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[Form 3] First Trust Senior Floating Rate Income Fund II Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Thomas J. Driscoll filed an initial Form 3 disclosing his relationship to First Trust Senior Floating Rate Income Fund II (FCT) as a Director. The filing shows 0 common shares beneficially owned and was signed by an attorney-in-fact on 09/05/2025 for an event dated 09/04/2025. The form documents the reporting obligation under Section 16 and lists no derivative holdings.

Thomas J. Driscoll ha presentato un Modulo 3 iniziale dichiarando la sua relazione con First Trust Senior Floating Rate Income Fund II (FCT) nel ruolo di Direttore. Il deposito mostra 0 azioni ordinarie detenute in modo beneficiario ed è stato firmato da un procuratore-in-fatto il 09/05/2025 per un evento datato 09/04/2025. Il modulo documenta l'obbligo di segnalazione ai sensi della Sezione 16 e non elenca partecipazioni derivate.
Thomas J. Driscoll presentó un Formulario 3 inicial informando su relación con First Trust Senior Floating Rate Income Fund II (FCT) como Director. La presentación muestra 0 acciones ordinarias beneficiosamente poseídas y fue firmado por un apoderado el 09/05/2025 para un evento con fecha 09/04/2025. El formulario documenta la obligación de reporte bajo la Sección 16 y no lista participaciones derivadas.
Thomas J. Driscoll은 First Trust Senior Floating Rate Income Fund II (FCT)와의 관계를 이사로서 밝히는 초기 Form 3를 제출했습니다. 제출서는 보유 현금 0주를 나타내며 09/05/2025에 대리인에 의해 서명되었고 09/04/2025를 날짜로 하는 사건에 대한 것입니다. 이 양식은 섹션 16에 따른 보고 의무를 문서화하고 파생 보유를 나열하지 않습니다.
Thomas J. Driscoll a déposé un Formulaire 3 initial déclarant sa relation avec First Trust Senior Floating Rate Income Fund II (FCT) en tant que Directeur. Le dépôt indique 0 actions ordinaires détenues et a été signé par un mandataire le 09/05/2025 pour un événement daté du 09/04/2025. Le formulaire décrit l'obligation de déclaration en vertu de la Section 16 et ne répertorie aucune position dérivée.
Thomas J. Driscoll hat ein initiales Formular 3 eingereicht, in dem seine Beziehung zu First Trust Senior Floating Rate Income Fund II (FCT) als Direktor offengelegt wird. Die Einreichung weist 0 von ihm begünstigt gehaltene Stammaktien aus und wurde von einem Bevollmächtigten am 09/05/2025 für ein Ereignis datiert 09/04/2025 unterzeichnet. Das Formular dokumentiert die Meldepflicht gemäß Section 16 und listet keine Derivate-Beteiligungen auf.
قد قدم توماس ج. دريسكول نموذج 3 الأولي يعلن علاقته بـ First Trust Senior Floating Rate Income Fund II (FCT) كعضو مجلس إدارة. يظهر الإيداع أن لا يملك أي أسهم عادية مملوكة بصورة مستفيدة ووقعها وكيل بالوكالة في 09/05/2025 لحدث بتاريخ 09/04/2025. يوثِّق النموذج الالتزام بالإبلاغ بموجب القسم 16 ولا يسرد أي مخصصات مشتقة.
托马斯 J. 德里斯科尔提交了一份初步的 Form 3,披露他与 First Trust Senior Floating Rate Income Fund II (FCT) 的关系,担任董事。该申报显示其实际拥有的普通股为0股,并由代理人于 2025/09/05 签署,事件日期为 2025/09/04。该表格记录了第16条下的报告义务,并未列出衍生品持有。
Positive
  • Reporting obligation met with an initial Form 3 filed and signed on 09/05/2025
  • Relationship disclosed clearly: reporting person is identified as a Director of FCT
Negative
  • Zero common shares reported, indicating the director disclosed no equity ownership in FCT
Thomas J. Driscoll ha presentato un Modulo 3 iniziale dichiarando la sua relazione con First Trust Senior Floating Rate Income Fund II (FCT) nel ruolo di Direttore. Il deposito mostra 0 azioni ordinarie detenute in modo beneficiario ed è stato firmato da un procuratore-in-fatto il 09/05/2025 per un evento datato 09/04/2025. Il modulo documenta l'obbligo di segnalazione ai sensi della Sezione 16 e non elenca partecipazioni derivate.
Thomas J. Driscoll presentó un Formulario 3 inicial informando su relación con First Trust Senior Floating Rate Income Fund II (FCT) como Director. La presentación muestra 0 acciones ordinarias beneficiosamente poseídas y fue firmado por un apoderado el 09/05/2025 para un evento con fecha 09/04/2025. El formulario documenta la obligación de reporte bajo la Sección 16 y no lista participaciones derivadas.
Thomas J. Driscoll은 First Trust Senior Floating Rate Income Fund II (FCT)와의 관계를 이사로서 밝히는 초기 Form 3를 제출했습니다. 제출서는 보유 현금 0주를 나타내며 09/05/2025에 대리인에 의해 서명되었고 09/04/2025를 날짜로 하는 사건에 대한 것입니다. 이 양식은 섹션 16에 따른 보고 의무를 문서화하고 파생 보유를 나열하지 않습니다.
Thomas J. Driscoll a déposé un Formulaire 3 initial déclarant sa relation avec First Trust Senior Floating Rate Income Fund II (FCT) en tant que Directeur. Le dépôt indique 0 actions ordinaires détenues et a été signé par un mandataire le 09/05/2025 pour un événement daté du 09/04/2025. Le formulaire décrit l'obligation de déclaration en vertu de la Section 16 et ne répertorie aucune position dérivée.
Thomas J. Driscoll hat ein initiales Formular 3 eingereicht, in dem seine Beziehung zu First Trust Senior Floating Rate Income Fund II (FCT) als Direktor offengelegt wird. Die Einreichung weist 0 von ihm begünstigt gehaltene Stammaktien aus und wurde von einem Bevollmächtigten am 09/05/2025 für ein Ereignis datiert 09/04/2025 unterzeichnet. Das Formular dokumentiert die Meldepflicht gemäß Section 16 und listet keine Derivate-Beteiligungen auf.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Driscoll Thomas J.

(Last) (First) (Middle)
C/O FIRST TRUST ADVISORS L.P.
120 EAST LIBERTY DRIVE, SUITE 400

(Street)
WHEATON IL 60187

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/04/2025
3. Issuer Name and Ticker or Trading Symbol
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II [ FCT ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Shares 0 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Thomas J. Driscoll, by Erin Klassman, attorney-in-fact, pursuant to a Power of Attorney 09/05/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Thomas J. Driscoll disclose on his Form 3 for FCT?

The Form 3 discloses Thomas J. Driscoll's role as a Director and reports 0 common shares beneficially owned, with no derivative securities listed.

When was the Form 3 filed and signed for FCT (symbol: FCT)?

The event date on the form is 09/04/2025 and the form was signed by attorney-in-fact on 09/05/2025.

Does the Form 3 list any derivative securities for Driscoll at FCT?

No. Table II for derivative securities is empty; the filing lists no exercisable or convertible instruments.

Is the filing joint or individual for the reporting person?

The form indicates it was filed by one reporting person (individual filing).
First Trust Senior FR Income II

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