STOCK TITAN

[Form 4] Fidelity D & D Bancorp, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Fidelity D & D Bancorp (FDBC) Form 4 discloses that VP & COO Eugene J. Walsh forfeited 3,759.0607 restricted common shares on 25 Jul 2025 (transaction code “D”). His directly held common-stock balance falls to 9,811.3714 shares.

Walsh still owns 6,966 fully-vested stock-appreciation rights granted between 2016-2019, with strike prices of $21.60–$59.70 and expirations from Feb 2026 to Feb 2029. No derivative transactions occurred in the period.

The forfeiture modestly reduces insider equity but leaves the executive with a meaningful stake and long-dated incentives, implying continued alignment with shareholder interests. No other officers or 10% owners were part of the filing.

Fidelity D & D Bancorp (FDBC) Modulo 4 rivela che il VP e COO Eugene J. Walsh ha perso 3.759,0607 azioni ordinarie vincolate il 25 luglio 2025 (codice transazione “D”). Il suo saldo diretto di azioni ordinarie scende a 9.811,3714 azioni.

Walsh possiede ancora 6.966 diritti di apprezzamento azionario completamente maturati concessi tra il 2016 e il 2019, con prezzi di esercizio compresi tra $21,60 e $59,70 e scadenze da febbraio 2026 a febbraio 2029. Nel periodo non si sono verificate transazioni su derivati.

La perdita riduce leggermente la partecipazione interna ma lascia all’esecutivo una quota significativa e incentivi a lungo termine, suggerendo un continuo allineamento con gli interessi degli azionisti. Nessun altro dirigente o proprietario del 10% è stato coinvolto nella comunicazione.

Fidelity D & D Bancorp (FDBC) Formulario 4 revela que el VP y COO Eugene J. Walsh perdió 3.759,0607 acciones comunes restringidas el 25 de julio de 2025 (código de transacción “D”). Su saldo directo de acciones comunes baja a 9.811,3714 acciones.

Walsh aún posee 6.966 derechos de apreciación de acciones totalmente adquiridos otorgados entre 2016 y 2019, con precios de ejercicio de $21.60 a $59.70 y vencimientos entre febrero de 2026 y febrero de 2029. No se registraron transacciones con derivados en el período.

La pérdida reduce modestamente la participación interna, pero deja al ejecutivo con una participación significativa y incentivos a largo plazo, lo que implica una alineación continua con los intereses de los accionistas. Ningún otro ejecutivo o propietario del 10% participó en la presentación.

Fidelity D & D Bancorp (FDBC) Form 4에 따르면 부사장 겸 COO Eugene J. Walsh가 2025년 7월 25일에 3,759.0607 제한된 보통주를 포기했습니다(거래 코드 “D”). 그의 직접 보유 보통주 잔액은 9,811.3714주로 감소했습니다.

Walsh는 2016년부터 2019년 사이에 부여된 행사가 $21.60~$59.70, 만료일이 2026년 2월부터 2029년 2월인 6,966 완전 취득 주식 가치 상승 권리를 여전히 보유하고 있습니다. 해당 기간 동안 파생상품 거래는 없었습니다.

이번 포기는 내부 지분을 다소 줄였지만, 경영진에게 의미 있는 지분과 장기 인센티브를 남겨 주주 이익과의 지속적인 일치를 시사합니다. 다른 임원이나 10% 이상 소유자는 이번 신고에 포함되지 않았습니다.

Fidelity D & D Bancorp (FDBC) Formulaire 4 révèle que le VP et COO Eugene J. Walsh a perdu 3 759,0607 actions ordinaires restreintes le 25 juillet 2025 (code transaction « D »). Son solde d’actions ordinaires détenues directement tombe à 9 811,3714 actions.

Walsh détient toujours 6 966 droits d’appréciation d’actions entièrement acquis accordés entre 2016 et 2019, avec des prix d’exercice allant de 21,60 $ à 59,70 $ et des échéances de février 2026 à février 2029. Aucune transaction sur dérivés n’a eu lieu durant la période.

