STOCK TITAN

Flushing Financial (FFIC) SEVP reports new RSU and PRSU grants

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Flushing Financial Corp SEVP Douglas J. McClintock reported routine equity compensation and tax-related transactions in company common stock. On January 26, 2026, 166 shares were withheld at $16.10 per share to cover taxes upon vesting.

On January 27, 2026, he acquired 2,000 common shares through a grant of RSUs that cliff vest after three years, and derivative entries reflect the non-vesting and replacement grant of 2,000 performance-based RSUs tied to three-year performance criteria. Following these actions, he directly owned 11,867 shares and indirectly held 892 shares through the Flushing Bank 401(k) Savings Plan.

Positive

  • None.

Negative

  • None.
Insider McClintock Douglas J
Role SEVP
Type Security Shares Price Value
Exercise Common Stock 2,000 $0.00 --
Exercise Common Stock 2,000 $0.00 --
Grant/Award Common Stock 2,000 $0.00 --
Tax Withholding Common Stock 166 $16.10 $3K
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 0 shares (Direct); Common Stock — 892 shares (Indirect, 401k)
Footnotes (1)
  1. Shares withheld to satisfy taxes upon vesting. Grant of RSUs which cliff vest at end of three year period. Shares held in Flushing Bank 401(k) Savings Plan a/o 1/27/26. Disposition resulted from non-vesting of an equal number of PRSUs, due to performance criteria not being met, from the January 26, 2023 grant. Grant of PRSUs, at target level, which cliff vest at the end of the three year performance period if certain performance metrics are achieved.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
McClintock Douglas J

(Last) (First) (Middle)
220 RXR PLAZA

(Street)
UNIONDALE NY 11556

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
FLUSHING FINANCIAL CORP [ FFIC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SEVP
3. Date of Earliest Transaction (Month/Day/Year)
01/26/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/26/2026 F 166(1) D $16.1 9,867 D
Common Stock 01/27/2026 A 2,000 A (2) 11,867 D
Common Stock 892 I 401k(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Common Stock (4) 01/27/2026 M 2,000 (4) (4) Common Stock 2,000 (4) 0 D
Common Stock (5) 01/27/2026 M 2,000 (5) (5) Common Stock 2,000 (5) 0 D
Explanation of Responses:
1. Shares withheld to satisfy taxes upon vesting.
2. Grant of RSUs which cliff vest at end of three year period.
3. Shares held in Flushing Bank 401(k) Savings Plan a/o 1/27/26.
4. Disposition resulted from non-vesting of an equal number of PRSUs, due to performance criteria not being met, from the January 26, 2023 grant.
5. Grant of PRSUs, at target level, which cliff vest at the end of the three year performance period if certain performance metrics are achieved.
Signed by Russell A. Fleishman under POA by Douglas J. McClintock 01/28/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did FFIC SEVP Douglas J. McClintock report?

Douglas J. McClintock reported tax withholding on vested shares and new equity awards. He had 166 shares withheld at $16.10 for taxes and received 2,000 restricted stock units that cliff vest after three years, plus a 2,000-share performance-based RSU grant.

How many FFIC shares does Douglas J. McClintock own after these Form 4 transactions?

After the reported transactions, Douglas J. McClintock directly owned 11,867 shares of Flushing Financial common stock. He also indirectly held 892 additional shares through the Flushing Bank 401(k) Savings Plan as of January 27, 2026, according to the filing.

What is the nature of the RSU grant reported by FFIC SEVP McClintock?

McClintock received a grant of 2,000 restricted stock units that cliff vest at the end of a three-year period. Cliff vesting means all units vest at once after three years, rather than gradually over time, subject to continued service conditions.

What happened to McClintock’s performance-based RSUs (PRSUs) in this FFIC Form 4?

The filing shows 2,000 PRSUs from a January 26, 2023 grant did not vest because performance criteria were not met. At the same time, McClintock received a new grant of 2,000 PRSUs at target level, which may vest after three years if performance metrics are achieved.

Why were 166 FFIC shares withheld in McClintock’s Form 4 filing?

The 166 shares of Flushing Financial common stock were withheld to satisfy tax obligations upon the vesting of equity awards. Instead of paying cash, a portion of vested shares was retained, leaving McClintock with 9,867 directly owned shares immediately after that transaction.

How are McClintock’s 401(k) FFIC shares reported in the Form 4?

The Form 4 lists 892 shares as indirectly owned through the Flushing Bank 401(k) Savings Plan as of January 27, 2026. These shares are categorized as indirect ownership, reflecting holdings in the employer-sponsored retirement plan rather than directly held brokerage shares.