Welcome to our dedicated page for First Foundation SEC filings (Ticker: FFWM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
First Foundation Inc.'s SEC filings document its financial-services operations, common stock registration and the corporate transition that ended its separate public-company reporting status. The record includes Form 8-K disclosures for operating and financial results, material agreements, shareholder voting matters, governance items and capital-structure information involving the company and its banking subsidiary.
Later filings document the completed merger of First Foundation into FirstSun Capital Bancorp, the related bank merger into Sunflower Bank, National Association, removal of FFWM common stock from New York Stock Exchange listing and Form 15 termination of Exchange Act registration for the common stock. These documents provide the formal record of the issuer's delisting, deregistration and successor corporate status.
First Foundation Inc. Schedule 13G/A amendment shows North Reef Capital Management and affiliated filers report beneficial ownership of 5,911,778 shares of First Foundation Inc. common stock, representing 7.13% of the class. The filing attributes shared voting and dispositive power over the same 5,911,778 shares and is signed by the reporting parties.
Canyon Capital Advisors LLC and related reporting persons filed Amendment No. 1 to their Schedule 13D on First Foundation Inc. to report that they no longer beneficially own any shares of the company’s common stock.
On April 1, 2026, First Foundation merged into FirstSun Capital Bancorp, and FirstSun became the surviving corporation. At the effective time of the merger, the issuer ceased to exist. Warrants held in the reporting accounts were deemed exercised immediately before the merger and the accounts received the consideration specified in the WETA agreement. All First Foundation common shares held in the accounts were cancelled and converted into the right to receive merger consideration, leaving each reporting person with 0 shares and 0% beneficial ownership.
First Foundation Inc. director and Chief Executive Officer Thomas C. Shafer disposed of 500,000 shares of common stock in connection with the closing of a merger with FirstSun Capital Bancorp. Under the Agreement and Plan of Merger, each First Foundation share converted into the right to receive 0.16083 shares of FirstSun common stock, with cash paid instead of fractional shares.
The filing notes that, as a result of the merger, Shafer no longer beneficially owns any First Foundation common stock. In addition, restricted stock units covering 500,000 First Foundation shares were assumed by FirstSun and converted into FirstSun restricted stock units using the same exchange ratio.
First Foundation Inc. president of FFA, John Hakopian, reported issuer dispositions of his equity in connection with the company’s merger into FirstSun Capital Bancorp. The filing shows 5,287 restricted stock units, 82,554 shares of common stock held directly, and 620,842 shares held through a Family Trust were disposed of.
Under the Agreement and Plan of Merger, each First Foundation common share converted into the right to receive 0.16083 shares of FirstSun common stock, with cash for fractional shares. All related restricted stock units, including performance-vested awards, were assumed by FirstSun and converted using this exchange ratio. Following the merger, Hakopian no longer beneficially owns First Foundation common stock.
First Foundation Inc. director Sam Edelson disposed of 13,308 shares of common stock in connection with the company’s merger with FirstSun Capital Bancorp. The shares, including restricted stock units, were converted at an exchange ratio of 0.16083 FirstSun common shares for each First Foundation share, with cash paid for any fractional shares. After this merger-related disposition to the issuer, Edelson no longer beneficially owns any First Foundation common stock, and his restricted stock units were assumed by FirstSun and converted into FirstSun restricted stock units using the same exchange ratio.
First Foundation Inc. director Parker C. Allen reported a disposition of 13,308 shares of common stock back to the issuer in connection with the company’s merger with FirstSun Capital Bancorp. The disposition reflects the merger closing rather than an open-market trade.
Under the Merger Agreement, each First Foundation share converted into the right to receive 0.16083 shares of FirstSun common stock, with cash paid instead of fractional shares. The 13,308 shares included restricted stock units, which were assumed by FirstSun and converted into restricted stock units over FirstSun stock using the same exchange ratio. After the merger, Allen no longer beneficially owns any First Foundation common stock.
First Foundation Inc. director Benjamin Mackovak reported a complete disposition of his direct and indirect holdings of First Foundation common stock in connection with its merger with FirstSun Capital Bancorp. The transactions are coded as dispositions to the issuer tied to the closing of the merger.
Footnotes state that 13,308 shares, including restricted stock units, and 6,768,343 additional shares held indirectly through Strategic Value Investors LP were converted under the merger terms. Each First Foundation share converted into the right to receive 0.16083 shares of FirstSun common stock, and the reporting person no longer beneficially owns any First Foundation shares.
First Foundation Inc. director Mitchell M. Rosenberg disposed of all his shares of the company’s common stock in connection with its merger with FirstSun Capital Bancorp. On April 1, 2026, 21,961 directly held shares and 66,050 shares held indirectly through a trust were surrendered to the issuer pursuant to the merger terms. Each First Foundation share was converted into the right to receive 0.16083 shares of FirstSun common stock, with cash in lieu of fractional shares. Footnotes state that, as a result of the merger, Rosenberg no longer beneficially owns any First Foundation common stock. In addition, restricted stock units for 13,308 shares were assumed by FirstSun and converted using the same exchange ratio, then forfeited upon his separation of service at the merger’s effective time.