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Director Graham vant Hoff granted 13,138 RSUs at 5E Advanced Materials (FEAM)

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

vant Hoff Graham reported acquisition or exercise transactions in this Form 4 filing.

5E Advanced Materials, Inc. director Graham vant Hoff received a grant of 13,138 restricted stock units (RSUs) on March 31, 2026 as equity compensation. Each RSU represents a contingent right to receive one share of common stock.

The RSUs were granted under the company’s Amended and Restated 2022 Equity Compensation Plan and will vest on July 1, 2026, as long as he continues serving on the board through that date. After this award, he directly holds 13,138 RSUs tied to an equal number of common shares.

Positive

  • None.

Negative

  • None.
Insider vant Hoff Graham
Role Director
Type Security Shares Price Value
Grant/Award Restricted Stock Unit 13,138 $0.00 --
Holdings After Transaction: Restricted Stock Unit — 13,138 shares (Direct)
Footnotes (1)
  1. Each restricted share unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. RSUs granted on March 31, 2026 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vest on July 1, 2026, subject to the Reporting Person's continuing service on the Issuer's Board through the applicable vesting date. The RSUs have no expiration date.
RSUs granted 13,138 units Restricted stock units granted on March 31, 2026
Underlying common shares 13,138 shares Each RSU represents one share of common stock
Grant price $0.0000 per unit Non-cash RSU award as director compensation
Holdings after grant 13,138 RSUs Total RSUs held following this transaction
Vesting date July 1, 2026 RSUs vest if board service continues through this date
Restricted Stock Unit financial
"security_title: "Restricted Stock Unit""
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
RSU financial
"Each restricted share unit ("RSU") represents a contingent right"
Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.
Amended and Restated 2022 Equity Compensation Plan financial
"RSUs granted on March 31, 2026 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan."
vest financial
"The RSUs vest on July 1, 2026, subject to the Reporting Person's continuing service"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
contingent right financial
"represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
vant Hoff Graham

(Last)(First)(Middle)
9329 MARIPOSA ROAD
STE 210

(Street)
HESPERIA CALIFORNIA 92344

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
5E Advanced Materials, Inc. [ FEAM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/31/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit(1)(1)03/31/2026A13,138 (2) (2)Common Stock13,138$0.0013,138D
Explanation of Responses:
1. Each restricted share unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock.
2. RSUs granted on March 31, 2026 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vest on July 1, 2026, subject to the Reporting Person's continuing service on the Issuer's Board through the applicable vesting date. The RSUs have no expiration date.
Remarks:
/s/ Paul Weibel, as Attorney-in-Fact for Graham van't Hoff03/31/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did FEAM director Graham vant Hoff report in this Form 4 filing?

He reported receiving 13,138 restricted stock units as equity compensation. The award was granted on March 31, 2026 and is tied to an equal number of 5E Advanced Materials common shares, subject to future vesting conditions under the company’s 2022 Equity Compensation Plan.

Is the FEAM Form 4 transaction a stock purchase or sale?

The transaction is an RSU grant, not an open-market buy or sell. Graham vant Hoff acquired 13,138 restricted stock units as a compensation award with a zero grant price, reflecting non-cash equity compensation rather than a discretionary stock market transaction.

When do Graham vant Hoff’s FEAM RSUs from this grant vest?

The 13,138 RSUs vest on July 1, 2026, if he continues serving on the board. Vesting is contingent on his ongoing service with 5E Advanced Materials, aligning the award with director tenure and long-term company engagement rather than immediate share delivery.

How many FEAM shares are underlying the RSUs reported in this Form 4?

The grant covers 13,138 RSUs, each tied to one share of common stock. In total, the award represents rights over 13,138 potential FEAM common shares, deliverable upon vesting, rather than immediate ownership of freely tradable stock.

What plan governs the RSU grant to the FEAM director?

The RSUs were granted under 5E Advanced Materials’ Amended and Restated 2022 Equity Compensation Plan. This plan authorizes equity-based awards, such as RSUs, to directors and other participants, helping the company deliver stock-linked compensation aligned with long-term performance.
5E Advanced Materials Inc

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FEAM Stock Data

58.12M
33.62M
Specialty Chemicals
Mining & Quarrying of Nonmetallic Minerals (no Fuels)
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United States
HESPERIA