STOCK TITAN

Trusts of First Citizens (NASDAQ: FCNCA) director sell 2,520 Class A shares

Filing Impact
(Very High)
Filing Sentiment
(Very Negative)
Form Type
4

Rhea-AI Filing Summary

FIRST CITIZENS BANCSHARES director Ellen R. Alemany reported indirect sales of Class A common stock. On June 4, 2026, grantor retained annuity trusts associated with her (the Alemany August 2024 and September 2025 GRATs) sold a combined 2,520 Class A Common shares in multiple open-market transactions at prices around $2,033–$2,052 per share.

After these sales, the September 2025 GRAT held 4,623 Class A Common shares and the August 2024 GRAT held 1,142 Class A Common shares. Separately, Alemany also reported direct holdings of 1,985 Class A Common shares, 300 Depositary Shares (each representing a 1/100th interest in 7% Non-Cumulative Perpetual Preferred Stock, Series D), and 30,000 shares of Class C Preferred Stock.

Positive

  • None.

Negative

  • None.
Insider Alemany Ellen R
Role null
Sold 2,520 shs ($5.16M)
Type Security Shares Price Value
Sale Class A Common 183 $2,033.33 $372K
Sale Class A Common 604 $2,048.21 $1.24M
Sale Class A Common 456 $2,050.78 $935K
Sale Class A Common 37 $2,052.43 $76K
Sale Class A Common 93 $2,033.52 $189K
Sale Class A Common 1,136 $2,048.20 $2.33M
Sale Class A Common 10 $2,050.60 $21K
Sale Class A Common 1 $2,051.11 $2K
holding Class A Common -- -- --
holding Class A Common -- -- --
holding Class A Common -- -- --
holding Class C Preferred Stock -- -- --
holding Depositary Shares -- -- --
Holdings After Transaction: Class A Common — 1,142 shares (Indirect, Alemany August 2024 GRAT); Class A Common — 1,985 shares (Direct, null); Class C Preferred Stock — 30,000 shares (Direct, null); Depositary Shares — 300 shares (Direct, null)
Footnotes (1)
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2,033.32 to $2,033.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (5). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2,048.19 to $2,048.49, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2,050.36 to $2,051.24, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2,033.38 to $2,033.70, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2,048.19 to $2,048.52, inclusive. Each Depositary Share represents a 1/100th interest in a share of the Issuer's 7% Non-Cumulative Perpetual Preferred Stock, Series D.
Class A shares sold 2,520 shares Open-market sales on June 4, 2026 via GRATs
Sample sale price $2,051.11 per share One Class A Common sale on June 4, 2026
Direct Class A Common 1,985 shares Directly held after June 4, 2026
September 2025 GRAT Class A 4,623 shares Indirect holdings after reported sales
August 2024 GRAT Class A 1,142 shares Indirect holdings after reported sales
Class C Preferred Stock 30,000 shares Directly held preferred shares
Depositary Shares 300 shares Each is 1/100th of 7% Series D preferred
Price range from footnotes $2,033.32–$2,051.24 Weighted-average sale price ranges on June 4, 2026
Grantor Retained Annuity Trust (GRAT) financial
"Alemany September 2025 GRAT"
Depositary Shares financial
"Each Depositary Share represents a 1/100th interest"
Depositary shares are tradable certificates that represent a fractional piece of a larger security held by a third-party bank, like owning a slice of a single big pie instead of the whole pie. They let companies issue and investors buy smaller, more affordable portions of preferred stock or other instruments; holders usually receive proportional dividends and market pricing similar to ordinary shares, but may have limited voting rights and different liquidity or tax implications, which can affect income and resale value.
Non-Cumulative Perpetual Preferred Stock, Series D financial
"7% Non-Cumulative Perpetual Preferred Stock, Series D"
weighted average price financial
"The price reported in Column 4 is a weighted average price"
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
Class C Preferred Stock financial
"security_title": "Class C Preferred Stock""
Class C preferred stock is a type of ownership share in a company that typically offers fixed dividends and has priority over common stock when it comes to receiving payments or assets if the company is liquidated. It usually comes with specific rights or features that distinguish it from other preferred shares, such as voting rights or dividend preferences. Investors value it for its potential steady income and relative safety compared to regular shares.
See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates

FAQ

What insider transactions did FCNCA director Ellen R. Alemany report?

Ellen R. Alemany reported that grantor retained annuity trusts associated with her sold 2,520 Class A Common shares of First Citizens BancShares on June 4, 2026, through open-market transactions at prices around $2,033–$2,052 per share, according to the Form 4.

At what prices were the FCNCA shares sold in Ellen Alemany’s Form 4?

The Form 4 shows Class A Common shares sold at weighted-average prices around $2,033–$2,052 per share. Footnotes explain that each sale’s reported price reflects averages over multiple trades within narrow ranges on June 4, 2026.

How many FCNCA shares do the Alemany grantor retained annuity trusts hold after the sales?

After the reported sales, the Alemany September 2025 GRAT held 4,623 Class A Common shares, and the Alemany August 2024 GRAT held 1,142 Class A Common shares. These indirect holdings remain in addition to Ellen R. Alemany’s separately reported direct positions.

What direct FCNCA holdings does Ellen R. Alemany report in this Form 4?

The filing lists direct ownership of 1,985 Class A Common shares, 300 Depositary Shares representing 7% Non-Cumulative Perpetual Preferred Stock, Series D, and 30,000 shares of Class C Preferred Stock, all reported as of the June 4, 2026 transactions.

What are the Depositary Shares reported by Ellen R. Alemany in FCNCA?

The Form 4 explains that each Depositary Share represents a 1/100th interest in a share of First Citizens’ 7% Non-Cumulative Perpetual Preferred Stock, Series D. Alemany reports holding 300 of these Depositary Shares directly.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Alemany Ellen R

(Last)(First)(Middle)
4300 SIX FORKS ROAD

(Street)
RALEIGH NORTH CAROLINA 27609

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
FIRST CITIZENS BANCSHARES INC /DE/ [ FCNCA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/04/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common06/04/2026S183D$2,033.33(1)1,142IAlemany August 2024 GRAT
Class A Common06/04/2026S604D$2,048.21(2)538IAlemany August 2024 GRAT
Class A Common06/04/2026S456D$2,050.78(3)82IAlemany August 2024 GRAT
Class A Common06/04/2026S37D$2,052.4345IAlemany August 2024 GRAT
Class A Common06/04/2026S93D$2,033.52(4)4,623IAlemany September 2025 GRAT
Class A Common06/04/2026S1,136D$2,048.2(5)3,487IAlemany September 2025 GRAT
Class A Common06/04/2026S10D$2,050.63,477IAlemany September 2025 GRAT
Class A Common06/04/2026S1D$2,051.113,476IAlemany September 2025 GRAT
Class A Common1,985D
Class A Common4,559IFamily GST Exempt Trust
Class A Common4,660IFamily Non-GST Exempt Trust
Class C Preferred Stock30,000D
Depositary Shares(6)300D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2,033.32 to $2,033.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (5).
2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2,048.19 to $2,048.49, inclusive.
3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2,050.36 to $2,051.24, inclusive.
4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2,033.38 to $2,033.70, inclusive.
5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2,048.19 to $2,048.52, inclusive.
6. Each Depositary Share represents a 1/100th interest in a share of the Issuer's 7% Non-Cumulative Perpetual Preferred Stock, Series D.
Ellen R. Alemany, By: E. Knox Proctor V, Attorney-in-fact06/08/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)