La perte réduit modestement la participation des initiés, mais laisse à l’exécutif une part significative et des incitations à long terme, ce qui implique un alignement continu avec les intérêts des actionnaires. Aucun autre dirigeant ni détenteur de 10 % n’a participé au dépôt.

Fidelity D & D Bancorp (FDBC) Formular 4 gibt bekannt, dass VP & COO Eugene J. Walsh am 25. Juli 2025 3.759,0607 eingeschränkte Stammaktien verwirkt hat (Transaktionscode „D“). Sein direkt gehaltener Stammaktienbestand sinkt auf 9.811,3714 Aktien.

Walsh besitzt weiterhin 6.966 vollständig erworbene Aktienwertsteigerungsrechte, die zwischen 2016 und 2019 gewährt wurden, mit Ausübungspreisen von 21,60 bis 59,70 US-Dollar und Laufzeiten von Februar 2026 bis Februar 2029. Im Berichtszeitraum fanden keine Derivattransaktionen statt.

Die Verwirkung reduziert das Insider-Eigenkapital leicht, lässt den Geschäftsführer aber mit einem bedeutenden Anteil und langfristigen Anreizen zurück, was auf eine weiterhin enge Ausrichtung an den Interessen der Aktionäre hinweist. Keine weiteren Führungskräfte oder Eigentümer mit mehr als 10 % waren an der Meldung beteiligt.

Positive
  • Executive retains 9,811 common shares and 6,966 fully-vested SARs, preserving long-term alignment with shareholders.
Negative
  • Forfeiture of 3,759 restricted shares represents a small reduction in insider ownership.

Insights

TL;DR – Minor forfeiture; neutral signal for FDBC.

The transaction is a non-cash forfeiture of restricted stock rather than an open-market sale, so selling pressure is nil. Walsh’s remaining 9.8k shares plus 6.97k SARs keep his interests tied to future share performance. Because the share amount is small relative to FDBC’s float and no price information is provided, I view the filing as operationally immaterial. Investors tracking insider sentiment may note the reduced stake, but the continued holding of vested SARs offsets any negative inference.

Fidelity D & D Bancorp (FDBC) Modulo 4 rivela che il VP e COO Eugene J. Walsh ha perso 3.759,0607 azioni ordinarie vincolate il 25 luglio 2025 (codice transazione “D”). Il suo saldo diretto di azioni ordinarie scende a 9.811,3714 azioni.

Walsh possiede ancora 6.966 diritti di apprezzamento azionario completamente maturati concessi tra il 2016 e il 2019, con prezzi di esercizio compresi tra $21,60 e $59,70 e scadenze da febbraio 2026 a febbraio 2029. Nel periodo non si sono verificate transazioni su derivati.

La perdita riduce leggermente la partecipazione interna ma lascia all’esecutivo una quota significativa e incentivi a lungo termine, suggerendo un continuo allineamento con gli interessi degli azionisti. Nessun altro dirigente o proprietario del 10% è stato coinvolto nella comunicazione.

Fidelity D & D Bancorp (FDBC) Formulario 4 revela que el VP y COO Eugene J. Walsh perdió 3.759,0607 acciones comunes restringidas el 25 de julio de 2025 (código de transacción “D”). Su saldo directo de acciones comunes baja a 9.811,3714 acciones.

Walsh aún posee 6.966 derechos de apreciación de acciones totalmente adquiridos otorgados entre 2016 y 2019, con precios de ejercicio de $21.60 a $59.70 y vencimientos entre febrero de 2026 y febrero de 2029. No se registraron transacciones con derivados en el período.

La pérdida reduce modestamente la participación interna, pero deja al ejecutivo con una participación significativa y incentivos a largo plazo, lo que implica una alineación continua con los intereses de los accionistas. Ningún otro ejecutivo o propietario del 10% participó en la presentación.

Fidelity D & D Bancorp (FDBC) Form 4에 따르면 부사장 겸 COO Eugene J. Walsh가 2025년 7월 25일에 3,759.0607 제한된 보통주를 포기했습니다(거래 코드 “D”). 그의 직접 보유 보통주 잔액은 9,811.3714주로 감소했습니다.

