First Capital (FCAP) CEO receives 300-share stock grant

Rhea-AI Filing Summary

FREDERICK CHRIS reported acquisition or exercise transactions in this Form 4 filing.

First Capital Inc. chief executive officer Frederick Chris reported receiving a grant of 300 shares of common stock on February 27, 2026 at $50.80 per share. After this award, one directly held account shows 3,525 shares of common stock. He also reports additional indirect holdings through an IRA and an ESOP, and a separate direct holding account, with some shares noted as owned jointly with his spouse.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

FREDERICK CHRIS

(Last) (First) (Middle)

220 FEDERAL DRIVE

(Street)

CORYDON IN 47112

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
FIRST CAPITAL INC [ FCAP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CHIEF EXECUTIVE OFFICER

3. Date of Earliest Transaction (Month/Day/Year)
02/27/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/27/2026		A		300	A	$50.8	3,525	D
Common Stock								1,442	I	By IRA
Common Stock								3,670	I	By ESOP
Common Stock								1,200(1)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Owned jointly with spouse.

	/s/ Michael C. Frederick	03/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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FAQ

What insider transaction did First Capital Inc. (FCAP) report for Frederick Chris?

First Capital Inc. reported that CEO and director Frederick Chris received a grant of 300 shares of common stock. The grant occurred on February 27, 2026 and is shown as a non-derivative stock award rather than an open-market purchase or sale.

At what price was the 300-share stock grant to the First Capital (FCAP) CEO recorded?

The 300-share stock grant to First Capital’s CEO Frederick Chris was recorded at a price of $50.80 per share. This value appears in the filing as the transaction price for the non-derivative common stock award on February 27, 2026.

How many First Capital (FCAP) shares does Frederick Chris directly hold after the reported grant?

After the reported stock grant, one directly held position for Frederick Chris shows 3,525 shares of First Capital common stock. A separate direct holding account shows 1,200 shares, and the filing also lists additional indirect holdings through an IRA and an ESOP.

What indirect holdings of First Capital (FCAP) stock are disclosed for Frederick Chris?

The filing discloses indirect holdings of First Capital common stock for Frederick Chris through an IRA and through an ESOP. The IRA account shows 1,442 shares and the ESOP account shows 3,670 shares, both reported as indirect ownership on February 27, 2026.

Does the Form 4 note any jointly owned First Capital (FCAP) shares for Frederick Chris?

Yes. A footnote in the Form 4 states that certain shares are owned jointly with his spouse. This indicates some of the reported holdings reflect joint ownership, although the footnote does not specify which particular account or share count is jointly held.

Is the 300-share First Capital (FCAP) grant to Frederick Chris a buy or a sale?

The 300-share transaction is reported as a grant or award acquisition, not an open-market buy or sale. The filing classifies it under a grant, award, or other acquisition code, showing an increase in his holdings without a corresponding market trade.