STOCK TITAN

CFO-owned OTUS LLC receives 1,041,000 FCCN Earn-Out Shares in deal

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

SPECTRAL CAPITAL Corp disclosed that OTUS LLC, an entity solely owned and controlled by CFO Daniel Gilcher, now holds 1,041,000 shares of common stock. These shares were issued as Earn-Out Shares under a definitive stock purchase agreement tied to the acquisition of Telvantis Voice Services, Inc., with no cash consideration paid by Gilcher or OTUS LLC. The shares are subject to transfer restrictions, lock-up, trickle-out limits, a beneficial-ownership limitation, and a standstill under a Lock-Up and Trickle-Out Agreement dated May 22, 2026. Indirect holdings also include 400,000 shares held by Adama GmbH related to a prior acquisition, and Gilcher directly holds 175,000 shares of common stock.

Positive

  • None.

Negative

  • None.
Insider Gilcher Daniel
Role Chief Financial Officer
Type Security Shares Price Value
Other Common Stock 1,041,000 $0.00 --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 1,041,000 shares (Indirect, By OTUS LLC); Common Stock — 175,000 shares (Direct, null)
Footnotes (1)
  1. The reported shares were issued by the Issuer as Earn-Out Shares under the Definitive Stock Purchase Agreement dated December 29, 2025, by and between the Issuer and Telvantis, Inc. (formerly Raadr, Inc.), as additional consideration for the Issuer's acquisition of Telvantis Voice Services, Inc., which closed effective December 31, 2025. The shares were issued pursuant to a Direction of Issuance delivered by Telvantis, Inc. as Seller, designating OTUS LLC as a recipient. No cash consideration was paid by the reporting person or by OTUS LLC for the shares. The shares are subject to the transfer restrictions, lock-up, trickle-out, beneficial-ownership limitation, and standstill set forth in a Lock-Up and Trickle-Out Agreement dated May 22, 2026, between the Issuer and OTUS LLC. The reported shares are held of record by OTUS LLC, a Florida limited liability company of which the reporting person is the sole owner and control person. The reporting person disclaims beneficial ownership of the shares held by OTUS LLC except to the extent of his pecuniary interest therein. The reporting person is the sole owner and control person of Adama GmbH. The 400,000 shares held by Adama GmbH were issued as acquisition consideration in connection with the Issuer's acquisition of 42 Telecom Ltd. on August 1, 2025, and were previously reported on the reporting person's Form 3 filed March 12, 2026.
Earn-Out Shares issued to OTUS LLC 1,041,000 shares Additional consideration for Telvantis Voice Services, Inc. acquisition; no cash consideration
Shares held by OTUS LLC after transaction 1,041,000 shares Common stock, held of record by OTUS LLC, indirectly linked to CFO
Shares held by Adama GmbH 400,000 shares Issued as acquisition consideration for 42 Telecom Ltd. on August 1, 2025
Direct holdings by Daniel Gilcher 175,000 shares Common stock held directly following the reported transactions
Restructuring shares 1,041,000 shares Classified as other acquisition or disposition (Code J) in Form 4 summary
Telvantis acquisition closing date December 31, 2025 Effective closing date of Telvantis Voice Services, Inc. acquisition
Definitive agreement date December 29, 2025 Date of stock purchase agreement for Telvantis Voice Services, Inc.
Lock-Up Agreement date May 22, 2026 Date of Lock-Up and Trickle-Out Agreement with OTUS LLC
Earn-Out Shares financial
"The reported shares were issued by the Issuer as Earn-Out Shares under the Definitive Stock Purchase Agreement"
Earn-out shares are company shares promised to sellers or managers only if the business meets agreed future targets after a merger or acquisition, functioning like a performance-based payout instead of immediate cash. They matter to investors because they can dilute existing ownership, change future earnings prospects and reveal how confident buyers are about growth — like a conditional bonus that shifts payment and risk into the future.
Lock-Up and Trickle-Out Agreement regulatory
"The shares are subject to the transfer restrictions, lock-up, trickle-out, beneficial-ownership limitation, and standstill set forth in a Lock-Up and Trickle-Out Agreement"
beneficial ownership financial
"The reporting person disclaims beneficial ownership of the shares held by OTUS LLC except to the extent of his pecuniary interest therein"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
pecuniary interest financial
"disclaims beneficial ownership of the shares held by OTUS LLC except to the extent of his pecuniary interest therein"
standstill regulatory
"The shares are subject to the transfer restrictions, lock-up, trickle-out, beneficial-ownership limitation, and standstill set forth in a Lock-Up and Trickle-Out Agreement"
A standstill is a temporary agreement in which one party agrees to pause certain actions — such as buying more shares, launching a takeover bid, or enforcing debt claims — for a set period. For investors this matters because it freezes changes in ownership or legal pressure, giving markets time to absorb information and reducing short-term volatility; think of it as pressing a pause button so everyone can negotiate or reassess without sudden moves.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gilcher Daniel

