Welcome to our dedicated page for 5E Advanced Materials SEC filings (Ticker: FEAM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
5E Advanced Materials filings document the company’s boron-focused development business, capital structure, governance, and securities activity. Recent 8-K reports cover board appointments, investor-rights arrangements, warrant issuances, equity financing, securities listing matters, and mineral-resource disclosures for the 5E Boron Americas Fort Cady Complex.
Registration statements and related reports describe common stock offerings and intended uses of proceeds for the small-scale boron facility, wellfield development, mine planning, FEED engineering, and general corporate purposes. Proxy materials address annual meeting procedures, director elections, stockholder voting matters, CDI holder participation, and governance provisions for the Delaware issuer.
5E Advanced Materials, Inc. reported a net loss of $12.1M for the quarter ended March 31, 2026 and a nine‑month loss of $33.7M. Operating expenses were $12.3M for the quarter, driven largely by depreciation, project expenses and a $1.6M impairment of horizontal sidetrack wells.
Cash and cash equivalents increased to $25.4M as of March 31, 2026, helped by equity financings including a February 2026 offering that generated net proceeds of about $33.2M. Despite these financings, management states there is substantial doubt about the company’s ability to continue as a going concern without additional capital.
AWM Investment Company, Inc. reports beneficial ownership of 3,250,000 shares of 5E Advanced Materials, Inc., representing 7.8% of the outstanding common stock as of the filing. The shares are held across four funds for which AWM is investment adviser: SSFQP (1,725,425), Cayman (503,100), TECH (179,075), and TECH II (842,400). AWM states it holds sole voting and sole dispositive power over these shares through its advisory role. The filing is signed by Adam Stettner on 05/04/2026.
5E Advanced Materials, Inc. is exiting its Australian listing while keeping its U.S. listing. The company plans to voluntarily delist its CHESS Depositary Interests from the Australian Securities Exchange, with trading suspension expected on May 26, 2026 and delisting effective after the close on May 28, 2026.
After the suspension date, holders will no longer be able to trade CDIs on the ASX, but the company’s common stock will continue to trade on the Nasdaq Global Select Market under the symbol FEAM. The change is not expected to have a material impact on financial position or operating results apart from savings in compliance and other costs associated with the ASX listing. The company intends to provide CDI holders additional information about their rights related to the delisting.
5E Advanced Materials, Inc. director Jonathan A. Siegler has filed an initial Form 3, which identifies him as a board member of the company. The filing shows no reported transactions or derivative positions and no buy, sell, acquire, or dispose activity in this disclosure.
5E Advanced Materials, Inc. appointed Jonathan Siegler to its board of directors, effective April 13, 2026. He will serve until the next annual meeting and until a successor is elected or he departs earlier.
Siegler was designated by BEP Special Situations IV LLC (Bluescape) under a Fourth Amended and Restated Investor and Registration Rights Agreement with Bluescape and Ascend Global Investment Fund SPC. That agreement allows each of Bluescape and Ascend to designate up to two directors while owning 25% of the company’s common stock, and one director while owning 10%.
Siegler replaces Graham van’t Hoff as one of Bluescape’s designees but van’t Hoff remains board chair. Under the Non-Employee Director Compensation Policy, Siegler is eligible for a $50,000 annual cash retainer, paid quarterly in arrears, and quarterly restricted stock unit grants equal in value to one quarter of the annual retainer, vesting on the following July 1. His RSUs also vest in full upon voluntary resignation effectiveness, a change in control, or death or disability. He entered into the company’s standard director and officer indemnification agreement, and the company notes he may be deemed to have an interest in transactions with Bluescape described in prior disclosures.
HEBERT CURTIS L JR reported acquisition or exercise transactions in this Form 4 filing.
5E Advanced Materials, Inc. director receives equity award. Director Curtis L. Hebert Jr. was granted 9,459 restricted stock units on March 31, 2026 under the company’s Amended and Restated 2022 Equity Compensation Plan. Each unit represents one share of common stock and vests on July 1, 2026, contingent on his continued board service.
Jones Bryn Llywelyn reported acquisition or exercise transactions in this Form 4 filing.
5E Advanced Materials, Inc. director Bryn Llywelyn Jones received a grant of 9,459 restricted stock units (RSUs) as equity compensation. Each RSU represents a contingent right to receive one share of common stock.
The RSUs were granted on March 31, 2026 under the company’s Amended and Restated 2022 Equity Compensation Plan. They vest on July 1, 2026, provided Jones continues serving on the board through that date. Following this award, Jones holds 9,459 RSUs directly, with no expiration date on the units.
Dick Barry reported acquisition or exercise transactions in this Form 4 filing.
5E Advanced Materials, Inc. director Dick Barry received a grant of 11,036 restricted stock units (RSUs) tied to the company’s common stock. Each RSU represents a contingent right to receive one share of common stock under the Amended and Restated 2022 Equity Compensation Plan.
The RSUs were granted on March 31, 2026 and are scheduled to vest on July 1, 2026, as long as Barry continues to serve on the company’s Board through that date. Following this grant, he holds 11,036 RSUs directly, and the units have no expiration date.
vant Hoff Graham reported acquisition or exercise transactions in this Form 4 filing.
5E Advanced Materials, Inc. director Graham vant Hoff received a grant of 13,138 restricted stock units (RSUs) on March 31, 2026 as equity compensation. Each RSU represents a contingent right to receive one share of common stock.
The RSUs were granted under the company’s Amended and Restated 2022 Equity Compensation Plan and will vest on July 1, 2026, as long as he continues serving on the board through that date. After this award, he directly holds 13,138 RSUs tied to an equal number of common shares.
Malm Joshua reported acquisition or exercise transactions in this Form 4 filing.
5E Advanced Materials, Inc. granted Chief Financial Officer Joshua Malm equity awards consisting of 12,784 restricted share units and 19,176 performance share units on March 1, 2026. Each unit represents a contingent right to receive one share of common stock, subject to future vesting conditions.