5E Advanced Materials Inc SEC Filings

Paul W. Weibel III, Chief Executive Officer of 5E Advanced Materials, Inc. (FEAM), reported equity awards vesting in early September 2025. Restricted share units (RSUs) granted September 1, 2022, included 133 RSUs that vested and were settled on 09/01/2025. Performance share units (PSUs) tied to service and performance conditions were partially satisfied; the Board determined on 09/03/2025 that performance conditions were 90% achieved, resulting in 239 PSUs vesting. The issuer withheld 131 shares to cover the reporting person’s tax withholding obligation, and the reporting person’s beneficial ownership after the transactions is reported at 14,502 shares of common stock. All reported awards were granted under the company’s 2022 Equity Compensation Plan.

Ascend Global Investment Fund SPC and related entities reported purchases of common stock of 5E Advanced Materials, Inc. (FEAM). On 08/25/2025 Ascend Global and Meridian Investments each acquired 50,000 shares at $3.50 per share, for a combined 100,000-share purchase. The filing shows 7,830,646 shares beneficially owned following the transactions, reported as indirect ownership.

The filing explains the ownership chain: Ascend Global is the record holder of 4,031,972 shares and Meridian of 3,798,674 shares. Ascend Global is the sole shareholder of Meridian; Ascend Financial Holdings Limited is the sole shareholder of Ascend Capital Advisors (S) Pte. Ltd., the sole partner of Ascend Global. By virtue of control, Mr. Susanto may be deemed to share beneficial ownership, although he disclaims such ownership. The Form 4 signatures are dated 08/27/2025.

5E Advanced Materials, Inc. (FEAM) reported an insider purchase on a Form 4. BEP Special Situations IV LLC and related Bluescape entities acquired 100,000 shares of common stock on 08/25/2025 at a price of $3.50 per share. After the purchase, the reporting persons beneficially own 7,597,349 shares. The filings identify BEP Special Situations IV LLC as a 10% owner and director, and note that Bluescape Energy Partners IV GP LLC is the general partner related to the purchaser. The reports were signed on 08/27/2025. The filing includes an ownership disclaimer stating the entities claim beneficial ownership only to the extent of pecuniary interest.

5E Advanced Materials (FEAM) Schedule 13D/A discloses that Bluescape Energy Partners IV GP LLC and BEP Special Situations IV LLC (the "Reporting Persons") beneficially own 10,413,695 shares of common stock, representing approximately 41.2% of the outstanding common shares on a fully reported basis. The amendment reports a purchase on August 25, 2025 of 100,000 shares from the issuer at $3.50 per share, funded by capital contributions. The filing incorporates prior Schedule 13D amendments and otherwise leaves previous disclosures unchanged.

Amendment No. 8 to Schedule 13D reports that Ascend-related entities and Meridian increased their positions in 5E Advanced Materials, Inc. (Common Stock). On August 25, 2025 Ascend Global and Meridian each purchased 50,000 shares from the issuer at $3.50 per share. The filing states there were 22,441,260 shares outstanding on that date plus 2,816,346 exercisable warrant shares used to calculate ownership percentages. The cover pages show Ascend Global and affiliated reporting persons beneficially own 10,646,992 shares (42.2% of the class) and Meridian beneficially owns 5,206,847 shares (21.8% of the class). The filing discloses related ownership relationships and that no other transactions occurred in the prior 60 days.

Paul Weibel III, Chief Executive Officer of 5E Advanced Materials, Inc. (FEAM), reported an open-market purchase of common stock on 08/25/2025. The Form 4 shows he acquired 1,628 shares at a price of $3.50 per share, increasing his beneficial ownership to 14,261 shares. The filing is a single-person Form 4 and is signed by Mr. Weibel on 08/25/2025.

This disclosure reports a direct, non-derivative acquisition by an officer; no derivative transactions or additional remarks are listed on the form.

5E Advanced Materials insider purchase by CFO Joshua Malm reported a personal purchase of 1,425 shares of 5E Advanced Materials, Inc. (FEAM) on 08/25/2025 at a reported price of $3.50 per share. After the transaction he beneficially owns 1,425 shares directly. The filing is a routine Section 16 disclosure showing an open-market acquisition by an officer and does not include additional context, plans, or derivative transactions.

5E Advanced Materials, Inc. prospectus supplement discloses that the company is an emerging growth company and relies on scaled regulatory exemptions for disclosures and audit requirements. The filing lists significant operational risks tied to its Fort Cady Project, including uncertainty around its proposed small-scale facility (SSF) and large-scale complex, extraction and production capabilities for boron and lithium, funding needs, and a stated substantial doubt about the companys ability to continue as a going concern. Capital structure items disclosed include an amendment to increase authorized common shares to 360,000,000, a planned Securities Offering of up to $35 million at $1.025 per share (including a $10 million option to Bluescape), issuance of shares on conversion of Convertible Notes, and outstanding securities as of August 20, 2025: 647,000 options (weighted-average exercise $18.31), 33,000 restricted/performance awards, and 6,096,465 warrants (weighted-average exercise $4.6770). The filing also details customary underwriting activities, transfer/restriction rules for CDIs, proposed uses of proceeds, and a lengthy list of operational, market, regulatory, financing, environmental, and dilution risks.