FCNCA officer discloses initial share holdings

FIRST CITIZENS BANCSHARES INC /DE/ filed an initial Form 3 for Chief Risk Officer Tom Adam Eklund, disclosing his existing equity stake in the company.

Rhea-AI Filing Summary

FIRST CITIZENS BANCSHARES INC /DE/ filed an initial Form 3 for Chief Risk Officer Tom Adam Eklund, disclosing his existing equity stake in the company. He directly holds 2,500 shares of Series C Preferred stock and 187 shares of Class A Common stock, with no new transactions reported.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Eklund Tom Adam

Role Chief Risk Officer

Type	Security	Shares	Price	Value
holding	Class A Common	--	--	--
holding	Series C Preferred	--	--	--

Holdings After Transaction: Class A Common — 187 shares (Direct); Series C Preferred — 2,500 shares (Direct)

Key Figures

Series C Preferred holdings: 2,500 shares Class A Common holdings: 187 shares

2 metrics

Series C Preferred holdings 2,500 shares Direct ownership reported on Form 3

Class A Common holdings 187 shares Direct ownership reported on Form 3

Key Terms

Form 3, Series C Preferred, Class A Common, Chief Risk Officer

4 terms

Form 3 regulatory

"INSIDER FILING DATA (Form 3)"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

Series C Preferred financial

""security_title": "Series C Preferred""

Class A Common financial

""security_title": "Class A Common""

Chief Risk Officer financial

""officer_title": "Chief Risk Officer""

The chief risk officer is the senior executive responsible for identifying, measuring and reducing the major threats that could hurt a company’s finances or reputation, acting like a navigator who watches for storms and steers the business away from them. Investors care because effective risk oversight lowers the chance of surprise losses, legal fines or operational failures, which helps protect shareholder value and makes a company more predictable and trustworthy.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 3 filing for FCNCA disclose about Tom Adam Eklund?

The Form 3 shows Chief Risk Officer Tom Adam Eklund’s existing ownership in First Citizens BancShares. It lists 2,500 shares of Series C Preferred and 187 shares of Class A Common stock held directly, without indicating any recent purchases or sales.

How many Series C Preferred shares of FCNCA does Tom Adam Eklund hold?

Tom Adam Eklund holds 2,500 shares of Series C Preferred stock in First Citizens BancShares. This position is reported as a direct holding in his initial Form 3, providing a baseline view of his preferred equity ownership in the company.

How many FCNCA Class A Common shares does Tom Adam Eklund own?

He directly owns 187 shares of Class A Common stock of First Citizens BancShares. This common stock position is disclosed in the Form 3 as part of his overall equity stake, with no accompanying buy or sell transactions shown in the filing.

Did Tom Adam Eklund buy or sell FCNCA shares in this Form 3 filing?

The filing does not report any new purchases or sales of First Citizens BancShares securities. Instead, it records his existing holdings of 2,500 Series C Preferred shares and 187 Class A Common shares as of the Form 3 reporting date.

What role does Tom Adam Eklund hold at First Citizens BancShares (FCNCA)?

Tom Adam Eklund is identified as the Chief Risk Officer of First Citizens BancShares. The Form 3 connects this executive role with his disclosed ownership of Series C Preferred and Class A Common shares, outlining his reported equity interest in the company.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/02/2026 - 03:01 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Eklund Tom Adam

(Last) (First) (Middle)

4300 SIX FORKS ROAD

(Street)

RALEIGH NORTH CAROLINA 27609

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
06/01/2026

3. Issuer Name and Ticker or Trading Symbol
FIRST CITIZENS BANCSHARES INC /DE/ [ FCNCA ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Risk Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common	187	D
Series C Preferred	2,500	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	Tom A. Eklund, By: E. Knox Proctor V, Attorney-in-fact	06/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)