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[Form 3] First Trust Senior Floating Rate Income Fund II Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Kevin L. Ziets filed an Initial Statement of Beneficial Ownership (Form 3) for First Trust Senior Floating Rate Income Fund II (FCT) reporting his relationship to the issuer as an Officer (Portfolio Manager). The event date triggering the filing was 04/14/2025. The filing discloses 0 common shares beneficially owned (direct). The form is signed by an attorney-in-fact on 08/12/2025.

Kevin L. Ziets ha presentato una dichiarazione iniziale di titolarità effettiva (Modulo 3) per First Trust Senior Floating Rate Income Fund II (FCT) dichiarando la sua relazione con l'emittente come Funzionario (Portfolio Manager). La data dell'evento che ha generato la presentazione è 14/04/2025. La dichiarazione riferisce 0 azioni ordinarie detenute come titolare (dirette). Il modulo è firmato da un procuratore-in-fatto in data 12/08/2025.

Kevin L. Ziets presentó una Declaración inicial de titularidad de beneficios (Formulario 3) para First Trust Senior Floating Rate Income Fund II (FCT) reportando su relación con el emisor como Funcionario (Portfolio Manager). La fecha del evento que desencadenó la presentación fue 14/04/2025. La presentación divulga 0 acciones comunes beneficiosamente propiedad (directas). El formulario está firmado por un apoderado en 12/08/2025.

Kevin L. Ziets는 First Trust Senior Floating Rate Income Fund II(FCT)에 대해 초기 수혜 소유권 진술서(Form 3)를 제출했으며, 발행사와의 관계를 임원(포트폴리오 매니저)로 보고합니다. 접수 트리거 이벤트 날짜는 2025년 4월 14일입니다. 해당 신고서는 0주 일반 주식가 직접 지분으로 소유되고 있음을 공시합니다. 양식은 2025년 8월 12일에 대리인에 의해 서명되었습니다.

Kevin L. Ziets a déposé une Déclaration initiale de titularité bénéficiaire (Formulaire 3) pour le First Trust Senior Floating Rate Income Fund II (FCT) indiquant sa relation avec l'émetteur en tant que Agent (Portfolio Manager). La date de l'événement déclencheur du dépôt est 14/04/2025. Le dépôt indique 0 actions ordinaires détenues directement. Le formulaire est signé par un mandataire en 12/08/2025.

Kevin L. Ziets hat eine erste Mitteilung des wirtschaftlichen Eigentums (Formular 3) für den First Trust Senior Floating Rate Income Fund II (FCT) eingereicht und seine Beziehung zum Emittenten als Beauftragter (Portfoliomanager) angegeben. Das Ereignisdatum, das die Einreichung auslöste, ist 14.04.2025. Das Formular gibt an, dass 0 Stammaktien unmittelbar von ihm gehalten werden. Das Formular ist am 12.08.2025 von einem Bevollmächtigten unterzeichnet.

كيفين إل. زيتس قدم بيان الملكية Beneficial الأولي (النموذج 3) لصندوق First Trust Senior Floating Rate Income Fund II (FCT) مع الإبلاغ عن علاقته بالمصدر كـ موظف (مدير المحفظة). تاريخ الحدث الذي أدى إلى التقديم هو 14/04/2025. يعلن النموذج عن امتلاك 0 أسهم عادية بالملكية الفاعلة (مباشر). تم توقيع النموذج من قبل وكيل رسمي في 12/08/2025.

