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Fidelity D & D (FDBC) Executive VP Gray reports 1,765 shares owned

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Fidelity D & D Bancorp executive reports initial shareholdings. Executive VP & CLO Peter A. Gray filed a Form 3 showing beneficial ownership of 1,765 shares of Fidelity D & D Bancorp common stock as of February 5, 2026. All reported shares are held directly, and no derivative securities are listed.

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
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1. Name and Address of Reporting Person*
Gray Peter A

(Last) (First) (Middle)
1005 ZUCKSVILLE ROAD

(Street)
EASTON PA 18040

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/05/2026
3. Issuer Name and Ticker or Trading Symbol
FIDELITY D & D BANCORP INC [ FDBC ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Executive VP & CLO
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 1,765 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ John Pash 02/05/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the latest Form 3 for FDBC disclose about insider holdings?

The Form 3 shows Executive VP & CLO Peter A. Gray beneficially owns 1,765 shares of Fidelity D & D Bancorp common stock. These shares are held directly, and no derivative securities, such as options or warrants, are reported in this initial ownership filing.

Who is the reporting person in Fidelity D & D Bancorp (FDBC) Form 3?

The reporting person is Peter A. Gray, who serves as Executive Vice President and Chief Legal Officer of Fidelity D & D Bancorp. The filing reflects his initial statement of beneficial ownership of the company’s common stock as required under Section 16 regulations.

How many FDBC common shares does Peter A. Gray report owning?

Peter A. Gray reports beneficial ownership of 1,765 shares of Fidelity D & D Bancorp common stock. The filing indicates these shares are owned directly, meaning they are held in his own name rather than through an intermediary entity or indirect ownership structure.

Does the FDBC Form 3 show any derivative securities for Peter A. Gray?

No derivative securities are reported for Peter A. Gray in this Form 3. The table for derivative securities, which would list options, warrants, or convertible instruments, contains no entries, indicating only direct ownership of common stock is disclosed at this time.

What is the ownership form reported in the FDBC Form 3 for Peter A. Gray?

The Form 3 identifies the 1,765 common shares as held with a direct ownership form, coded as “D.” This indicates Peter A. Gray holds the shares personally, rather than indirectly through a trust, partnership, limited liability company, or other affiliated entity.
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