Fidelity D & D Bancorp CEO gifts 200 shares

The filing lists 13,626 underlying common shares tied to vested stock appreciation rights, with grant-specific exercise prices and expirations through February 4, 2029.

Rhea-AI Filing Summary

Fidelity D & D Bancorp Inc. director and President & CEO Daniel J. Santaniello reported a bona fide gift disposition of 200 shares of common stock on October 27, 2026. His direct common-stock holdings following the transaction were 64,363 shares; no Rule 10b5-1 plan is reported.

The filing also lists stock appreciation rights covering 13,626 underlying common shares, all vested. The 2017, 2018 and 2019 grants have exercise prices of $26.17, $49.50 and $59.70, respectively, and expire February 6, 2027, February 5, 2028 and February 4, 2029, respectively.

Insider Trade Summary

200 shares gifted

Gift 2 txns

Insider SANTANIELLO DANIEL J

Role President & CEO

Type	Security	Shares	Price	Value
Gift	common stock F1	200	--	--
holding	Stock Appreciation Rights F2, F3, F4	--	--	--

Holdings After Transaction: common stock — 64,362.9115 shares (Direct); Stock Appreciation Rights — 13,626 contracts (Direct)

Footnotes (4)

1. F1. Bona fide gift
2. F2. 2017 Grant = $26.17, 2018 Grant = $49.50 and 2019 Grant = $59.70.
3. F3. All stock appreciation rights have vested.
4. F4. The stock appreciation rights expire as follows: 2/6/2027 for the 2017 grant, 2/5/2028 for the 2018 grant and 2/4/2029 for the 2019 grant.

Key Figures

Shares given as a gift: 200 shares Direct common-stock holdings after transaction: 64,363 shares Underlying common shares subject to stock appreciation rights: 13,626 shares +4 more

7 metrics

Shares given as a gift 200 shares Common stock; October 27, 2026

Direct common-stock holdings after transaction 64,363 shares Following the October 27, 2026 transaction

Underlying common shares subject to stock appreciation rights 13,626 shares Directly held; all stock appreciation rights have vested

2017 grant exercise price $26.17 Stock appreciation rights

2018 grant exercise price $49.50 Stock appreciation rights

2019 grant exercise price $59.70 Stock appreciation rights

Stock appreciation rights expiration dates 2017 grant: February 6, 2027; 2018 grant: February 5, 2028; 2019 grant: February 4, 2029 Grant-specific expiration dates

Key Terms

Bona fide gift, Stock Appreciation Rights, vested

3 terms

Bona fide gift technical

"Bona fide gift"

A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.

Stock Appreciation Rights technical

"The stock appreciation rights expire as follows"

Stock appreciation rights (SARs) are a form of employee compensation that give the holder the right to receive the increase in a company's stock price over a set baseline, paid in cash or shares, without having to buy the stock. For investors, SARs matter because they can create future cash outflows or share dilution and signal how a company rewards and motivates executives — similar to giving a bonus tied directly to how well the company’s stock performs.

vested technical

"All stock appreciation rights have vested."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many FDBC shares did Daniel J. Santaniello report as a gift?

Daniel J. Santaniello, director and President & CEO, reported a bona fide gift disposition of 200 shares of common stock on October 27, 2026. His direct common-stock holdings following the transaction were 64,363 shares. No Rule 10b5-1 plan is reported.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/28/2026 - 01:04 PM EDT Accepted by SEC EDGAR 10/28/2026 - 01:03 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SANTANIELLO DANIEL J

(Last) (First) (Middle)

307 RELDA ROAD

(Street)

ROARING BROOK TWP. PENNSYLVANIA 18444

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
FIDELITY D & D BANCORP INC [ FDBC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President & CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/27/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
common stock	10/27/2026		G		200	D	(1)	64,362.9115	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Appreciation Rights	(2)							(3)	(4)	Common Stock	13,626		13,626	D

Explanation of Responses:

1. Bona fide gift

2. 2017 Grant = $26.17, 2018 Grant = $49.50 and 2019 Grant = $59.70.

3. All stock appreciation rights have vested.

4. The stock appreciation rights expire as follows: 2/6/2027 for the 2017 grant, 2/5/2028 for the 2018 grant and 2/4/2029 for the 2019 grant.

	/s/ Felicity Chee	10/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)