STOCK TITAN

First Carolina Financial (NASDAQ: FCBM) CEO buys 4,000 IPO program shares

(Neutral)
(Positive)
Form Type
4

Rhea-AI Filing Summary

First Carolina Financial Services, Inc. Chairman, President and CEO Ronald Arvin Day reported an open-market purchase of 4,000 shares of common stock at $12.50 per share. The transaction was made through a directed share program in connection with the company’s initial public offering, bringing his direct holdings to 383,600 shares.

Positive

  • None.

Negative

  • None.
Insider Day Ronald Arvin
Role Chairman, President and CEO
Bought 4,000 shs ($50K)
Type Security Shares Price Value
Purchase Common Stock 4,000 $12.50 $50K
Holdings After Transaction: Common Stock — 383,600 shares (Direct)
Footnotes (1)
  1. F1. Reflects shares purchased pursuant to a directed share program in connection with the Issuer's initial public offering.
Shares purchased 4,000 shares Open-market purchase on 2026-06-18
Purchase price $12.50 per share Price for common stock purchase
Shares owned after transaction 383,600 shares Direct holdings following purchase
Net buy shares 4,000 shares Net change from this Form 4
open-market purchase financial
"transaction_action: "open-market purchase""
An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.
directed share program financial
"Reflects shares purchased pursuant to a directed share program"
initial public offering financial
"in connection with the Issuer's initial public offering"
An initial public offering (IPO) is when a private company first sells its shares to the public and becomes a stock-listed company. It matters because it allows the company to raise money from a wide range of investors, helping it grow, while giving early shareholders a way to sell some of their ownership.
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did FCBM report for Ronald Arvin Day?

Ronald Arvin Day reported buying 4,000 shares of First Carolina Financial Services common stock. The shares were purchased at $12.50 per share in an open-market transaction, increasing his direct ownership to 383,600 shares after the purchase.

At what price did Ronald Arvin Day buy FCBM shares?

Ronald Arvin Day bought 4,000 First Carolina Financial Services shares at $12.50 per share. This was an open-market purchase completed through a directed share program associated with the company’s initial public offering on the reported transaction date.

How many FCBM shares does Ronald Arvin Day own after this transaction?

After purchasing 4,000 shares, Ronald Arvin Day directly owns 383,600 shares of First Carolina Financial Services common stock. This figure reflects his holdings immediately following the reported open-market transaction under the directed share program tied to the IPO.

What does the footnote reveal about Ronald Arvin Day’s FCBM share purchase?

The footnote explains that the 4,000 First Carolina Financial Services shares were bought through a directed share program. This program was conducted in connection with the company’s initial public offering, clarifying that the purchase relates specifically to that IPO allocation.

Is Ronald Arvin Day a key executive at First Carolina Financial Services (FCBM)?

Yes. Ronald Arvin Day serves as Chairman, President and CEO of First Carolina Financial Services. His reported open-market purchase of 4,000 shares at $12.50 per share further aligns his direct equity stake with the company’s performance after its IPO.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Day Ronald Arvin

(Last)(First)(Middle)
C/O FIRST CAROLINA FINANCIAL SERVICES
2626 GLENWOOD AVENUE SUITE 200

(Street)
RALEIGH NORTH CAROLINA 27608

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
First Carolina Financial Services, Inc. [ FCBM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chairman, President and CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/18/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/18/2026P4,000(1)A$12.5383,600D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Reflects shares purchased pursuant to a directed share program in connection with the Issuer's initial public offering.
/s/ Kristen Brabble, as attorney-in-fact06/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)