Welcome to our dedicated page for 5E Advanced Materials SEC filings (Ticker: FEAM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
5E Advanced Materials filings document the company’s boron-focused development business, capital structure, governance, and securities activity. Recent 8-K reports cover board appointments, investor-rights arrangements, warrant issuances, equity financing, securities listing matters, and mineral-resource disclosures for the 5E Boron Americas Fort Cady Complex.
Registration statements and related reports describe common stock offerings and intended uses of proceeds for the small-scale boron facility, wellfield development, mine planning, FEED engineering, and general corporate purposes. Proxy materials address annual meeting procedures, director elections, stockholder voting matters, CDI holder participation, and governance provisions for the Delaware issuer.
5E Advanced Materials, Inc. reported that Chief Executive Officer Paul Wesley Weibel III acquired equity incentives in the form of restricted and performance share units. He received 10,227 restricted share units (RSUs) and 46,022 performance share units (PSUs) on March 1, 2026, each representing a contingent right to one share of common stock. The RSUs were granted under the company’s Amended and Restated 2022 Equity Compensation Plan and vest in three equal installments on September 15, 2026, September 15, 2027, and September 15, 2028. The disclosed 46,022 PSUs represent approximately half of a larger PSU award, with this portion scheduled to vest on September 15, 2028, if the company’s common stock reaches a specified price per share.
5E Advanced Materials, Inc. reported a net loss of $10.9M for the quarter and $21.6M for the six months ended December 31, 2025, improving from losses of $14.3M and $27.1M a year earlier as operating costs declined.
Total assets were $58.6M and stockholders’ equity was $51.6M, with cash and cash equivalents of only $0.6M at period end. Management states there is substantial doubt about the company’s ability to continue as a going concern without additional financing.
The company eliminated its convertible note debt in March 2025 through an exchange into equity and continued to raise capital via several equity offerings and warrant exercises, including a subsequent $36.0M equity raise in February 2026. A new mineral resource estimate increased measured and indicated boric acid resources by 61% and lithium carbonate equivalent by 54%, supporting its development-stage boron and lithium project in California.
BEP Special Situations IV LLC, a 10% owner and director affiliate of 5E Advanced Materials, Inc., reported buying 4,000,000 shares of common stock on February 2, 2026 at $2 per share. After this transaction, the reporting group shows beneficial ownership of 12,130,997 common shares.
The filing lists both BEP Special Situations IV LLC and its general partner, Bluescape Energy Partners IV GP LLC, as reporting persons. They state that each reporting person disclaims beneficial ownership beyond its pecuniary interest in the securities held by BEP Special Situations IV LLC.
5E Advanced Materials, Inc. received an updated large-shareholder filing showing Bluescape-affiliated entities increasing their stake. On February 2, 2026, the reporting persons purchased 4,000,000 shares of common stock for aggregate consideration of $8 million, funded through capital contributions from partners and shareholders.
Following this transaction, Bluescape Energy Partners IV GP LLC and BEP Special Situations IV LLC report beneficial ownership of 12,130,997 shares of common stock, representing 29.2% of the class, based on 41,511,883 shares outstanding as of February 2, 2026. Voting and dispositive power over these shares is reported on a shared basis.
5E Advanced Materials, Inc. reported an insider share purchase by its Chief Financial Officer, Joshua Malm. On 02/02/2026, Malm acquired 3,750 shares of common stock in an open-market purchase at $2 per share. Following this transaction, he beneficially owned 5,175 common shares, held directly.
5E Advanced Materials, Inc. Chief Executive Officer Paul Wesley Weibel III reported buying common stock of the company. On February 2, 2026, he purchased 3,750 shares of common stock at $2 per share, bringing his directly owned stake to 18,838 shares after the transaction.
5E Advanced Materials, Inc. completed an equity offering of 18,000,000 shares of common stock at $2.00 per share, raising gross proceeds of $36.0 million. The shares were issued under an effective Form S-1 registration statement.
The company expects net proceeds of approximately $30.3 million after placement fees and expenses, including a 7.0% cash fee to the placement agent. 5E plans to use the funds to operate its small-scale boron facility, advance wellfield development and its commercial mine plan, support FEED engineering, and for general corporate purposes. The company agreed not to issue additional common stock for 90 days after closing, with limited exceptions for equity plans, existing securities and strategic transactions.
5E Advanced Materials is offering up to 18,000,000 shares of common stock at $2.00 per share in a best-efforts primary offering. Gross proceeds would be up to $36.0 million, with estimated net proceeds of about $30.3 million if the full amount is sold, after placement fees and expenses.
The company expects to use the cash, together with existing funds, mainly to operate its small-scale boron facility, advance wellfield development and mine planning at its Fort Cady boron-lithium project, complete front-end engineering design, and for general corporate purposes. It is an exploration-stage, emerging growth and smaller reporting company focused on boron and lithium materials.
Management discloses substantial doubt about the company’s ability to continue as a going concern. Preliminary data indicate only about $0.6 million of cash and cash equivalents as of December 31, 2025, so even after this offering the company expects to need significant additional financing, which may be dilutive and may not be available on acceptable terms.
5E Advanced Materials, Inc. filed Post-Effective Amendment No. 1 to its Form S-1 registration statement. The amendment becomes effective upon filing under Rule 462(d) of the Securities Act of 1933.
The amendment’s sole purpose is to replace Exhibit 5.1, the opinion of Latham & Watkins LLP, and to update Item 16(a) of Part II accordingly. Related exhibits listed include the consent of Latham & Watkins LLP, which is included in Exhibit 5.1, and the previously filed power of attorney. The document is signed on behalf of the company by Chief Executive Officer Paul Weibel and other officers and directors.