First Ctzns Bancshares Inc N C SEC Filings

FIRST CITIZENS BANCSHARES INC /DE/ chairman and CEO Frank B. Holding Jr., a more than 10% owner, reported a series of open-market purchases of Class B Common Stock on June 5, 2026. He bought a total of 335 Class B shares at reported prices ranging from about $1,860 to $1,998 per share across multiple small trades, bringing his directly held Class B position to 64,160 shares.

The Form 4 also updates indirect holdings in both Class A and Class B shares through spouse accounts, grantor retained annuity trusts, custodial accounts for family members, and a trust where he is a beneficiary. The filing notes that beneficial ownership of certain of these indirect holdings is disclaimed.

First Citizens BancShares Chairman and CEO Frank B. Holding Jr. reported a series of open-market purchases of Class B Common stock. On June 5, 2026 he bought 553 Class B shares across multiple trades at prices between about $1,743.80 and $1,853.92 per share, with several trades reported at weighted-average prices over narrow ranges. Following these transactions, he directly holds 64,100 Class B shares and 206,942 Class A shares, along with additional indirect holdings through spouse, GRATs, custodial accounts, and trusts for which he disclaims beneficial ownership.

First Citizens BancShares Chairman and CEO Frank B. Holding Jr. reported open-market purchases of a total of 225 shares of Class B Common Stock on June 4, 2026 at prices in the $1,700 range per share, bringing his directly owned Class B holdings to 63,326 shares. He also directly owns 206,942 shares of Class A Common Stock. Footnotes show that on June 5, 2026, 38,111 and 22,370 Class B shares and 4,825 Class A shares were distributed from various 2025 GRATs to him and continue to be reported as directly owned, while remaining shares in those GRATs and a Ruth P. Holding 2025 GRAT, as well as certain family and trust accounts, continue to be reported as indirectly owned, with beneficial ownership of some positions expressly disclaimed.

FIRST CITIZENS BANCSHARES director Ellen R. Alemany reported indirect sales of Class A common stock. On June 4, 2026, grantor retained annuity trusts associated with her (the Alemany August 2024 and September 2025 GRATs) sold a combined 2,520 Class A Common shares in multiple open-market transactions at prices around $2,033–$2,052 per share.

After these sales, the September 2025 GRAT held 4,623 Class A Common shares and the August 2024 GRAT held 1,142 Class A Common shares. Separately, Alemany also reported direct holdings of 1,985 Class A Common shares, 300 Depositary Shares (each representing a 1/100th interest in 7% Non-Cumulative Perpetual Preferred Stock, Series D), and 30,000 shares of Class C Preferred Stock.

FIRST CITIZENS BANCSHARES INC /DE/ filed an initial Form 3 for Chief Risk Officer Tom Adam Eklund, disclosing his existing equity stake in the company. He directly holds 2,500 shares of Series C Preferred stock and 187 shares of Class A Common stock, with no new transactions reported.

The Charles Schwab Corporation submits a Form 144 notice listing Common Class A securities proposed to be sold.

The filing lists figures including 4,964,299.20 and 10,581,789, an effective date of 06/02/2026, and two Restricted Stock Unit entries dated 07/05/2024 for 1,280 and 1,240 shares under equity compensation.

FIRST CITIZENS BANCSHARES INC /DE/ director and CEO Frank B. Holding Jr., through an indirect trust, reported both a purchase and a sale of company stock. The Frank B. Holding Jr. 2025 #1 GRAT bought 5,940 shares of Class B Common at $1,726.82 per share and sold 5,346 shares of Class A Common at $1,918.69 per share on May 12, 2026. After these trades, that GRAT held 38,111 Class B shares and 100,654 Class A shares. The filing also lists various other direct and indirect holdings in Class A and Class B shares, including shares held by trusts, as custodian for family members, and directly in Mr. Holding's name. A footnote states that the reporting person disclaims beneficial ownership of these securities.

First Citizens BancShares, Inc. reports Q1 2026 net income of $534 million, up from $483 million, with net income available to common stockholders of $508 million and earnings per share rising to $42.63 from $34.47 as the share count declined.

Total assets reached $235.96 billion, while loans and leases grew slightly to $148.69 billion and deposits to $170.84 billion. Net interest income eased to $1.62 billion, but the provision for credit losses fell sharply to $72 million from $154 million, and noninterest income increased to $692 million.

Noninterest expense rose to $1.54 billion, including higher personnel and processing costs. The allowance for loan and lease losses stood at $1.56 billion, and nonaccrual loans were $1.43 billion. The company issued $390 million of Series E preferred stock, repurchased $908 million of Class A common stock, and continued to pay common and preferred dividends.

First Citizens BancShares, Inc. held its 2026 Annual Stockholder’s Meeting on May 4, 2026, where stockholders elected 12 directors to one-year terms. Each nominee, including Ellen R. Alemany, Frank B. Holding, Jr., and others, received more votes cast "for" than "withheld."

Stockholders approved a non-binding "say-on-pay" advisory resolution on executive compensation and ratified the appointment of KPMG LLP as independent public accountants for 2026 by an overwhelming margin. A stockholder proposal requesting a report on faith-based employee resource groups received very limited support and was not approved.