STOCK TITAN

FCBM (FCBM) COO adds shares via IPO-directed purchase at $12.50

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

First Carolina Financial Services, Inc. Chief Operating Officer Kristen Dawn Brabble bought 750 shares of common stock in an open-market purchase at $12.50 per share on June 18, 2026. The shares were purchased through a directed share program in connection with the company’s initial public offering.

Following this transaction, she directly holds 135,000 shares of common stock, making this a relatively small addition to her overall position.

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Insider Brabble Kristen Dawn
Role Chief Operating Officer
Bought 750 shs ($9K)
Type Security Shares Price Value
Purchase Common Stock 750 $12.50 $9K
Holdings After Transaction: Common Stock — 135,000 shares (Direct)
Footnotes (1)
  1. F1. Reflects shares purchased pursuant to a directed share program in connection with the Issuer's initial public offering.
Shares purchased 750 shares Open-market purchase on June 18, 2026
Purchase price $12.50 per share Price paid for common stock
Total holdings after transaction 135,000 shares Direct ownership following purchase
Net buy shares 750 shares Net change in buy/sell activity in this filing
open-market purchase financial
"bought 750 shares of common stock in an open-market purchase at"
An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.
directed share program financial
"shares purchased pursuant to a directed share program in connection"
initial public offering financial
"directed share program in connection with the Issuer's initial public offering"
An initial public offering (IPO) is when a private company first sells its shares to the public and becomes a stock-listed company. It matters because it allows the company to raise money from a wide range of investors, helping it grow, while giving early shareholders a way to sell some of their ownership.
common stock financial
"bought 750 shares of common stock in an open-market purchase"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did FCBM COO Kristen Dawn Brabble report?

Kristen Dawn Brabble reported buying 750 shares of First Carolina Financial Services common stock. The purchase was an open-market transaction at $12.50 per share, made through a directed share program tied to the company’s initial public offering.

At what price did FCBM’s COO purchase the new shares?

The COO purchased 750 shares at $12.50 per share. This open-market transaction, made via a directed share program, reflects the price she paid to increase her direct ownership stake in First Carolina Financial Services.

How many FCBM shares does Kristen Dawn Brabble own after the transaction?

After the reported purchase, Kristen Dawn Brabble directly owns 135,000 shares of First Carolina Financial Services common stock. This total includes the additional 750 shares acquired in the June 18, 2026 open-market transaction.

Was the FCBM insider share purchase linked to the company’s IPO?

Yes. The filing notes the 750-share purchase was made through a directed share program in connection with First Carolina Financial Services’ initial public offering, indicating participation in an IPO-related share allocation process.

Is the FCBM insider transaction a buy or a sale of shares?

The transaction is a purchase of shares. Kristen Dawn Brabble, the company’s Chief Operating Officer, acquired 750 additional common shares in an open-market transaction, increasing her direct holdings in First Carolina Financial Services.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Brabble Kristen Dawn

(Last)(First)(Middle)
C/O FIRST CAROLINA FINANCIAL SERVICES
2626 GLENWOOD AVENUE SUITE 200

(Street)
RALEIGH NORTH CAROLINA 27608

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
First Carolina Financial Services, Inc. [ FCBM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Operating Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/18/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/18/2026P750(1)A$12.5135,000D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Reflects shares purchased pursuant to a directed share program in connection with the Issuer's initial public offering.
/s/ Kristen Brabble06/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)