5E Advanced Materials CFO granted RSUs and PSUs

Malm Joshua reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Malm Joshua reported acquisition or exercise transactions in this Form 4 filing.

5E Advanced Materials, Inc. granted Chief Financial Officer Joshua Malm equity awards consisting of 12,784 restricted share units and 19,176 performance share units on March 1, 2026. Each unit represents a contingent right to receive one share of common stock, subject to future vesting conditions.

Insider Trade Summary

Grant/Award: 31,960 shares

Grant/Award 2 txns

Insider Malm Joshua

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Grant/Award	Restricted Share Unit	12,784	$0.00	$0.00
Grant/Award	Performance Share Unit	19,176	$0.00	$0.00

Holdings After Transaction: Restricted Share Unit — 12,784 contracts (Direct); Performance Share Unit — 19,176 contracts (Direct)

Footnotes (3)

1. F1. Each restricted share unit ("RSU") and performance share unit ("PSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock.
2. F2. RSUs granted March 1, 2026 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vest in three equal installments on September 15, 2026, September 15, 2027 and September 15, 2028.
3. F3. Represents approximately 50% of a total award of PSUs, which portion of the award vests on September 15, 2028, subject to the Issuer's common stock achieving a specified price per share.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What equity awards did 5E Advanced Materials (FEAM) grant to its CFO?

5E Advanced Materials granted CFO Joshua Malm 12,784 restricted share units and 19,176 performance share units on March 1, 2026. Each unit represents a contingent right to receive one share of the company’s common stock, subject to vesting conditions and performance criteria.

How do the FEAM restricted share units granted to the CFO vest?

The 12,784 restricted share units granted to the CFO vest in three equal installments on September 15, 2026, September 15, 2027, and September 15, 2028. Vesting is pursuant to 5E Advanced Materials’ Amended and Restated 2022 Equity Compensation Plan, aligning compensation with multi-year service.

What conditions apply to the FEAM performance share units granted to the CFO?

The 19,176 performance share units represent approximately 50% of a total PSU award and vest on September 15, 2028. Vesting is contingent on 5E Advanced Materials’ common stock achieving a specified price per share, directly tying this portion of compensation to long-term share price performance.

What does each FEAM RSU and PSU granted to the CFO represent?

Each restricted share unit and performance share unit represents a contingent right to receive one share of 5E Advanced Materials common stock. Shares are not issued immediately; they are delivered only if the specified time-based or performance-based vesting conditions are satisfied in the future.

Is the FEAM CFO’s Form 4 transaction a purchase or a grant?

The Form 4 reports an equity grant, not an open-market purchase. The transactions are coded as awards (code A), reflecting grants of restricted share units and performance share units at a price of $0.00 per unit under the company’s equity compensation plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/03/2026 - 04:33 PM EST Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Malm Joshua

(Last) (First) (Middle)

9329 MARIPOSA ROAD

SUITE 210

(Street)

HESPERIA CA 92344

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
5E Advanced Materials, Inc. [ FEAM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/01/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Share Unit(1)	(1)	03/01/2026		A		12,784		(2)	(2)	Common Stock	12,784	$0.00	12,784	D
Performance Share Unit(1)	(1)	03/01/2026		A		19,176		(3)	(3)	Common Stock	19,176	$0.00	19,176	D

Explanation of Responses:

1. Each restricted share unit ("RSU") and performance share unit ("PSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock.

2. RSUs granted March 1, 2026 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vest in three equal installments on September 15, 2026, September 15, 2027 and September 15, 2028.

3. Represents approximately 50% of a total award of PSUs, which portion of the award vests on September 15, 2028, subject to the Issuer's common stock achieving a specified price per share.

Remarks:

	/s / Joshua Malm	03/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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