STOCK TITAN

RSU vesting gives 5E Advanced (NASDAQ: FEAM) director 47,206 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

5E Advanced Materials director Graham vant Hoff reported compensation-related equity activity. On July 1, 2026, multiple restricted stock unit (RSU) awards vested and were exercised into a total of 47,206 shares of Common Stock, reflecting previously granted RSUs.

To cover tax obligations on these vestings, the company withheld an aggregate of 17,468 shares through tax-withholding dispositions at $1.44 per share. The filing shows no open-market purchases or sales, only RSU grants, vesting, and related tax withholding.

Positive

  • None.

Negative

  • None.
Insider vant Hoff Graham
Role null
Type Security Shares Price Value
Exercise Restricted Stock Unit 8,196 $0.00 --
Exercise Restricted Stock Unit 7,108 $0.00 --
Exercise Restricted Stock Unit 13,138 $0.00 --
Exercise Restricted Stock Unit 18,764 $0.00 --
Exercise Common Stock 8,196 $0.00 --
Tax Withholding Common Stock 3,033 $1.44 $4K
Exercise Common Stock 7,108 $0.00 --
Tax Withholding Common Stock 2,630 $1.44 $4K
Exercise Common Stock 13,138 $0.00 --
Tax Withholding Common Stock 4,862 $1.44 $7K
Exercise Common Stock 18,764 $0.00 --
Tax Withholding Common Stock 6,943 $1.44 $10K
Grant/Award Restricted Stock Unit 18,764 $0.00 --
Holdings After Transaction: Restricted Stock Unit — 0 shares (Direct, null); Common Stock — 21,455 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. RSUs granted on June 30, 2026 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026. RSUs granted on September 30, 2025 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026. RSUs granted on December 31, 2025 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026. RSUs granted on March 31, 2026 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026.
RSUs vested 47,206 shares RSUs converted to Common Stock on July 1, 2026
Shares withheld for taxes 17,468 shares Tax-withholding dispositions on July 1, 2026
Tax withholding price $1.44 per share Value used for F-code tax-withholding dispositions
New RSU grant 18,764 RSUs Grant on June 30, 2026 under 2022 Equity Compensation Plan
RSU exercises 47,206 shares ExerciseShares total from transaction summary
Tax-withholding transactions 17,468 shares TaxWithholdingShares total from transaction summary
Restricted Stock Unit financial
"security_title: "Restricted Stock Unit""
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
tax-withholding disposition financial
"transaction_action: "tax-withholding disposition""
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
derivative exercise/conversion financial
"transaction_action: "derivative exercise/conversion""
Amended and Restated 2022 Equity Compensation Plan financial
"RSUs granted ... pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan."
Grant, award, or other acquisition financial
"transaction_code_description: "Grant, award, or other acquisition""
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
vant Hoff Graham

(Last)(First)(Middle)
9329 MARIPOSA ROAD
STE 210

(Street)
HESPERIA CALIFORNIA 92344

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
5E Advanced Materials, Inc. [ FEAM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/01/2026M8,196A(1)21,455D
Common Stock07/01/2026F3,033D$1.4418,422D
Common Stock07/01/2026M7,108A(1)25,530D
Common Stock07/01/2026F2,630D$1.4422,900D
Common Stock07/01/2026M13,138A(1)36,038D
Common Stock07/01/2026F4,862D$1.4431,176D
Common Stock07/01/2026M18,764A(1)49,940D
Common Stock07/01/2026F6,943D$1.4442,997D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit(1)06/30/2026A18,764 (2) (2)Common Stock18,764$0.0018,764D
Restricted Stock Unit(1)07/01/2026M8,196 (3) (3)Common Stock8,196$0.000.00D
Restricted Stock Unit(1)07/01/2026M7,108 (4) (4)Common Stock7,108$0.000.00D
Restricted Stock Unit(1)07/01/2026M13,138 (5) (5)Common Stock13,138$0.000.00D
Restricted Stock Unit(1)07/01/2026M18,764 (2) (2)Common Stock18,764$0.000.00D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock.
2. RSUs granted on June 30, 2026 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026.
3. RSUs granted on September 30, 2025 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026.
4. RSUs granted on December 31, 2025 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026.
5. RSUs granted on March 31, 2026 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026.
Remarks:
/s/ Paul Weibel, as Attorney-in-Fact for Graham van't Hoff07/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did FEAM director Graham vant Hoff report?

Director Graham vant Hoff reported RSU-related transactions, not open-market trades. On July 1, 2026, 47,206 restricted stock units vested into common shares and 17,468 shares were withheld at $1.44 each to satisfy associated tax obligations.

Did the FEAM insider Form 4 show any open-market buying or selling?

The Form 4 shows no open-market buying or selling by the director. All transactions relate to RSU awards vesting into common stock and share dispositions labeled as tax-withholding to pay exercise price or tax liabilities at $1.44 per share.

How many FEAM RSUs vested for Graham vant Hoff in this filing?

A total of 47,206 RSUs vested and converted into FEAM common stock. These units came from several prior RSU grants under the company’s Amended and Restated 2022 Equity Compensation Plan and all vested on July 1, 2026 according to the footnotes.

How many FEAM shares were withheld for taxes in the insider’s RSU vesting?

The filing reports 17,468 shares withheld to cover tax obligations. These dispositions used transaction code F, with the shares valued at $1.44 each, and are described as payment of exercise price or tax liability by delivering securities rather than market sales.

What new RSU grant did FEAM award to Graham vant Hoff?

On June 30, 2026, Graham vant Hoff received a grant of 18,764 restricted stock units. Footnotes state this RSU award was granted under FEAM’s Amended and Restated 2022 Equity Compensation Plan, with each unit representing a contingent right to one common share.

Which FEAM equity plan governs the RSU transactions in this Form 4?

All RSU grants and vestings in this Form 4 occur under FEAM’s Amended and Restated 2022 Equity Compensation Plan. Footnotes specify that the RSUs granted on multiple dates, including June 30, 2026, convert one-for-one into common stock upon vesting.