FEAM director exercises RSUs, withholds shares for tax
5E Advanced Materials director Curtis L. Hebert Jr. reported a series of compensation-related equity transactions.
Rhea-AI Filing Summary
5E Advanced Materials director Curtis L. Hebert Jr. reported a series of compensation-related equity transactions. On July 1, 2026, he exercised multiple batches of vested restricted stock units (RSUs) to acquire a total of 33,988 shares of Common Stock in several transactions coded “M” for derivative exercises.
In connection with these vestings, he had 12,577 shares of Common Stock withheld in several “F” transactions at $1.44 per share to cover tax obligations, rather than executing open-market sales. The filing also shows an RSU award of 13,510 units granted on June 30, 2026 under the Amended and Restated 2022 Equity Compensation Plan, which vested on July 1, 2026.
Positive
- None.
Negative
- None.
Insider Trade Summary
33,988 shares exercised/converted
Exercise
13 txns
Insider
HEBERT CURTIS L JR
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Unit | 5,901 | $0.00 | $0.00 |
| Exercise | Restricted Stock Unit | 5,118 | $0.00 | $0.00 |
| Exercise | Restricted Stock Unit | 9,459 | $0.00 | $0.00 |
| Exercise | Restricted Stock Unit | 13,510 | $0.00 | $0.00 |
| Exercise | Common Stock | 5,901 | $0.00 | $0.00 |
| Exercise Price or Tax Liability | Common Stock | 2,184 | $1.44 | $3K |
| Exercise | Common Stock | 5,118 | $0.00 | $0.00 |
| Exercise Price or Tax Liability | Common Stock | 1,894 | $1.44 | $3K |
| Exercise | Common Stock | 9,459 | $0.00 | $0.00 |
| Exercise Price or Tax Liability | Common Stock | 3,500 | $1.44 | $5K |
| Exercise | Common Stock | 13,510 | $0.00 | $0.00 |
| Exercise Price or Tax Liability | Common Stock | 4,999 | $1.44 | $7K |
| Grant/Award | Restricted Stock Unit | 13,510 | $0.00 | $0.00 |
Holdings After Transaction:
Restricted Stock Unit — 0 contracts (Direct);
Common Stock — 25,082 shares (Direct)
Footnotes (5)
- F1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock.
- F2. RSUs granted on June 30, 2026 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026.
- F3. RSUs granted on September 30, 2025 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026.
- F4. RSUs granted on December 31, 2025 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026.
- F5. RSUs granted on March 31, 2026 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026.
Key Figures
RSU-derived shares exercised: 33,988 shares
Shares for tax withholding: 12,577 shares
Tax withholding reference price: $1.44 per share
+3 more
6 metrics
RSU-derived shares exercised
33,988 shares
Total derivative exercise shares (M-code) reported in transactionSummary
Shares for tax withholding
12,577 shares
Total F-code tax-withholding shares reported in transactionSummary
Tax withholding reference price
$1.44 per share
Transaction price per share on F-code dispositions of Common Stock
New RSU grant
13,510 RSUs
RSUs granted on June 30, 2026 under 2022 Equity Compensation Plan
RSU-to-share ratio
1 RSU : 1 share
Each RSU represents a contingent right to receive one Common Share
Exercise/vesting date
July 1, 2026
Date RSUs vested and related derivative exercises and tax withholdings occurred
Key Terms
Restricted Stock Unit, Amended and Restated 2022 Equity Compensation Plan, tax-withholding disposition, derivative exercise/conversion, +1 more
5 terms
Restricted Stock Unit financial
"Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock."
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
Amended and Restated 2022 Equity Compensation Plan financial
"RSUs granted on June 30, 2026 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan."
tax-withholding disposition financial
"transaction_action: "tax-withholding disposition" for F-code Common Stock entries at $1.44 per share."
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
derivative exercise/conversion financial
"transaction_action: "derivative exercise/conversion" describes M-code transactions converting RSUs into Common Stock."
derivative security financial
"transaction_code_description: "Exercise or conversion of derivative security" for M-code entries."
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transactions did FEAM director Curtis L. Hebert Jr. report?
He reported multiple equity compensation events, mainly exercises of vested restricted stock units into Common Stock and related tax-withholding dispositions, all dated July 1, 2026. These were coded as derivative exercises (M) and tax payments via share delivery (F).
What new restricted stock units did the FEAM director receive?
He received an award of 13,510 restricted stock units on June 30, 2026, under the Amended and Restated 2022 Equity Compensation Plan. Each RSU represents a contingent right to receive one share of Common Stock and vested on July 1, 2026.
How do the FEAM RSUs reported on the Form 4 convert into Common Stock?
Each restricted stock unit represents a contingent right to receive one share of 5E Advanced Materials Common Stock. When RSUs vest, M-code derivative exercises convert the RSUs into Common Stock, as reflected by the matching RSU and underlying share counts.
AI-generated analysis. How Rhea-AI works. Not financial advice.
