security when neither is under pressure and both have access to the same information. Think of it as the market’s neutral estimate of what something is worth, like the price two neighbors would settle on for a car after comparing similar listings. Investors care because fair market value guides buying and selling decisions, tax reporting, portfolio valuation, and how accurately company assets are reflected in financial statements.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did FBIN executive Lee John Dong Gu report?

Lee John Dong Gu reported a tax-withholding disposition of 260 shares of Fortune Brands Innovations common stock at $49.26 per share. The shares were withheld to cover taxes due when an equity award vested and became payable, rather than an open-market sale.

How many FBIN shares does Lee John Dong Gu hold after this Form 4 transaction?

Following the reported tax withholding, Lee John Dong Gu directly holds 57,772 shares of Fortune Brands Innovations. This total includes 19,220 restricted stock units that have not yet vested, as disclosed in the accompanying footnote to the filing.

Was the FBIN Form 4 transaction by Lee John Dong Gu an open-market sale?

No, the Form 4 shows a withholding of 260 shares to satisfy tax obligations on a vesting award. The footnote explains the issuer withheld shares with a fair market value equal to the withholding taxes payable, and the transaction is exempt under Rule 16b-3(e).

Was Lee John Dong Gu’s FBIN share withholding under a Rule 10b5-1 plan?

The filing indicates it was not under a Rule 10b5-1 trading plan. The document-level 10b5-1 checkbox is marked false, while the transaction is characterized specifically as payment of tax liability by delivering or withholding securities.

What portion of Lee John Dong Gu’s FBIN holdings are unvested restricted stock units?

Out of his 57,772 total reported shares, the footnote states that 19,220 are restricted stock units that have not yet vested. These unvested RSUs are included in the reported direct holdings figure following the tax-withholding transaction.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lee John Dong Gu

(Last)(First)(Middle)
FORTUNE BRANDS INNOVATIONS, INC.
1 HORIZON WAY, BUILDING N

(Street)
DEERFIELD ILLINOIS 60015

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Fortune Brands Innovations, Inc. [ FBIN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP Chief Digiital Innovation
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/31/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, Par Value $0.0107/31/2026F(1)260D$49.2657,772(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).
2. Includes a total of 19,220 restricted stock units that have not yet vested.
/s/ Angela M. Pla, Attorney-in-Fact for John D. Lee08/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)