Charles Schwab files Form 144 listing Common Class A sale

The Charles Schwab Corporation submits a Form 144 notice listing Common Class A securities proposed to be sold.

Rhea-AI Filing Summary

The Charles Schwab Corporation submits a Form 144 notice listing Common Class A securities proposed to be sold.

The filing lists figures including 4,964,299.20 and 10,581,789, an effective date of 06/02/2026, and two Restricted Stock Unit entries dated 07/05/2024 for 1,280 and 1,240 shares under equity compensation.

Key Figures

Listed figure: 4,964,299.20 Listed figure: 10,581,789 Effective date: 06/02/2026 +2 more

5 metrics

Listed figure 4,964,299.20 Common Class A line

Listed figure 10,581,789 Common Class A line

Effective date 06/02/2026 Date shown next to Common Class A

Restricted Stock Units 1,280 shares RSU dated 07/05/2024, Equity Compensation

Restricted Stock Units 1,240 shares RSU dated 07/05/2024, Equity Compensation

Key Terms

Restricted Stock Unit, Equity Compensation, Securities To Be Sold

3 terms

Restricted Stock Unit financial

"Restricted Stock Unit | Issuer | 1280 | 07/05/2024"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

Equity Compensation financial

"Equity Compensation Common Class A | 07/05/2024"

Equity compensation is pay given to employees, executives or contractors in the form of company ownership—such as stock, stock options or restricted shares—rather than just cash. It matters to investors because it can align workers' incentives with shareholders (like paying someone in slices of the same pie they help grow), but it also increases the number of shares outstanding and company expenses, affecting ownership percentages and earnings per share.

Securities To Be Sold regulatory

"144: Securities To Be Sold"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filed for FCNCA state?

The notice lists Common Class A securities proposed for sale by The Charles Schwab Corporation and includes numeric entries 4,964,299.20 and 10,581,789. It also records an effective date of 06/02/2026 and RSU entries dated 07/05/2024.

Which Restricted Stock Units are shown in the filing for FCNCA?

The filing shows two Restricted Stock Unit entries dated 07/05/2024, for 1,280 and 1,240 shares respectively, both labeled as Equity Compensation and associated with the issuer.

What dates and exchange are listed on the Form 144 excerpt?

The excerpt lists an effective or filing-related date of 06/02/2026 and indicates the security trades on NASDAQ. Other dates include 07/05/2024 for the Restricted Stock Unit entries.

Do the numbers in the excerpt indicate shares or dollar amounts?

The excerpt presents numeric values such as 4,964,299.20 and 10,581,789 adjacent to the Common Class A line; the filing context labels these with the security and dates but does not elsewhere convert them into dollar totals in the provided text.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/02/2026 - 11:50 AM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001537972
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	FIRST CITIZENS BANCSHARES INC /DE/
SEC File Number	001-16715
Address of Issuer	4300 SIX FORKS ROAD RALEIGH NORTH CAROLINA 27609
Phone	919 716 7000
Name of Person for Whose Account the Securities are To Be Sold	Alemany Ellen R
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Class A	The Charles Schwab Corporation 3000 Schwab Way Westlake TX 76262	2520	4964299.20	10581789	06/02/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Class A	07/05/2024	Restricted Stock Unit	Issuer			1280	07/05/2024	Equity Compensation
Common Class A	07/05/2024	Restricted Stock Unit	Issuer			1240	07/05/2024	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	E ALEMANY & R SUAREZ TTEE ALEMANY SEPTEMBER 2025 GRAT NO U/A DTD 09/05/2025 On Behalf of Trustee: Ellen Alemany (1,240 Shares) E ALEMANY & R SUAREZ TTEE ALEMANY AUGUST 2024 GRAT NO 1 U/A DTD 08/02/2024 On Behalf of Trustee: Ellen Alemany (1,280 shares)
Date of Notice	06/02/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Ellen R Alemany
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)