[Form 3] Franklin Covey Company Initial Statement of Beneficial Ownership

Rhea-AI Filing Summary

Franklin Covey Company (FC) officer Holly Procter filed an initial Form 3 reporting direct ownership of 1,962 common shares following an event on 09/01/2025. The filing identifies Procter as President, Enterprise Division, and lists a Draper, UT address. The form is signed on behalf of the reporting person by an attorney-in-fact on 09/09/2025. This is a routine Section 16 disclosure showing an officer's direct equity holding; the number of shares reported is modest and no derivative holdings were disclosed.

Positive

• Section 16 compliance met with initial Form 3 filed identifying officer ownership
• Clear disclosure of officer role (President, Enterprise Division) and direct share count (1,962)
• No derivative securities reported, simplifying ownership transparency

Negative

• None.

Insights

Financial Analyst

TL;DR: Routine officer disclosure with a small direct equity stake; no derivatives or material changes reported.

The Form 3 documents initial beneficial ownership for an officer-level executive, which is primarily a compliance disclosure under Section 16. The reported 1,962 common shares (direct) is a concrete ownership figure but, without context on outstanding shares or dollar value, it is not possible to assess materiality. No options, warrants, or other derivative instruments are reported, which simplifies the ownership picture. For investors, this confirms insider reporting and alignment but does not by itself indicate a material change to ownership or control.

Corporate Governance Expert

TL;DR: Compliance filing meeting disclosure requirements; identifies officer role and direct shareholding with no complex ownership structures.

The submission fulfills initial reporting obligations for an officer (President, Enterprise Division). It provides the reporting person nd contact address, the event date (09/01/2025), and the exact share count (1,962). The absence of indirect holdings or derivative positions reduces disclosure complexity. Signature by an attorney-in-fact is noted and dated 09/09/2025, which is standard practice. There are no governance red flags or material related-party transactions disclosed here.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Procter Holly

(Last) (First) (Middle)

13907 SOUTH MINUTEMAN DRIVE, SUITE 500

(Street)

DRAPER UT 84020

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
09/01/2025

3. Issuer Name and Ticker or Trading Symbol
FRANKLIN COVEY CO [ FC ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President, Enterprise Division

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Shares	1,962	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Stephanie King, Attorney-in-Fact	09/09/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the Form 3 filed for Franklin Covey Company (FC) disclose?

The Form 3 discloses that officer Holly Procter directly owns 1,962 common shares and lists her role as President, Enterprise Division.

When was the event requiring the Form 3 reported for FC?

The date of the event requiring the statement is 09/01/2025, with the form signed on 09/09/2025.

Were any derivative securities reported on this Form 3 for FC?

No. The filing shows only non-derivative common shares and reports no derivative securities.

Does the Form 3 indicate indirect ownership or a group filing?

No. The filing indicates direct (D) ownership of the reported shares and was filed by one reporting person.

Who signed the Form 3 for the reporting person?

The form is signed by Stephanie King, Attorney-in-Fact, dated 09/09/2025.