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Director John Ferebee details FCBM holdings in initial Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

First Carolina Financial Services director John J. Ferebee Jr filed an initial Form 3 reporting his ownership of Common Stock. He reports 293,176 shares held directly and 44,400 shares held indirectly through a trust, including multiple restricted stock awards that vest over future years.

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Insider Ferebee John Jethro Jr
Role null
Type Security Shares Price Value
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 293,176 shares (Direct, null); Common Stock — 44,400 shares (Indirect, By John J. Ferebee, Jr. Trust)
Footnotes (1)
  1. [object Object]
Direct Common Stock holdings 293,176 shares Total shares following transaction, direct ownership
Indirect Common Stock holdings via trust 44,400 shares Total shares following transaction, indirect ownership by trust
2019 restricted stock award 3,000 shares RSAs granted January 1, 2019; vest over ten annual installments
2024 restricted stock award 5,870 shares RSAs granted January 1, 2024; vest over five annual installments
2025 restricted stock award 5,942 shares RSAs granted January 1, 2025; vest over five annual installments
2026 one-year vesting RSAs 6,114 shares RSAs granted January 1, 2026; vest on first anniversary
2026 five-year vesting RSAs 3,886 shares RSAs granted January 1, 2026; vest over five annual installments
restricted stock awards ("RSAs") financial
"Includes (i) 3,000 restricted stock awards ("RSAs") granted on January 1, 2019..."
substantially equal annual installments financial
"that vest in ten substantially equal annual installments on the first ten anniversaries..."
indirect financial
"total_shares_following_transaction": "44400.0000" ... "ownership_type": "indirect""
trust financial
""nature_of_ownership": "By John J. Ferebee, Jr. Trust""
A trust is a legal setup in which one party (the trustee) holds and manages assets—like cash, stocks or property—on behalf of other people (beneficiaries) according to instructions from the person who created it (the grantor). Think of it as a locked box with a keyholder who must follow written rules; for investors it matters because trusts influence who controls and benefits from assets, affect taxes and succession, and can change how quickly or transparently shares are bought, sold or voted.
Form 3 regulatory
"Form 3 insider filing data for First Carolina Financial Services, Inc."
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Ferebee John Jethro Jr
(Last)(First)(Middle)
C/O FIRST CAROLINA FINANCIAL SERVICES
2626 GLENWOOD AVENUE SUITE 200
(Street)
RALEIGH NORTH CAROLINA 27608
(City)(State)(Zip)
UNITED STATES
(Country)		2. Date of Event Requiring Statement (Month/Day/Year)
06/17/2026		3. Issuer Name and Ticker or Trading Symbol
First Carolina Financial Services, Inc. [ FCBM ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock293,176(1)D
Common Stock44,400IBy John J. Ferebee, Jr. Trust
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Includes (i) 3,000 restricted stock awards ("RSAs") granted on January 1, 2019 that vest in ten substantially equal annual installments on the first ten anniversaries of the grant date; (ii) 5,870 RSAs granted on January 1, 2024 that vest in five substantially equal annual installments on the first five anniversaries of the grant date; (iii) 5,942 RSAs granted on January 1, 2025 that vest in five substantially equal annual installments on the first five anniversaries of the grant date; (iv) 6,114 RSAs granted on January 1, 2026 that vest on the first anniversary of the grant date; and (v) 3,886 RSAs granted on January 1, 2026 that vest in five substantially equal annual installments on the first five anniversaries of the grant date.
Remarks:
Exhibit 24.1 - Power of Attorney
/s/ Kristen Brabble, as attorney-in-fact06/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What does the Form 3 filing for FCBM disclose about John J. Ferebee Jr?

The Form 3 shows that director John J. Ferebee Jr reports ownership of First Carolina Financial Common Stock, including direct and indirect holdings and several restricted stock awards with multi‑year vesting schedules, establishing his initial beneficial ownership position as an insider.

How many FCBM shares does John J. Ferebee Jr hold directly?

John J. Ferebee Jr reports direct ownership of 293,176 shares of First Carolina Financial Common Stock. This figure includes restricted stock awards that vest over time, reflecting both currently vested and unvested equity granted as part of his compensation.

What indirect FCBM holdings are reported for John J. Ferebee Jr?

The filing lists 44,400 shares of First Carolina Financial Common Stock held indirectly through the John J. Ferebee, Jr. Trust. These trust‑held shares are reported as indirect beneficial ownership separate from his personally held direct share position.

What restricted stock awards are included in FCBM director Ferebee’s holdings?

The filing notes restricted stock awards totaling 3,000 shares granted in 2019, 5,870 in 2024, 5,942 in 2025, plus two 2026 grants of 6,114 and 3,886 shares, each vesting in specified annual installments or on a single anniversary date.

Over what period do John J. Ferebee Jr’s FCBM restricted stock awards vest?

Some awards vest in ten substantially equal annual installments starting from the 2019 grant date, others in five annual installments for the 2024, 2025 and one 2026 grant, while another 2026 grant vests entirely on the first anniversary of its grant date.