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First Trust (FCT) Form 3 — Director Discloses No Shares

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Thomas J. Driscoll filed an initial Form 3 disclosing his relationship to First Trust Senior Floating Rate Income Fund II (FCT) as a Director. The filing shows 0 common shares beneficially owned and was signed by an attorney-in-fact on 09/05/2025 for an event dated 09/04/2025. The form documents the reporting obligation under Section 16 and lists no derivative holdings.

Positive

  • Reporting obligation met with an initial Form 3 filed and signed on 09/05/2025
  • Relationship disclosed clearly: reporting person is identified as a Director of FCT

Negative

  • Zero common shares reported, indicating the director disclosed no equity ownership in FCT
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Driscoll Thomas J.

(Last) (First) (Middle)
C/O FIRST TRUST ADVISORS L.P.
120 EAST LIBERTY DRIVE, SUITE 400

(Street)
WHEATON IL 60187

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/04/2025
3. Issuer Name and Ticker or Trading Symbol
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II [ FCT ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Shares 0 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Thomas J. Driscoll, by Erin Klassman, attorney-in-fact, pursuant to a Power of Attorney 09/05/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Thomas J. Driscoll disclose on his Form 3 for FCT?

The Form 3 discloses Thomas J. Driscoll's role as a Director and reports 0 common shares beneficially owned, with no derivative securities listed.

When was the Form 3 filed and signed for FCT (symbol: FCT)?

The event date on the form is 09/04/2025 and the form was signed by attorney-in-fact on 09/05/2025.

Does the Form 3 list any derivative securities for Driscoll at FCT?

No. Table II for derivative securities is empty; the filing lists no exercisable or convertible instruments.

Is the filing joint or individual for the reporting person?

The form indicates it was filed by one reporting person (individual filing).
First Trust Senior FR Income II

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