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Flushing Financial (FFIC) director granted 4,800 restricted stock units in equity award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Flushing Financial Corp director Han Sam Sang Ki received a grant of 4,800 restricted stock units of common stock on January 30, 2026. The units were awarded at no cash price and will vest one year from the grant date, at which time they become payable in common shares.

After this equity grant, Han beneficially owns 76,851 shares of Flushing Financial common stock in direct ownership form. This filing documents an equity-based compensation award rather than an open‑market share purchase or sale.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Han Sam Sang Ki

(Last) (First) (Middle)
220 RXR PLAZA

(Street)
UNIONDALE NY 11556

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
FLUSHING FINANCIAL CORP [ FFIC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/30/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/30/2026 A 4,800 A (1) 76,851 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Grant of restricted stock units payable in common stock upon vesting one year from date of grant.
Signed by Russell A. Fleishman under POA by Sam Han 02/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did FFIC director Han Sam Sang Ki report?

Han Sam Sang Ki reported receiving 4,800 restricted stock units of Flushing Financial Corp common stock. The Form 4 shows this as an acquisition at no cash cost, reflecting an equity compensation grant rather than a market purchase.

When do Han Sam Sang Ki’s FFIC restricted stock units vest?

The 4,800 restricted stock units vest one year from the January 30, 2026 grant date. Upon vesting, they are payable in Flushing Financial Corp common stock, turning the units into actual shares held by the director.

How many FFIC shares does Han Sam Sang Ki own after this grant?

Following the reported transaction, Han Sam Sang Ki beneficially owns 76,851 shares of Flushing Financial Corp common stock. This total includes the impact of the 4,800 restricted stock units reported as acquired in the January 30, 2026 grant.

Was cash paid for the 4,800 FFIC restricted stock units granted?

No cash was paid for the 4,800 restricted stock units. The Form 4 lists the transaction price per share as 0.0000, indicating the award is a stock-based compensation grant rather than a purchase in the open market or through an option exercise.

What role does Han Sam Sang Ki hold at Flushing Financial Corp (FFIC)?

Han Sam Sang Ki is a director of Flushing Financial Corp, as indicated in the Form 4 filing. The reported grant of 4,800 restricted stock units represents part of the equity compensation associated with this board-level position at the company.

How is the ownership of FFIC shares classified for this insider grant?

The ownership of Flushing Financial Corp shares after the grant is classified as direct. The Form 4 lists 76,851 shares as directly owned by Han Sam Sang Ki, with no indication of indirect ownership through entities or related parties.
Flushing Finl Corp

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