FCT Form 3: Portfolio Manager Kevin Ziets Reports 0 Shares

Kevin L. Ziets filed an Initial Statement of Beneficial Ownership (Form 3) for First Trust Senior Floating Rate Income Fund II (FCT) reporting his relationship to the issuer as an Officer (Portfolio Manager).

Accepted by SEC EDGAR 08/12/2025 - 04:09 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Kevin L. Ziets filed an Initial Statement of Beneficial Ownership (Form 3) for First Trust Senior Floating Rate Income Fund II (FCT) reporting his relationship to the issuer as an Officer (Portfolio Manager). The event date triggering the filing was 04/14/2025. The filing discloses 0 common shares beneficially owned (direct). The form is signed by an attorney-in-fact on 08/12/2025.

Positive

• Officer role disclosed: The filing clearly identifies Kevin L. Ziets as an officer (Portfolio Manager) of FCT
• Regulatory compliance: An initial Form 3 was submitted, meeting Section 16(a) disclosure requirements

Negative

• No ownership reported: The filing shows 0 common shares beneficially owned, indicating no disclosed personal stake

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider Ziets Kevin L

Role PORTFOLIO MANAGER

Type	Security	Shares	Price	Value
Holding	Common Shares	--	--	--

Holdings: Common Shares — 0 shares (Direct)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Kevin L. Ziets report on Form 3 for FCT?

He reported his role as an Officer (Portfolio Manager) of First Trust Senior Floating Rate Income Fund II (FCT) and 0 common shares beneficially owned (direct).

When is the event date that triggered the Form 3 filing?

The Date of Event requiring the statement is 04/14/2025 as shown on the form.

Does the Form 3 show any derivative securities or options for Kevin L. Ziets?

No. Table II lists no derivative securities; the filing shows no exercisable or convertible derivatives.

Who signed the Form 3 and when?

The Form 3 is signed /s/ Kevin L. Ziets, by Erin Klassman, attorney-in-fact, pursuant to a Power of Attorney dated 08/12/2025.

What is the issuer and ticker on the Form 3?

The issuer is First Trust Senior Floating Rate Income Fund II with ticker FCT.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Understanding Insider Trading Forms →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Ziets Kevin L

(Last) (First) (Middle)

C/O FIRST TRUST ADVISORS L.P.

120 EAST LIBERTY DRIVE, SUITE 400

(Street)

WHEATON, IL 60187

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
04/14/2025

3. Issuer Name and Ticker or Trading Symbol
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II [ FCT ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	PORTFOLIO MANAGER

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Shares	0	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Kevin L. Ziets, by Erin Klassman, attorney-in-fact, pursuant to a Power of Attorney	08/12/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.