(Last)(First)(Middle)
C/O SPECTRAL CAPITAL CORPORATION
701 FIFTH AVENUE, SUITE 4200

(Street)
SEATTLE WASHINGTON 98104

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
SPECTRAL CAPITAL Corp [ FCCN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/22/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/22/2026J1,041,000A$0.0000(1)1,041,000IBy OTUS LLC(2)
Common Stock175,000D
Common Stock400,000IBy Adama GmbH(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The reported shares were issued by the Issuer as Earn-Out Shares under the Definitive Stock Purchase Agreement dated December 29, 2025, by and between the Issuer and Telvantis, Inc. (formerly Raadr, Inc.), as additional consideration for the Issuer's acquisition of Telvantis Voice Services, Inc., which closed effective December 31, 2025. The shares were issued pursuant to a Direction of Issuance delivered by Telvantis, Inc. as Seller, designating OTUS LLC as a recipient. No cash consideration was paid by the reporting person or by OTUS LLC for the shares. The shares are subject to the transfer restrictions, lock-up, trickle-out, beneficial-ownership limitation, and standstill set forth in a Lock-Up and Trickle-Out Agreement dated May 22, 2026, between the Issuer and OTUS LLC.
2. The reported shares are held of record by OTUS LLC, a Florida limited liability company of which the reporting person is the sole owner and control person. The reporting person disclaims beneficial ownership of the shares held by OTUS LLC except to the extent of his pecuniary interest therein.
3. The reporting person is the sole owner and control person of Adama GmbH. The 400,000 shares held by Adama GmbH were issued as acquisition consideration in connection with the Issuer's acquisition of 42 Telecom Ltd. on August 1, 2025, and were previously reported on the reporting person's Form 3 filed March 12, 2026.
/s/ Daniel Gilcher05/26/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did SPECTRAL CAPITAL (FCCN) report for CFO Daniel Gilcher?

SPECTRAL CAPITAL reported that OTUS LLC, solely owned by CFO Daniel Gilcher, holds 1,041,000 Earn-Out Shares of common stock. These were issued as additional consideration for acquiring Telvantis Voice Services, Inc., with no cash paid by Gilcher or OTUS LLC.

How many SPECTRAL CAPITAL (FCCN) shares are held through OTUS LLC?

OTUS LLC holds 1,041,000 shares of SPECTRAL CAPITAL common stock. These shares were issued as Earn-Out Shares under a stock purchase agreement related to the Telvantis Voice Services, Inc. acquisition, subject to lock-up and trickle-out restrictions.

Were any cash payments made for the 1,041,000 SPECTRAL CAPITAL (FCCN) Earn-Out Shares?

No cash consideration was paid for the 1,041,000 Earn-Out Shares issued to OTUS LLC. The shares were granted as additional consideration in the Telvantis Voice Services, Inc. acquisition under a definitive stock purchase agreement.

What restrictions apply to the OTUS LLC SPECTRAL CAPITAL (FCCN) Earn-Out Shares?

The Earn-Out Shares held by OTUS LLC are subject to transfer restrictions, a lock-up, trickle-out limitations, a beneficial-ownership limitation, and a standstill. These terms are set forth in a Lock-Up and Trickle-Out Agreement dated May 22, 2026.

How many SPECTRAL CAPITAL (FCCN) shares does Daniel Gilcher hold directly?

Daniel Gilcher directly holds 175,000 shares of SPECTRAL CAPITAL common stock. Additional shares are held indirectly through entities he owns and controls, including OTUS LLC and Adama GmbH, as described in the insider filing.