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[Form 5] First Trust Enhanced Equity Income Fund. Annual Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
5
Rhea-AI Filing Summary

Form 5 annual statement for First Trust Enhanced Equity Income Fund (FFA) shows that G. Gregory Hagar, listed as an Officer - Investment Sub-Advisor filing through Chartwell Investment Partners, reported zero common shares beneficially owned at the end of the issuer's fiscal year ended 12/31/2024. The filing indicates the form covers the fiscal year and was executed by attorney-in-fact on 09/09/2025. The document also states the Reporting Person ceased to be a Section 16 officer effective 09/02/2025. No derivative holdings or transactions are reported on this Form 5, and no amendment date was provided.

Positive
  • Form filed and signed, fulfilling annual Section 16 reporting obligations for the fiscal year ended 12/31/2024
  • No common shares or derivative positions reported at the end of the fiscal year, indicating no year-end insider holdings to disclose
Negative
  • Reporting Person ceased to be a Section 16 officer effective 09/02/2025, which indicates a change in insider status
  • No holdings reported could reflect reduced alignment of this officer with Fund equity ownership (if ownership was previously expected)

Insights

TL;DR: Annual disclosure shows no holdings and an officer status change.

The filing documents that G. Gregory Hagar held zero common shares of the Fund at fiscal year end 12/31/2024 and records no derivative positions. As an annual Section 16 report, it closes the loop on required insider reporting for the stated period.

The report also records that the Reporting Person is no longer a Section 16 officer effective 09/02/2025, which changes the individual's ongoing reporting obligations and may reduce future insider filings tied to the Fund. Monitor subsequent Forms 3/4 filings only if a new officer designation or beneficial ownership arises within the prescribed reporting windows.

SEC Form 5
FORM 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0362
Estimated average burden
hours per response: 1.0
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Form 3 Holdings Reported.
Form 4 Transactions Reported.
1. Name and Address of Reporting Person*
HAGAR G GREGORY

(Last) (First) (Middle)
C/O CHARTWELL INVESTMENT PARTNERS, LLC
1205 WESTLAKE DR., SUITE 100

(Street)
BERWYN PA 19312

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
FIRST TRUST ENHANCED EQUITY INCOME FUND [ FFA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Officer-Investment Sub-Advisor
3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year)
12/31/2024
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Amount (A) or (D) Price
Common Shares 0 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
(A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Effective September 2, 2025, the Reporting Person is no longer a Section 16 officer for the Fund.
/s/ G. Gregory Hagar, by James M. Dykas, attorney-in-fact, pursuant to a Power of Attorney 09/09/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the Form 5 filed for FFA disclose about G. Gregory Hagar's holdings?

The Form 5 reports zero common shares and no derivative securities beneficially owned at the end of the fiscal year 12/31/2024.

What officer role is listed for the reporting person on the FFA Form 5?

The individual is listed as an Officer - Investment Sub-Advisor filing through Chartwell Investment Partners.

When did the reporting person cease to be a Section 16 officer?

The filing states the reporting person is no longer a Section 16 officer effective 09/02/2025.

Was the Form 5 signed and when was it executed?

Yes; the form was executed by attorney-in-fact and dated 09/09/2025.

Does the Form 5 show any transactions or amendments for FFA?

No transactions or amendments are reported on this Form 5; no derivative or non-derivative transactions are listed.
First Trust Enhanced Equity Income

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