Fidelity D & D Bancorp CFO acquires 1,625 shares

Fidelity D & D Bancorp Inc. (FDBC) Treasurer & CFO Salvatore R. Defrancesco Jr. reported the conversion of 3,623 stock appreciation rights on November 4, 2026; 7,405 rights were reported following the transaction.

Available on EDGAR 11/06/2026 - 05:43 PM EST Accepted by SEC EDGAR 11/06/2026 - 05:43 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Fidelity D & D Bancorp Inc. (FDBC) Treasurer & CFO Salvatore R. Defrancesco Jr. reported the conversion of 3,623 stock appreciation rights on November 4, 2026; 7,405 rights were reported following the transaction. He also acquired 1,625 common shares through an exercise of stock-settled appreciation rights and surrendered 645 common shares to cover payroll taxes on SSARs exercise. The reported price was $70.07 per share for both common-stock transactions. All stock appreciation rights had vested.

Insider Trade Summary

3,623 shares exercised/converted

Exercise 3 txns

Insider DEFRANCESCO SALVATORE R JR

Role Treasurer & CFO

Type	Security	Shares	Price	Value
Conversion	Stock Appreciation Rights F3, F6, F4, F5	3,623	--	--
Tax Withholding	Common Stock F1	645	$70.07	$45K
Conversion	Common Stock F2	1,625	$70.07	$114K

Holdings After Transaction: Stock Appreciation Rights — 7,405 contracts (Direct); Common Stock — 38,222.4515 shares (Direct)

Holdings Before and After: Stock Appreciation Rights, 11,028 to 7,405 contracts (Direct); Common Stock, 37,242.4515 to 38,222.4515 shares (Direct)

Footnotes (6)

1. F1. Surrender of shares to cover payroll taxes on SSARs exercise.
2. F2. Exercise of stock settled appreciation rights.
3. F3. Exercise of stock settled appreciation rights.
4. F4. All stock appreciation rights have vested.
5. F5. The stock appreciation rights expire as follows: 2/6/2027 for the 2017 grant, 2/5/2028 for the 2018 grant and 2/4/2029 for the 2019 grant.
6. F6. 2017 Grant = $26.17, 2018 Grant = $49.50 and 2019 Grant = $59.70.

Key Figures

Stock appreciation rights converted: 3,623 rights Stock appreciation rights following transaction: 7,405 rights Common shares acquired: 1,625 shares +5 more

8 metrics

Stock appreciation rights converted 3,623 rights November 4, 2026

Stock appreciation rights following transaction 7,405 rights Following the November 4, 2026 transaction

Common shares acquired 1,625 shares November 4, 2026

Common shares surrendered for payroll taxes 645 shares On SSARs exercise, November 4, 2026

Reported per-share price $70.07 per share Both common-stock transaction rows on November 4, 2026

2017 grant figure $26.17 Listed for the 2017 grant

2018 grant figure $49.50 Listed for the 2018 grant

2019 grant figure $59.70 Listed for the 2019 grant

Key Terms

Stock Appreciation Rights, stock settled appreciation rights, SSARs

3 terms

Stock Appreciation Rights financial

"Stock Appreciation Rights"

Stock appreciation rights (SARs) are a form of employee compensation that give the holder the right to receive the increase in a company's stock price over a set baseline, paid in cash or shares, without having to buy the stock. For investors, SARs matter because they can create future cash outflows or share dilution and signal how a company rewards and motivates executives — similar to giving a bonus tied directly to how well the company’s stock performs.

stock settled appreciation rights financial

"Exercise of stock settled appreciation rights."

SSARs financial

"Surrender of shares to cover payroll taxes on SSARs exercise."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many stock appreciation rights did FDBC's CFO convert?

The Form 4 reports conversion of 3,623 stock appreciation rights on November 4, 2026, with 7,405 rights reported following the transaction. The rights had vested.

How many FDBC shares were acquired or surrendered?

Salvatore R. Defrancesco Jr. acquired 1,625 common shares through an exercise of stock-settled appreciation rights and surrendered 645 common shares to cover payroll taxes on SSARs exercise, both on November 4, 2026. The reported price was $70.07 per share for each transaction.

What dollar amounts are listed for FDBC's 2017–2019 grants?

The footnote lists $26.17 for the 2017 grant, $49.50 for the 2018 grant, and $59.70 for the 2019 grant.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

DEFRANCESCO SALVATORE R JR

(Last) (First) (Middle)

117 ILAINA DR

(Street)

MOOSIC PENNSYLVANIA 18507

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
FIDELITY D & D BANCORP INC [ FDBC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Treasurer & CFO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/04/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/04/2026		F		645	D	$70.07(1)	36,597.4515	D
Common Stock	11/04/2026		C(2)		1,625	A	$70.07	38,222.4515	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Appreciation Rights	$70.07	11/04/2026		C(3)			3,623	(4)	(5)	Common Stock	3,623	(6)	7,405	D

Explanation of Responses:

1. Surrender of shares to cover payroll taxes on SSARs exercise.

2. Exercise of stock settled appreciation rights.

3. Exercise of stock settled appreciation rights.

4. All stock appreciation rights have vested.

5. The stock appreciation rights expire as follows: 2/6/2027 for the 2017 grant, 2/5/2028 for the 2018 grant and 2/4/2029 for the 2019 grant.

6. 2017 Grant = $26.17, 2018 Grant = $49.50 and 2019 Grant = $59.70.

	/s/ John Pash	11/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)