STOCK TITAN

First Carolina Financial (FCBM) CFO buys 4,000 shares in IPO program

Filing Impact
(Neutral)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

First Carolina Financial Services, Inc. reported that its CFO and Chief Risk Officer, Steven G. Deaton, bought additional company stock. On June 18, 2026, he made an open-market purchase of 4,000 shares of common stock at $12.50 per share, increasing his direct holdings to 79,000 shares. A footnote explains these shares were purchased through a directed share program connected to the company’s initial public offering.

Positive

  • None.

Negative

  • None.
Insider DEATON STEVEN G
Role CFO and Chief Risk Officer
Bought 4,000 shs ($50K)
Type Security Shares Price Value
Purchase Common Stock 4,000 $12.50 $50K
Holdings After Transaction: Common Stock — 79,000 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Shares purchased 4,000 shares Common Stock bought on June 18, 2026
Purchase price $12.50 per share Open-market purchase under directed share program
Shares owned after 79,000 shares Direct holdings following June 18, 2026 transaction
Buy transactions in filing 1 transaction Net-buy direction with 4,000 shares
open-market purchase financial
"he made an open-market purchase of 4,000 shares of common stock"
An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.
directed share program financial
"shares were purchased through a directed share program connected to the company’s initial public offering"
initial public offering financial
"directed share program in connection with the Issuer's initial public offering"
An initial public offering (IPO) is when a private company first sells its shares to the public and becomes a stock-listed company. It matters because it allows the company to raise money from a wide range of investors, helping it grow, while giving early shareholders a way to sell some of their ownership.
Form 4 regulatory
"According to the Form 4, the transaction reflects this insider purchase"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
DEATON STEVEN G

(Last)(First)(Middle)
C/O FIRST CAROLINA FINANCIAL SERVICES
2626 GLENWOOD AVENUE SUITE 200

(Street)
RALEIGH NORTH CAROLINA 27608

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
First Carolina Financial Services, Inc. [ FCBM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
CFO and Chief Risk Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/18/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/18/2026P4,000(1)A$12.579,000D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Reflects shares purchased pursuant to a directed share program in connection with the Issuer's initial public offering.
/s/ Kristen Brabble, as attorney-in-fact06/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did First Carolina Financial (FCBM) report?

First Carolina Financial reported that CFO and Chief Risk Officer Steven G. Deaton bought 4,000 common shares at $12.50 each on June 18, 2026, increasing his direct ownership to 79,000 shares under a directed share program tied to the company’s initial public offering.

How many First Carolina Financial (FCBM) shares does the CFO now own?

After the reported transaction, CFO and Chief Risk Officer Steven G. Deaton directly owns 79,000 shares of First Carolina Financial common stock. This reflects his June 18, 2026 purchase of 4,000 shares at $12.50 per share through a directed share program linked to the company’s IPO.

At what price did the First Carolina Financial (FCBM) CFO buy shares?

CFO and Chief Risk Officer Steven G. Deaton bought 4,000 First Carolina Financial common shares at $12.50 per share. The transaction occurred on June 18, 2026 and was executed through a directed share program associated with the company’s initial public offering, according to the Form 4.

Was the FCBM CFO’s share purchase part of an IPO program?

Yes. A Form 4 footnote states that Steven G. Deaton’s 4,000-share purchase was made under a directed share program in connection with First Carolina Financial’s initial public offering, indicating participation in a structured IPO-related share allocation rather than a discretionary standalone program.

Is the First Carolina Financial (FCBM) insider transaction a buy or sell?

The Form 4 reports a buy transaction. CFO and Chief Risk Officer Steven G. Deaton executed an open-market purchase of 4,000 common shares at $12.50 each on June 18, 2026, bringing his direct holdings in First Carolina Financial to a total of 79,000 shares.