5E Advanced Materials Inc SEC Filings

Amendment No. 8 to Schedule 13D reports that Ascend-related entities and Meridian increased their positions in 5E Advanced Materials, Inc. (Common Stock). On August 25, 2025 Ascend Global and Meridian each purchased 50,000 shares from the issuer at $3.50 per share. The filing states there were 22,441,260 shares outstanding on that date plus 2,816,346 exercisable warrant shares used to calculate ownership percentages. The cover pages show Ascend Global and affiliated reporting persons beneficially own 10,646,992 shares (42.2% of the class) and Meridian beneficially owns 5,206,847 shares (21.8% of the class). The filing discloses related ownership relationships and that no other transactions occurred in the prior 60 days.

Paul Weibel III, Chief Executive Officer of 5E Advanced Materials, Inc. (FEAM), reported an open-market purchase of common stock on 08/25/2025. The Form 4 shows he acquired 1,628 shares at a price of $3.50 per share, increasing his beneficial ownership to 14,261 shares. The filing is a single-person Form 4 and is signed by Mr. Weibel on 08/25/2025.

This disclosure reports a direct, non-derivative acquisition by an officer; no derivative transactions or additional remarks are listed on the form.

5E Advanced Materials insider purchase by CFO Joshua Malm reported a personal purchase of 1,425 shares of 5E Advanced Materials, Inc. (FEAM) on 08/25/2025 at a reported price of $3.50 per share. After the transaction he beneficially owns 1,425 shares directly. The filing is a routine Section 16 disclosure showing an open-market acquisition by an officer and does not include additional context, plans, or derivative transactions.

5E Advanced Materials, Inc. prospectus supplement discloses that the company is an emerging growth company and relies on scaled regulatory exemptions for disclosures and audit requirements. The filing lists significant operational risks tied to its Fort Cady Project, including uncertainty around its proposed small-scale facility (SSF) and large-scale complex, extraction and production capabilities for boron and lithium, funding needs, and a stated substantial doubt about the companys ability to continue as a going concern. Capital structure items disclosed include an amendment to increase authorized common shares to 360,000,000, a planned Securities Offering of up to $35 million at $1.025 per share (including a $10 million option to Bluescape), issuance of shares on conversion of Convertible Notes, and outstanding securities as of August 20, 2025: 647,000 options (weighted-average exercise $18.31), 33,000 restricted/performance awards, and 6,096,465 warrants (weighted-average exercise $4.6770). The filing also details customary underwriting activities, transfer/restriction rules for CDIs, proposed uses of proceeds, and a lengthy list of operational, market, regulatory, financing, environmental, and dilution risks.

5E Advanced Materials, Inc. prospectus supplement discloses material financing, equity and operational risks tied to its Fort Cady Project. The company reports a substantial doubt about its ability to continue as a going concern and warns it needs substantial additional financing to advance engineering, construction and commercial production. The filing lists outstanding equity instruments including 647,000 options (weighted-average exercise $18.31), 33,000 restricted/performance awards, and approximately 6,096,465 warrants (weighted-average exercise $4.6770). Strategic purchasers indicated interest to buy ~$350,000 each. The company proposes to amend authorized common shares to 360,000,000 and a $35 million securities offering at $1.025 per share (with a $10 million option to Bluescape). The document lists extensive project, market, regulatory and operational risks and states the company is an emerging growth company with disclosure exemptions.