STOCK TITAN

Director at 5E Advanced Materials (FEAM) gains stock via RSU vesting and tax withholding

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

5E Advanced Materials director Bryn Llywelyn Jones reported compensation-related equity activity, not open-market trading. On July 1, 2026, multiple batches of previously granted restricted stock units vested and were converted into a total of 33,988 shares of common stock. To cover tax obligations, 12,577 shares were automatically withheld at a price of $1.44 per share. The RSUs were granted under the company’s Amended and Restated 2022 Equity Compensation Plan on several dates in 2025 and 2026. Jones continues to hold common stock directly following these routine equity award transactions.

Positive

  • None.

Negative

  • None.
Insider Jones Bryn Llywelyn
Role null
Type Security Shares Price Value
Exercise Restricted Stock Unit 5,901 $0.00 --
Exercise Restricted Stock Unit 5,118 $0.00 --
Exercise Restricted Stock Unit 9,459 $0.00 --
Exercise Restricted Stock Unit 13,510 $0.00 --
Exercise Common Stock 5,901 $0.00 --
Tax Withholding Common Stock 2,184 $1.44 $3K
Exercise Common Stock 5,118 $0.00 --
Tax Withholding Common Stock 1,894 $1.44 $3K
Exercise Common Stock 9,459 $0.00 --
Tax Withholding Common Stock 3,500 $1.44 $5K
Exercise Common Stock 13,510 $0.00 --
Tax Withholding Common Stock 4,999 $1.44 $7K
Grant/Award Restricted Stock Unit 13,510 $0.00 --
Holdings After Transaction: Restricted Stock Unit — 0 shares (Direct, null); Common Stock — 12,803 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. RSUs granted on June 30, 2026 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026. RSUs granted on September 30, 2025 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026. RSUs granted on December 31, 2025 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026. RSUs granted on March 31, 2026 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026.
RSU conversions 33,988 shares Common stock received from RSU exercises on July 1, 2026
Tax withholding shares 12,577 shares Shares delivered to cover tax obligations on July 1, 2026
Withholding price $1.44 per share Price used for tax-withholding dispositions of common stock
Single RSU grant 13,510 RSUs Grant on June 30, 2026 vesting on July 1, 2026
Exercise transactions 4 derivative exercises Exercise/conversion events (M code) reported in transaction summary
Tax-withholding events 4 F-code transactions Payment of tax liabilities using shares of common stock
Restricted Stock Unit financial
"Each restricted stock unit ("RSU") represents a contingent right to receive one share..."
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
tax-withholding disposition financial
"transaction_action": "tax-withholding disposition""
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
derivative exercise/conversion financial
"transaction_action": "derivative exercise/conversion""
Amended and Restated 2022 Equity Compensation Plan financial
"pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan."
Grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition""
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Jones Bryn Llywelyn

(Last)(First)(Middle)
9329 MARIPOSA ROAD
SUITE 210

(Street)
HESPERIA CALIFORNIA 92344

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
5E Advanced Materials, Inc. [ FEAM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/01/2026M5,901A(1)12,803D
Common Stock07/01/2026F2,184D$1.4410,619D
Common Stock07/01/2026M5,118A(1)15,737D
Common Stock07/01/2026F1,894D$1.4413,843D
Common Stock07/01/2026M9,459A(1)23,302D
Common Stock07/01/2026F3,500D$1.4419,802D
Common Stock07/01/2026M13,510A(1)33,312D
Common Stock07/01/2026F4,999D$1.4428,313D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit(1)06/30/2026A13,510 (2) (2)Common Stock13,510$0.0013,510D
Restricted Stock Unit(1)07/01/2026M5,901 (3) (3)Common Stock5,901$0.000.00D
Restricted Stock Unit(1)07/01/2026M5,118 (4) (4)Common Stock5,118$0.000.00D
Restricted Stock Unit(1)07/01/2026M9,459 (5) (5)Common Stock9,459$0.000.00D
Restricted Stock Unit(1)07/01/2026M13,510 (2) (2)Common Stock13,510$0.000.00D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock.
2. RSUs granted on June 30, 2026 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026.
3. RSUs granted on September 30, 2025 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026.
4. RSUs granted on December 31, 2025 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026.
5. RSUs granted on March 31, 2026 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026.
Remarks:
/s / Paul Weibel, Attorney-in-Fact for Bryn Llywelyn Jones07/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did 5E Advanced Materials (FEAM) director Bryn Jones report?

Bryn Jones reported vesting and conversion of restricted stock units into common stock, plus tax-withholding dispositions. These were compensation-related events under the company’s equity plan, rather than discretionary open-market purchases or sales of FEAM shares.

Did Bryn Jones buy or sell 5E Advanced Materials (FEAM) shares on the market?

The Form 4 shows no open-market buys or sells. Shares were acquired through restricted stock unit vesting and conversion, while dispositions reflect shares withheld by the issuer to satisfy tax obligations, not voluntary sales into the market.

How many 5E Advanced Materials shares came from Bryn Jones’ RSU exercises?

Jones exercised restricted stock units that converted into 33,988 shares of 5E Advanced Materials common stock. Each RSU represented a contingent right to receive one share upon vesting under the company’s Amended and Restated 2022 Equity Compensation Plan.

How many 5E Advanced Materials shares were withheld for Bryn Jones’ taxes?

A total of 12,577 shares of 5E Advanced Materials common stock were withheld at $1.44 per share. These F-code transactions reflect payment of tax liabilities by delivering shares back to the issuer, rather than open-market selling activity.

When did Bryn Jones’ restricted stock units in 5E Advanced Materials vest?

The footnotes state several RSU grants from September 30, 2025, December 31, 2025, March 31, 2026, and June 30, 2026 vested on July 1, 2026. Upon vesting, each RSU converted into one share of FEAM common stock.

Under which plan were Bryn Jones’ 5E Advanced Materials RSUs granted?

All referenced restricted stock units were granted under 5E Advanced Materials’ Amended and Restated 2022 Equity Compensation Plan. The plan provides equity awards such as RSUs that convert into common stock upon vesting, forming part of director compensation.