FCT Form 3: Director Thomas J. Driscoll Reports 0 Shares
Thomas J. Driscoll filed an initial Form 3 disclosing his relationship to First Trust Senior Floating Rate Income Fund II (FCT) as a Director.
Rhea-AI Filing Summary
Thomas J. Driscoll filed an initial Form 3 disclosing his relationship to First Trust Senior Floating Rate Income Fund II (FCT) as a Director. The filing shows 0 common shares beneficially owned and was signed by an attorney-in-fact on 09/05/2025 for an event dated 09/04/2025. The form documents the reporting obligation under Section 16 and lists no derivative holdings.
Positive
- Reporting obligation met with an initial Form 3 filed and signed on 09/05/2025
- Relationship disclosed clearly: reporting person is identified as a Director of FCT
Negative
- Zero common shares reported, indicating the director disclosed no equity ownership in FCT
Insider Trade Summary
1 transaction reported
Mixed
1 txn
Insider
Driscoll Thomas J.
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Common Shares | -- | -- | -- |
Holdings After Transaction:
Common Shares — 0 shares (Direct)
FAQ
What did Thomas J. Driscoll disclose on his Form 3 for FCT?
The Form 3 discloses Thomas J. Driscoll's role as a Director and reports 0 common shares beneficially owned, with no derivative securities listed.
When was the Form 3 filed and signed for FCT (symbol: FCT)?
The event date on the form is 09/04/2025 and the form was signed by attorney-in-fact on 09/05/2025.
Does the Form 3 list any derivative securities for Driscoll at FCT?
No. Table II for derivative securities is empty; the filing lists no exercisable or convertible instruments.
Is the filing joint or individual for the reporting person?
The form indicates it was filed by one reporting person (individual filing).
AI-generated analysis. How Rhea-AI works. Not financial advice.