Walsh는 2016년부터 2019년 사이에 부여된 행사가 $21.60~$59.70, 만료일이 2026년 2월부터 2029년 2월인 6,966 완전 취득 주식 가치 상승 권리를 여전히 보유하고 있습니다. 해당 기간 동안 파생상품 거래는 없었습니다.

이번 포기는 내부 지분을 다소 줄였지만, 경영진에게 의미 있는 지분과 장기 인센티브를 남겨 주주 이익과의 지속적인 일치를 시사합니다. 다른 임원이나 10% 이상 소유자는 이번 신고에 포함되지 않았습니다.

Fidelity D & D Bancorp (FDBC) Formulaire 4 révèle que le VP et COO Eugene J. Walsh a perdu 3 759,0607 actions ordinaires restreintes le 25 juillet 2025 (code transaction « D »). Son solde d’actions ordinaires détenues directement tombe à 9 811,3714 actions.

Walsh détient toujours 6 966 droits d’appréciation d’actions entièrement acquis accordés entre 2016 et 2019, avec des prix d’exercice allant de 21,60 $ à 59,70 $ et des échéances de février 2026 à février 2029. Aucune transaction sur dérivés n’a eu lieu durant la période.

La perte réduit modestement la participation des initiés, mais laisse à l’exécutif une part significative et des incitations à long terme, ce qui implique un alignement continu avec les intérêts des actionnaires. Aucun autre dirigeant ni détenteur de 10 % n’a participé au dépôt.

Fidelity D & D Bancorp (FDBC) Formular 4 gibt bekannt, dass VP & COO Eugene J. Walsh am 25. Juli 2025 3.759,0607 eingeschränkte Stammaktien verwirkt hat (Transaktionscode „D“). Sein direkt gehaltener Stammaktienbestand sinkt auf 9.811,3714 Aktien.

Walsh besitzt weiterhin 6.966 vollständig erworbene Aktienwertsteigerungsrechte, die zwischen 2016 und 2019 gewährt wurden, mit Ausübungspreisen von 21,60 bis 59,70 US-Dollar und Laufzeiten von Februar 2026 bis Februar 2029. Im Berichtszeitraum fanden keine Derivattransaktionen statt.

Die Verwirkung reduziert das Insider-Eigenkapital leicht, lässt den Geschäftsführer aber mit einem bedeutenden Anteil und langfristigen Anreizen zurück, was auf eine weiterhin enge Ausrichtung an den Interessen der Aktionäre hinweist. Keine weiteren Führungskräfte oder Eigentümer mit mehr als 10 % waren an der Meldung beteiligt.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
WALSH EUGENE J

(Last) (First) (Middle)
6 CARTEL LN

(Street)
SPRING BROOK TWP PA 18444

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
FIDELITY D & D BANCORP INC [ FDBC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP & COO
3. Date of Earliest Transaction (Month/Day/Year)
07/25/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, Restricted 07/25/2025 D 3,759.0607 D (1) 9,811.3714 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
stock Appreciation Rights (2) (3) (4) Common Stock 6,966 6,966 D
Explanation of Responses:
1. Forfeiture of restricted stock grants.
2. 2016 Grant = $21.60, 2017 Grant = $26.17, 2018 Grant = $49.50 and 2019 Grant = $59.70.
3. All stock appreciation rights have vested.
4. The stock appreciation rights expire as follows: 2/1/2026 for the 2016 grant, 2/6/2027 for the 2017 grant, 2/5/2028 for the 2018 grant and 2/4/2029 for the 2019 grant.
/s/ John Pash 08/05/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did FDBC executive Eugene Walsh do on 25 July 2025?

He forfeited 3,759.0607 restricted common shares according to the Form 4 filing.

How many FDBC shares does Walsh now own?

After the transaction, he directly owns 9,811.3714 common shares.

Does Walsh hold any derivative securities?

Yes, he maintains 6,966 fully-vested stock appreciation rights with strikes ranging from $21.60 to $59.70.

Were any shares sold for cash in this Form 4?

No cash sale was reported; the shares were forfeited, and no price was listed.

When do Walsh’s stock appreciation rights expire?

They expire between 1 Feb 2026 and 4 Feb 2029, depending on the grant year.
Fidelity Dam

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