Kevin L. Ziets 已为 First Trust Senior Floating Rate Income Fund II (FCT) 提交了 初步受益所有权声明(表格3),报告他与发行人的关系为 职员(投资组合经理)。触发提交的事件日期为 2025-04-14。该表披露直接拥有的 0 股普通股。该表格由代理人在 2025-08-12 签署。

Positive
  • Officer role disclosed: The filing clearly identifies Kevin L. Ziets as an officer (Portfolio Manager) of FCT
  • Regulatory compliance: An initial Form 3 was submitted, meeting Section 16(a) disclosure requirements
Negative
  • No ownership reported: The filing shows 0 common shares beneficially owned, indicating no disclosed personal stake

Kevin L. Ziets ha presentato una dichiarazione iniziale di titolarità effettiva (Modulo 3) per First Trust Senior Floating Rate Income Fund II (FCT) dichiarando la sua relazione con l'emittente come Funzionario (Portfolio Manager). La data dell'evento che ha generato la presentazione è 14/04/2025. La dichiarazione riferisce 0 azioni ordinarie detenute come titolare (dirette). Il modulo è firmato da un procuratore-in-fatto in data 12/08/2025.

Kevin L. Ziets presentó una Declaración inicial de titularidad de beneficios (Formulario 3) para First Trust Senior Floating Rate Income Fund II (FCT) reportando su relación con el emisor como Funcionario (Portfolio Manager). La fecha del evento que desencadenó la presentación fue 14/04/2025. La presentación divulga 0 acciones comunes beneficiosamente propiedad (directas). El formulario está firmado por un apoderado en 12/08/2025.

Kevin L. Ziets는 First Trust Senior Floating Rate Income Fund II(FCT)에 대해 초기 수혜 소유권 진술서(Form 3)를 제출했으며, 발행사와의 관계를 임원(포트폴리오 매니저)로 보고합니다. 접수 트리거 이벤트 날짜는 2025년 4월 14일입니다. 해당 신고서는 0주 일반 주식가 직접 지분으로 소유되고 있음을 공시합니다. 양식은 2025년 8월 12일에 대리인에 의해 서명되었습니다.

Kevin L. Ziets a déposé une Déclaration initiale de titularité bénéficiaire (Formulaire 3) pour le First Trust Senior Floating Rate Income Fund II (FCT) indiquant sa relation avec l'émetteur en tant que Agent (Portfolio Manager). La date de l'événement déclencheur du dépôt est 14/04/2025. Le dépôt indique 0 actions ordinaires détenues directement. Le formulaire est signé par un mandataire en 12/08/2025.

Kevin L. Ziets hat eine erste Mitteilung des wirtschaftlichen Eigentums (Formular 3) für den First Trust Senior Floating Rate Income Fund II (FCT) eingereicht und seine Beziehung zum Emittenten als Beauftragter (Portfoliomanager) angegeben. Das Ereignisdatum, das die Einreichung auslöste, ist 14.04.2025. Das Formular gibt an, dass 0 Stammaktien unmittelbar von ihm gehalten werden. Das Formular ist am 12.08.2025 von einem Bevollmächtigten unterzeichnet.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Ziets Kevin L

(Last) (First) (Middle)
C/O FIRST TRUST ADVISORS L.P.
120 EAST LIBERTY DRIVE, SUITE 400

(Street)
WHEATON, IL 60187

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
04/14/2025
3. Issuer Name and Ticker or Trading Symbol
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II [ FCT ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
PORTFOLIO MANAGER
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Shares 0 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Kevin L. Ziets, by Erin Klassman, attorney-in-fact, pursuant to a Power of Attorney 08/12/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Kevin L. Ziets report on Form 3 for FCT?

He reported his role as an Officer (Portfolio Manager) of First Trust Senior Floating Rate Income Fund II (FCT) and 0 common shares beneficially owned (direct).

When is the event date that triggered the Form 3 filing?

The Date of Event requiring the statement is 04/14/2025 as shown on the form.

Does the Form 3 show any derivative securities or options for Kevin L. Ziets?

No. Table II lists no derivative securities; the filing shows no exercisable or convertible derivatives.

Who signed the Form 3 and when?

The Form 3 is signed /s/ Kevin L. Ziets, by Erin Klassman, attorney-in-fact, pursuant to a Power of Attorney dated 08/12/2025.

What is the issuer and ticker on the Form 3?

The issuer is First Trust Senior Floating Rate Income Fund II with ticker FCT.
First Trust Senior FR Income II

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